Rockwell Automation (NYSE: ROK) SVP exercises stock options and reports share sales

Rhea-AI Filing Summary

Rockwell Automation, Inc. senior vice president of Software and Control reported multiple equity transactions in company stock. On 12/04/2025 and 12/05/2025, the executive exercised employee stock options at exercise prices of $279.5 and $297.1 per share, and vested restricted stock units with a conversion price of $0, receiving Rockwell Automation common shares.

The filing also reports a series of open‑market sales of common stock on those dates at weighted average prices ranging from about $400.10 to $404.68, including sales made under a Rule 10b5-1 trading plan entered into on May 30, 2025, and sales to cover taxes due on restricted stock units that vested on 12/04/2025. Following these transactions, the executive directly owns 1,964 shares of common stock, plus additional indirect holdings through the company’s savings and nonqualified savings plans.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bulho Matheus De A G Viera

(Last) (First) (Middle)

1201 S. 2ND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP Software and Control

3. Date of Earliest Transaction (Month/Day/Year)
12/04/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/04/2025		M(1)		1,164	A	$279.5	2,147	D
Common Stock	12/04/2025		M		358	A	$0	2,505	D
Common Stock	12/05/2025		M(1)		2,253	A	$297.1	4,758	D
Common Stock	12/05/2025		M		740	A	$0	5,498	D
Common Stock	12/04/2025		S(1)		239	D	$400.3094(2)	5,259	D
Common Stock	12/04/2025		S(1)		238	D	$401.8117(3)	5,021	D
Common Stock	12/04/2025		S(1)		485	D	$402.7519(4)	4,536	D
Common Stock	12/04/2025		S(1)		202	D	$403.7105(5)	4,334	D
Common Stock	12/05/2025		S(1)		809	D	$402.8433(6)	3,525	D
Common Stock	12/05/2025		S(1)		1,174	D	$403.6709(7)	2,351	D
Common Stock	12/05/2025		S(1)		270	D	$404.4615(8)	2,081	D
Common Stock	12/05/2025		S(9)		95	D	$402.921(10)	1,986	D
Common Stock	12/05/2025		S(9)		22	D	$403.5(11)	1,964	D
Common Stock								5.6667(12)	I	By Savings Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	$279.5	12/04/2025		M			1,164	12/04/2024(13)	12/04/2033	Common Stock	1,164	$279.5	1,165	D
Restricted Stock Units	(14)	12/04/2025		M			358	12/04/2024(15)	12/04/2026	Common Stock	358	$0	358	D
Employee Stock Option (Right to Buy)	$297.1	12/05/2025		M			2,253	12/05/2025(13)	12/05/2034	Common Stock	2,253	$297.1	4,807	D
Restricted Stock Units	(14)	12/05/2025		M			740	12/05/2025(15)	12/05/2027	Common Stock	740	$0	1,482	D
Common Stock Share Equivalents	(16)							(17)	(17)	Common Stock	16.1437		16.1437(18)	I	By Nonqualified Savings Plan

Explanation of Responses:

1. Shares exercised and sold pursuant to a Rule 10b5-1 trading plan enter into on May 30, 2025.

2. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.1025 to $400.37. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

3. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.2650 to $401.95. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

4. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.29 to $403.09. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

5. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.4650 to $403.83. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

6. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.20 to $403.12. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

7. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.31 to $404.2650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

8. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $404.3850 to $404.68. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

9. Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 12/4/2025.

10. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.42 to $403.29. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

11. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.45 to $403.55. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

12. Shares represented by Company Stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 10/29/2025.

13. The options vest in three substantially equal annual installments beginning on the date exercisable.

14. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

15. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

16. Each unit is the economic equivalent of one share of Company common stock.

17. The share equivalents are payable in cash upon retirement or after termination of employment.

18. Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date last reported for this person based on information provided by the Plan Administrator as of 10/29/2025. The number of stock fund units represented by the balance of the participant's Company stock fund may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Remarks:

	Danielle White, Attorney-In-Fact for Matheus De A G Viera Bulho	12/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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