Rockwell Automation (ROK) director reports 498-share equity award, now holds 9,690 shares

Rhea-AI Filing Summary

Rockwell Automation, Inc. director equity award reported

A reporting person of Rockwell Automation, Inc. (ROK), identified as a director, reported receiving 498 shares of common stock on 12/08/2025. The transaction is coded as an acquisition and priced at $0 per share, reflecting stock delivered as compensation for service as a director under the company’s 2020 Long-Term Incentives Plan.

Following this grant, the director beneficially owns 9,690 shares of Rockwell Automation common stock in direct ownership. The report is filed on Form 4 for one reporting person and includes a power of attorney authorizing Danielle White to sign on behalf of James P. Keane.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KEANE JAMES P

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/08/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/08/2025		A(1)		498	A	$0	9,690	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

Remarks:

Exhibit 24: Power of Attorney

	Danielle White, Attorney-in-fact for James P. Keane	12/10/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Rockwell Automation (ROK) disclose in this Form 4?

A Rockwell Automation director reported acquiring 498 shares of the company’s common stock on 12/08/2025 as compensation for board service.

At what price were the Rockwell Automation (ROK) shares acquired in this filing?

The 498 shares of Rockwell Automation common stock were reported as acquired at a price of $0 per share, indicating they were received as a stock-based compensation award.

How many Rockwell Automation (ROK) shares does the director own after this transaction?

After the reported transaction, the director beneficially owns 9,690 shares of Rockwell Automation common stock, held in direct ownership.

What is the source of the Rockwell Automation (ROK) shares granted to the director?

The filing explains that the 498 shares were delivered as compensation for service as a director under Rockwell Automation’s 2020 Long-Term Incentives Plan.

Who signed the Rockwell Automation (ROK) Form 4 on behalf of the reporting person?

The Form 4 was signed by Danielle White as attorney-in-fact for James P. Keane, under a referenced power of attorney dated 12/10/2025.

Does this Rockwell Automation (ROK) Form 4 involve derivative securities?

The filing includes a table for derivative securities, but no derivative transactions or holdings are listed, indicating the reported activity relates only to non-derivative common stock.