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[Form 4] ROCKWELL AUTOMATION, INC Insider Trading Activity

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Rockwell Automation senior vice president and chief revenue officer Scott Genereux reported multiple stock transactions in December 2025. On December 8–10, 2025, he sold several small blocks of Rockwell Automation common stock at prices generally around $400–$404 per share, with some sales executed under a Rule 10b5-1 trading plan to cover taxes on recently vested restricted stock units.

The filing also shows new equity awards and settlements. On December 8, 2025, he received an employee stock option grant for 6,146 shares at an exercise price of $402.22 and 1,791 restricted stock units, all under the company’s 2020 Long-Term Incentive Plan. On December 9, 2025, 963 restricted stock units and 2,055 performance shares were converted into common stock, reducing those derivative positions to zero.

Positive

  • None.

Negative

  • None.
Insider GENEREUX SCOTT
Role Sr.VP, Chief Revenue Officer
Sold 1,654 shs ($665K)
Type Security Shares Price Value
Sale Common Stock 344 $400.6927 $138K
Sale Common Stock 509 $401.8307 $205K
Sale Common Stock 451 $402.9502 $182K
Sale Common Stock 83 $403.7661 $34K
Exercise Restricted Stock Units 963 $0.00 --
Exercise Performance Shares 2,055 $0.00 --
Exercise Common Stock 963 $0.00 --
Exercise Common Stock 2,055 $0.00 --
Grant/Award Employee Stock Option (Right to Buy) 6,146 $0.00 --
Grant/Award Restricted Stock Units 1,791 $0.00 --
Sale Common Stock 252 $400.7893 $101K
Sale Common Stock 15 $401.86 $6K
Holdings After Transaction: Common Stock — 5,557 shares (Direct); Restricted Stock Units — 0 shares (Direct); Performance Shares — 0 shares (Direct); Employee Stock Option (Right to Buy) — 6,146 shares (Direct)
Footnotes (1)
  1. Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2024 to cover taxes due on restricted stock units that vested on 12/5/2025. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.40 to $401.3650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2024 to cover taxes due on restricted stock units that vested on 12/9/2025. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.36 to $401.1950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.45 to $402.15. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.54 to $403.34. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.57 to $403.81. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Awarded under the Company's 2020 Long-Term Incentive Plan. The options vest in three substantially equal annual installments beginning on date exercisable. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
GENEREUX SCOTT
(Last) (First) (Middle)
1201 SOUTH SECOND STREET
(Street)
MILWAUKEE WI 53204
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr.VP, Chief Revenue Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/08/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/08/2025 S(1) 252 D $400.7893(2) 2,898 D
Common Stock 12/08/2025 S(1) 15 D $401.86 2,883 D
Common Stock 12/09/2025 M 963 A $0 3,846 D
Common Stock 12/09/2025 M 2,055 A $0 5,901 D
Common Stock 12/10/2025 S(3) 344 D $400.6927(4) 5,557 D
Common Stock 12/10/2025 S(3) 509 D $401.8307(5) 5,048 D
Common Stock 12/10/2025 S(3) 451 D $402.9502(6) 4,597 D
Common Stock 12/10/2025 S(3) 83 D $403.7661(7) 4,514 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $402.22 12/08/2025 A(8) 6,146 12/08/2026(9) 12/08/2035 Common Stock 6,146 $0 6,146 D
Restricted Stock Units (10) 12/08/2025 A(8) 1,791 12/08/2026(11) 12/08/2028 Common Stock 1,791 $0 1,791 D
Restricted Stock Units (10) 12/09/2025 M 963 12/09/2023(11) 12/09/2025 Common Stock 963 $0 0 D
Performance Shares (12) 12/09/2025 M 2,055 12/09/2025 12/09/2025 Common Stock 2,055 $0 0 D
Explanation of Responses:
1. Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2024 to cover taxes due on restricted stock units that vested on 12/5/2025.
2. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.40 to $401.3650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
3. Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2024 to cover taxes due on restricted stock units that vested on 12/9/2025.
4. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.36 to $401.1950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
5. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.45 to $402.15. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
6. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.54 to $403.34. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
7. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.57 to $403.81. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
8. Awarded under the Company's 2020 Long-Term Incentive Plan.
9. The options vest in three substantially equal annual installments beginning on date exercisable.
10. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
11. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
12. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
Remarks:
Danielle White, Attorney-in-fact for Scott Genereux 12/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR