Rockwell Automation (ROK) director Lisa A. Payne granted 498 shares for board service

Rhea-AI Filing Summary

Rockwell Automation director Lisa A. Payne reported receiving additional company stock as compensation for board service. On 12/08/2025, she acquired 498 shares of Rockwell Automation common stock at a reported price of $0, reflecting an equity grant under the company’s 2020 Long-Term Incentives Plan for directors.

Following this grant, Payne beneficially owns 7,049 shares of Rockwell Automation, held directly. This type of transaction is a routine equity-based compensation event for a board member and does not involve an open-market purchase or sale.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PAYNE LISA A

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/08/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/08/2025		A(1)		498	A	$0	7,049	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Remarks:

	Danielle White, Attorney-in-fact for Lisa A. Payne	12/10/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did Rockwell Automation (ROK) report for Lisa A. Payne?

Director Lisa A. Payne reported acquiring 498 shares of Rockwell Automation common stock on 12/08/2025 as part of her director compensation.

What was the price of the Rockwell Automation (ROK) shares received by Lisa A. Payne?

The filing shows Payne acquired 498 shares at a reported price of $0, indicating they were granted as equity compensation rather than purchased on the open market.

How many Rockwell Automation (ROK) shares does Lisa A. Payne own after this transaction?

After the reported grant, Lisa A. Payne beneficially owns 7,049 shares of Rockwell Automation common stock in direct ownership.

What is the reason for the 498-share grant to Lisa A. Payne at Rockwell Automation (ROK)?

The explanation states that the 498 shares were delivered as compensation for service as a director under Rockwell Automation’s 2020 Long-Term Incentives Plan.

Does this Rockwell Automation (ROK) insider filing involve derivative securities or options?

The provided tables show activity only in common stock and list no derivative securities transactions for this reporting period.

Is the Rockwell Automation (ROK) insider transaction filed by one or multiple reporting persons?

The filing indicates it is a Form filed by One Reporting Person, covering only the holdings and transaction of Lisa A. Payne.