STOCK TITAN

[Form 4] ROCKWELL AUTOMATION, INC Insider Trading Activity

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Rockwell Automation, Inc. senior vice president of Intelligent Devices Tessa M. Myers reported multiple stock transactions in December 2025. On December 8 and 10, 2025, she sold several small blocks of Rockwell common stock under a Rule 10b5-1 trading plan established on November 29, 2024, to cover taxes due on restricted stock units that vested on December 5 and December 9, 2025. Sale prices were reported as weighted averages, generally around $400–$403 per share.

On December 9, 2025, previously granted restricted stock units and performance shares for a total of 2,173 shares were settled into common stock at an exercise price of $0, reducing those derivative balances to zero. On December 8, 2025, Myers also received new equity awards under Rockwell’s 2020 Long-Term Incentive Plan: an employee stock option for 11,267 shares at an exercise price of $402.22, vesting in three annual installments starting December 8, 2026, and 3,282 restricted stock units that vest in three annual installments beginning the same date. Following the reported transactions, she continued to hold Rockwell shares directly and through the company savings plan.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Myers Tessa M.

(Last) (First) (Middle)
1201 S 2ND STREET

(Street)
MILWAUKEE WI 53204

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Intelligent Devices
3. Date of Earliest Transaction (Month/Day/Year)
12/08/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/08/2025 S(1) 296 D $400.8735(2) 4,923 D
Common Stock 12/08/2025 S(1) 55 D $401.6141(3) 4,868 D
Common Stock 12/09/2025 M 693 A $0 5,561 D
Common Stock 12/09/2025 M 1,480 A $0 7,041 D
Common Stock 12/10/2025 S(4) 282 D $400.8952(5) 6,759 D
Common Stock 12/10/2025 S(4) 442 D $402.0331(6) 6,317 D
Common Stock 12/10/2025 S(4) 296 D $403.2508(7) 6,021 D
Common Stock 8.464(8) I By Savings Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Option (Right to Buy) $402.22 12/08/2025 A(9) 11,267 12/08/2026(10) 12/08/2035 Common Stock 11,267 $0 11,267 D
Restricted Stock Units (11) 12/08/2025 A(9) 3,282 12/08/2026(12) 12/08/2028 Common Stock 3,282 $0 3,282 D
Restricted Stock Units (11) 12/09/2025 M 693 12/09/2023(12) 12/09/2025 Common Stock 693 $0 0 D
Performance Shares (13) 12/09/2025 M 1,480 12/09/2025 12/09/2025 Common Stock 1,480 $0 0 D
Explanation of Responses:
1. Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2024 to cover taxes due on restricted stock units that vested on 12/5/2025.
2. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.40 to $401.28. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
3. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.40 to $401.8850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
4. Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/29/2024 to cover taxes due on restricted stock units that vested on 12/9/2025
5. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.58 to $401.54. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
6. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.67 to $402.54. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
7. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.88 to $403.81. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
8. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/30/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
9. Awarded under the Company's 2020 Long-Term Incentive Plan.
10. The options vest in three substantially equal annual installments beginning on date exercisable.
11. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
12. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
13. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
Remarks:
Danielle White, Attorney-In-Fact for Tessa M Myers 12/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
Rockwell Automat

NYSE:ROK

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ROK Stock Data

45.73B
112.05M
0.2%
86.68%
1.97%
Specialty Industrial Machinery
Measuring & Controlling Devices, Nec
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United States
MILWAUKEE