[Form 4] ROCKWELL AUTOMATION, INC Insider Trading Activity

Rhea-AI Filing Summary

Rockwell Automation (ROK) senior vice president, chief legal officer and secretary Rebecca W. House reported an insider transaction involving company stock. On 11/24/2025, an employee stock option with an exercise price of $196.43 was exercised for 500 shares of common stock, recorded with transaction code M (option exercise). After this transaction, she beneficially owns 9,472 shares of common stock directly and 51.0786 shares indirectly through a company savings plan, based on information as of 9/30/2025. Following the exercise, she still holds 12,100 employee stock options with the same exercise price and a stated expiration date of 12/05/2029.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

House Rebecca W

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, CLO and Secretary

3. Date of Earliest Transaction (Month/Day/Year)
11/24/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/24/2025		M		500	A	$196.43	9,472	D
Common Stock								51.0786(1)	I	By savings plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	$196.43	11/24/2025		M			500	12/05/2020	12/05/2029	Common Stock	500	$196.43	12,100	D

Explanation of Responses:

1. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/30/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

Remarks:

	Danielle White, Attorney-in-fact for Rebecca W. House	11/25/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did ROK executive Rebecca W. House report?

Rebecca W. House reported exercising an employee stock option on 11/24/2025 for 500 shares of Rockwell Automation common stock at an exercise price of $196.43 per share.

How many ROK shares does the reporting person own after this Form 4 transaction?

After the reported transaction, the reporting person beneficially owns 9,472 shares of Rockwell Automation common stock directly and 51.0786 shares indirectly through a company savings plan.

What derivative securities does the ROK insider still hold after the option exercise?

The reporting person continues to hold 12,100 employee stock options with a conversion or exercise price of $196.43 per share and an expiration date of 12/05/2029.

What is the role of the reporting person at Rockwell Automation (ROK)?

The reporting person is identified as an officer of Rockwell Automation, specifically serving as SVP, CLO and Secretary.

How are the indirect ROK holdings of the reporting person structured?

The Form 4 notes that 51.0786 shares are held indirectly through a company savings plan, represented by stock fund units based on information from the plan administrator as of 9/30/2025.

What is the significance of the M transaction code in this ROK Form 4?

The Form 4 uses transaction code M, which indicates an exercise or conversion of a derivative security, in this case an employee stock option into Rockwell Automation common stock.