Rockwell Automation (ROK) VP Isaac Woods reports RSU vesting and tax-related share sale

Rhea-AI Filing Summary

Rockwell Automation, Inc. (ROK) executive Isaac Woods, Vice President and Treasurer, reported routine stock activity involving restricted stock units and related share sales. On 12/04/2025 and 12/05/2025, restricted stock units were converted into a total of 271 shares of common stock at an exercise price of $0, reflecting vesting of equity awards. On 12/05/2025, Woods sold 68 shares of common stock, including a block at a weighted average price of $402.825, under a pre-arranged Rule 10b5-1 trading plan to cover taxes on the vested units.

After these transactions, Woods directly holds 1,865 shares of Rockwell Automation common stock and an additional 465.2217 shares represented by units in the company’s savings plan stock fund. Each restricted stock unit represents the right to receive one share of common stock, and the units vest in three substantially equal annual installments starting on their respective exercisable dates.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Woods Isaac

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice President and Treasurer

3. Date of Earliest Transaction (Month/Day/Year)
12/04/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/04/2025		M		143	A	$0	1,805	D
Common Stock	12/05/2025		M		128	A	$0	1,933	D
Common Stock	12/05/2025		S(1)		62	D	$402.825(2)	1,871	D
Common Stock	12/05/2025		S(1)		6	D	$403.55	1,865	D
Common Stock								465.2217(3)	I	By Savings Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(4)	12/04/2025		M			143	12/04/2024(5)	12/04/2026	Common Stock	143	$0	144	D
Restricted Stock Units	(4)	12/05/2025		M			128	12/05/2025(5)	12/05/2027	Common Stock	128	$0	256	D

Explanation of Responses:

1. Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 12/4/2025.

2. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.32 to $403.24 The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

3. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/30/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

4. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

5. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Remarks:

	Danielle White, Attorney-in-fact for Isaac Woods	12/05/2025
	** Signature of Reporting Person	Date
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FAQ

What insider transaction did Rockwell Automation (ROK) report for Isaac Woods?

The filing reports that Isaac Woods, Vice President and Treasurer of Rockwell Automation (ROK), had restricted stock units convert into common shares and sold a small number of shares on 12/05/2025 as part of a Rule 10b5-1 trading plan.

How many Rockwell Automation shares did Isaac Woods acquire and sell in this Form 4?

Restricted stock units converted into 143 shares on 12/04/2025 and 128 shares on 12/05/2025, while he sold 62 shares at a weighted average price of $402.825 and 6 shares at $403.55 on 12/05/2025.

What is the purpose of Isaac Woods’ Rockwell Automation share sale reported here?

The filing states that the sale of shares was made under a Rule 10b5-1 plan entered into on 05/30/2025 to cover taxes due on restricted stock units that vested on 12/04/2025.

How many Rockwell Automation shares does Isaac Woods own after these transactions?

Following the reported transactions, Isaac Woods directly owns 1,865 shares of Rockwell Automation common stock and 465.2217 shares represented by units in the company’s Savings Plan stock fund.

What are the terms of the restricted stock units held by Isaac Woods at Rockwell Automation?

Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock and vests in three substantially equal annual installments beginning on the stated exercisable date.

What does the weighted average price mean in Isaac Woods’ Rockwell Automation stock sale?

The filing explains that the $402.825 price is a weighted average of shares sold in multiple trades at prices ranging from $402.32 to $403.24, and detailed trade data is available on request.