Rockwell Automation (ROK) CFO Rothe gains 1,077 shares as RSUs vest

Rhea-AI Filing Summary

Rockwell Automation (ROK) disclosed an insider equity transaction by its Senior Vice President and Chief Financial Officer, Christian E. Rothe. On 12/05/2025, Rothe acquired 1,077 shares of Rockwell Automation common stock at an exercise price of $0 through the vesting and settlement of restricted stock units. Following this transaction, he beneficially owned 9,731.7093 shares of common stock directly.

The filing also shows that 1,077 restricted stock units converted into an equal number of common shares, leaving 2,155 restricted stock units beneficially owned. These units vest in three substantially equal annual installments beginning 12/05/2025. The share count includes stock previously acquired under the company’s dividend reinvestment plan as reported by the plan administrator on 9/12/2025.

Insider Trade Summary

1,077 shares exercised/converted

Mixed 2 txns

Insider Rothe Christian E

Role Sr. VP and CFO

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	1,077	$0.00	--
Exercise	Common Stock	1,077	$0.00	--

Holdings After Transaction: Restricted Stock Units — 2,155 shares (Direct); Common Stock — 9,731.709 shares (Direct)

Footnotes (1)

1. Includes shares acquired under the Company's dividend reinvestment plan as reported by the plan administrator on 9/12/2025 Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Rothe Christian E

(Last) (First) (Middle)

1201 S. 2ND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Sr. VP and CFO

3. Date of Earliest Transaction (Month/Day/Year)
12/05/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/05/2025		M		1,077	A	$0	9,731.7093(1)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(2)	12/05/2025		M			1,077	12/05/2025(3)	12/05/2027	Common Stock	1,077	$0	2,155	D

Explanation of Responses:

1. Includes shares acquired under the Company's dividend reinvestment plan as reported by the plan administrator on 9/12/2025

2. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

3. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Remarks:

	Danielle White, Attorney-In-Fact for Christian E. Rothe	12/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Rockwell Automation (ROK) report for Christian E. Rothe?

Rockwell Automation reported that Senior Vice President and CFO Christian E. Rothe acquired 1,077 shares of common stock on 12/05/2025 through the vesting and settlement of restricted stock units at an exercise price of $0.

How many Rockwell Automation (ROK) shares does the CFO own after this transaction?

After the reported transaction, Christian E. Rothe beneficially owned 9,731.7093 shares of Rockwell Automation common stock directly.

What happened to the restricted stock units in this Rockwell Automation (ROK) Form 4?

1,077 restricted stock units were converted into 1,077 shares of Rockwell Automation common stock on 12/05/2025, and 2,155 restricted stock units remained beneficially owned.

How do the Rockwell Automation (ROK) restricted stock units vest for the CFO?

The restricted stock units vest in three substantially equal annual installments beginning on 12/05/2025, which is listed as both the date exercisable and the first vesting date.

Does the Rockwell Automation (ROK) Form 4 mention a dividend reinvestment plan?

Yes. The filing explains that the CFO’s share total includes shares acquired under the company’s dividend reinvestment plan as reported by the plan administrator on 9/12/2025.

What role does the reporting person hold at Rockwell Automation (ROK)?

The reporting person, Christian E. Rothe, is identified as an officer of Rockwell Automation, serving as Senior Vice President and Chief Financial Officer.