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Rockwell Automation (ROK) director reports 498-share compensation award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rockwell Automation, Inc. reported a routine insider equity grant to a director. Director Patricia A. Watson acquired 498 shares of Rockwell Automation common stock on 12/08/2025 as compensation for service under the company’s 2020 Long-Term Incentives Plan. The shares were recorded at a price of $0, reflecting that they were awarded as equity compensation rather than purchased for cash.

Following this transaction, Watson beneficially owns 7,485 shares of Rockwell Automation common stock in direct ownership. The filing notes that this report is made by a single reporting person and that the transaction relates to non-derivative securities only, with no derivative securities reported.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Watson Patricia A

(Last) (First) (Middle)
1201 SOUTH SECOND STREET

(Street)
MILWAUKEE WI 53204

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/08/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/08/2025 A(1) 498 A $0 7,485 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.
Remarks:
Exhibit 24: Power of Attorney
Danielle White, Attorney-in-fact for Patricia A. Watson 12/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Rockwell Automation (ROK) disclose in this Form 4?

Rockwell Automation disclosed that director Patricia A. Watson acquired 498 shares of common stock on 12/08/2025 as part of her director compensation.

How many Rockwell Automation (ROK) shares does the reporting person own after this transaction?

After the reported transaction, Patricia A. Watson beneficially owns 7,485 shares of Rockwell Automation common stock in direct ownership.

Was cash paid for the Rockwell Automation (ROK) shares reported in this Form 4?

No. The 498 shares were reported at a price of $0, indicating they were granted as equity compensation rather than purchased with cash.

What is the source of the Rockwell Automation (ROK) share grant to the director?

The shares were delivered as compensation for service as a director under Rockwell Automation’s 2020 Long-Term Incentives Plan.

What is the relationship of the reporting person to Rockwell Automation (ROK)?

The reporting person, Patricia A. Watson, is identified in the filing as a Director of Rockwell Automation, Inc.

Does this Rockwell Automation (ROK) Form 4 include any derivative securities?

No. The filing’s Table I reports non-derivative common stock, and Table II for derivative securities shows no derivative transactions.
Rockwell Automat

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Specialty Industrial Machinery
Measuring & Controlling Devices, Nec
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United States
MILWAUKEE