Rockwell Automation (NYSE: ROK) SVP exercises stock options and reports share sales
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Rockwell Automation, Inc. senior vice president of Software and Control reported multiple equity transactions in company stock. On 12/04/2025 and 12/05/2025, the executive exercised employee stock options at exercise prices of $279.5 and $297.1 per share, and vested restricted stock units with a conversion price of $0, receiving Rockwell Automation common shares.
The filing also reports a series of open‑market sales of common stock on those dates at weighted average prices ranging from about $400.10 to $404.68, including sales made under a Rule 10b5-1 trading plan entered into on May 30, 2025, and sales to cover taxes due on restricted stock units that vested on 12/04/2025. Following these transactions, the executive directly owns 1,964 shares of common stock, plus additional indirect holdings through the company’s savings and nonqualified savings plans.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 3,534 shares ($1,424,358)
Net Sell
19 txns
Insider
Bulho Matheus De A G Viera
Role
SVP Software and Control
Sold
3,534 shs ($1.42M)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Employee Stock Option (Right to Buy) | 2,253 | $297.10 | $669K |
| Exercise | Restricted Stock Units | 740 | $0.00 | -- |
| Exercise | Common Stock | 2,253 | $297.10 | $669K |
| Exercise | Common Stock | 740 | $0.00 | -- |
| Sale | Common Stock | 809 | $402.8433 | $326K |
| Sale | Common Stock | 1,174 | $403.6709 | $474K |
| Sale | Common Stock | 270 | $404.4615 | $109K |
| Sale | Common Stock | 95 | $402.921 | $38K |
| Sale | Common Stock | 22 | $403.50 | $9K |
| Exercise | Employee Stock Option (Right to Buy) | 1,164 | $279.50 | $325K |
| Exercise | Restricted Stock Units | 358 | $0.00 | -- |
| Exercise | Common Stock | 1,164 | $279.50 | $325K |
| Exercise | Common Stock | 358 | $0.00 | -- |
| Sale | Common Stock | 239 | $400.3094 | $96K |
| Sale | Common Stock | 238 | $401.8117 | $96K |
| Sale | Common Stock | 485 | $402.7519 | $195K |
| Sale | Common Stock | 202 | $403.7105 | $82K |
| holding | Common Stock Share Equivalents | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Employee Stock Option (Right to Buy) — 4,807 shares (Direct);
Restricted Stock Units — 1,482 shares (Direct);
Common Stock — 4,758 shares (Direct);
Common Stock Share Equivalents — 16.144 shares (Indirect, By Nonqualified Savings Plan);
Common Stock — 5.667 shares (Indirect, By Savings Plan)
Footnotes (1)
- Shares exercised and sold pursuant to a Rule 10b5-1 trading plan enter into on May 30, 2025. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.1025 to $400.37. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.2650 to $401.95. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.29 to $403.09. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.4650 to $403.83. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.20 to $403.12. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.31 to $404.2650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $404.3850 to $404.68. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 12/4/2025. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.42 to $403.29. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.45 to $403.55. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Shares represented by Company Stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 10/29/2025. The options vest in three substantially equal annual installments beginning on the date exercisable. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Each unit is the economic equivalent of one share of Company common stock. The share equivalents are payable in cash upon retirement or after termination of employment. Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date last reported for this person based on information provided by the Plan Administrator as of 10/29/2025. The number of stock fund units represented by the balance of the participant's Company stock fund may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
