Rockwell Automation (NYSE: ROK) CTO reports RSU exercises and share sale

Rhea-AI Filing Summary

Rockwell Automation (ROK)December 4 and 5, 2025, the officer exercised restricted stock units, receiving 465 and 538 shares of common stock at an exercise price of $0. On December 5, 139 shares of common stock were sold at a weighted average price of $402.9079 per share under a prearranged Rule 10b5-1 trading plan to cover taxes on vested awards. After these transactions, the officer beneficially owned 4,651 shares of Rockwell Automation common stock directly, along with 466 and 1,078 restricted stock units in separate grants that each convert into one share upon vesting.

12/05/2025 - 07:58 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Perducat Cyril

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Chief Technology Officer

3. Date of Earliest Transaction (Month/Day/Year)
12/04/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/04/2025		M		465	A	$0	4,252	D
Common Stock	12/05/2025		M		538	A	$0	4,790	D
Common Stock	12/05/2025		S(1)		139	D	$402.9079(2)	4,651	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(3)	12/04/2025		M			465	12/04/2024(4)	12/04/2026	Common Stock	465	$0	466	D
Restricted Stock Units	(3)	12/05/2025		M			538	12/05/2025(4)	12/05/2027	Common Stock	538	$0	1,078	D

Explanation of Responses:

1. Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 12/4/2025.

2. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.32 to $403.28. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

3. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

4. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Remarks:

	Danielle White, Attorney-in-fact for Cyril Perducat	12/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did Rockwell Automation (ROK) report in this Form 4?

The filing reports that the SVP and Chief Technology Officer exercised restricted stock units on December 4 and 5, 2025 and sold 139 shares of common stock on December 5.

How many Rockwell Automation (ROK) shares were acquired and sold by the insider?

The officer acquired 465 shares on December 4, 2025 and 538 shares on December 5, 2025 through RSU exercises, and sold 139 shares on December 5.

At what prices were the Rockwell Automation (ROK) insider transactions executed?

The restricted stock units were exercised at an effective price of $0 per share. The 139 shares sold on December 5, 2025 were transacted at a weighted average price of $402.9079 per share, with individual sale prices ranging from $402.32 to $403.28.

What is the purpose of the Rockwell Automation (ROK) insider sale noted in the Form 4?

The filing states that the 139-share sale was made under a Rule 10b5-1 plan entered into on May 30, 2025 to cover taxes due on restricted stock units that vested on December 4, 2025.

How many Rockwell Automation (ROK) shares does the insider own after these transactions?

Following the reported transactions, the officer directly beneficially owned 4,651 shares of Rockwell Automation common stock, plus 466 and 1,078 restricted stock units in separate grants.

What are the terms of the Rockwell Automation (ROK) restricted stock units in this filing?

Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock, and the units vest in three substantially equal annual installments beginning on the stated exercisable dates.