Rockwell Automation (ROK) SVP reports RSU conversions and Rule 10b5-1 stock sales
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Rockwell Automation (ROK) disclosed insider equity activity by its SVP, CLO and Secretary, Rebecca W. House. On 12/04/2025 and 12/05/2025, restricted stock units (RSUs) covering 787 and 740 shares of common stock were converted at an exercise price of $0, increasing her directly owned shares. On 12/05/2025, she sold 313 shares at a weighted average price of $402.816 and 58 shares at a weighted average price of $403.3497 pursuant to a Rule 10b5-1 trading plan entered into on 11/27/2024 to cover taxes on vested RSUs. After these transactions, she directly owned 10,628 common shares and held additional interests through company savings plans and share equivalents, while retaining outstanding RSUs that vest in substantially equal annual installments.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Seller: 371 shares ($149,476)
Net Sell
8 txns
Insider
House Rebecca W
Role
SVP, CLO and Secretary
Sold
371 shs ($149K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 740 | $0.00 | -- |
| Exercise | Common Stock | 740 | $0.00 | -- |
| Sale | Common Stock | 313 | $402.816 | $126K |
| Sale | Common Stock | 58 | $403.3497 | $23K |
| Exercise | Restricted Stock Units | 787 | $0.00 | -- |
| Exercise | Common Stock | 787 | $0.00 | -- |
| holding | Common Stock Share Equivalents | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units — 1,482 shares (Direct);
Common Stock — 10,999 shares (Direct);
Common Stock Share Equivalents — 26.673 shares (Indirect, NQ Savings Plan);
Common Stock — 51.079 shares (Indirect, By savings plan)
Footnotes (1)
- Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/27/2024 to cover taxes due on restricted stock units that vested on 12/4/2025. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.30 to $403.23. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.30 to $403.46. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/30/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Each unit is the economic equivalent of one share of Company common stock. The share equivalents are payable in cash upon retirement or after termination of employment. Includes share equivalents represented by Company stock fund units acquired under the Company's Nonqualified Savings Plan since the date last reported for this person based on information provided by the Plan Administrator as of 9/30/2025. The number of stock fund units represented by the balance of the participant's Company stock fund may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
