ROK director Zapico files Form 3 with 0 shares

ROCKWELL AUTOMATION, INC director David A. Zapico filed an initial Form 3 reporting his holdings in the company’s Common Stock.

Rhea-AI Filing Summary

ROCKWELL AUTOMATION, INC director David A. Zapico filed an initial Form 3 reporting his holdings in the company’s Common Stock. The filing shows 0 shares of Common Stock owned directly as of the reported date, and no derivative securities positions.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider ZAPICO DAVID A

Role Director

Type	Security	Shares	Price	Value
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 0 shares (Direct)

Key Figures

Common Stock holdings: 0 shares Transaction date: 2026-04-16 Derivative transactions: 0 +1 more

4 metrics

Common Stock holdings 0 shares total_shares_following_transaction for Common Stock

Transaction date 2026-04-16 transaction_date for Common Stock holding entry

Derivative transactions 0 derivativeTransactionCount in transactionSummary

Holding entries 1 holdingEntries in transactionSummary

Key Terms

Common Stock, transaction code, derivativeTransactionCount, total_shares_following_transaction

4 terms

Common Stock financial

"security_title: "Common Stock" in the transaction entry"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

transaction code regulatory

"transaction_code_description: "Unknown transaction code""

derivativeTransactionCount regulatory

"transactionSummary includes "derivativeTransactionCount": 0"

total_shares_following_transaction financial

"transaction record shows "total_shares_following_transaction": "0.0000""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 3 filing by David A. Zapico mean for ROK?

The Form 3 shows David A. Zapico becoming a reportable insider of ROCKWELL AUTOMATION, INC. It reports his initial beneficial ownership in Common Stock as zero shares, with no derivative securities listed in the filing data.

How many ROCKWELL AUTOMATION (ROK) shares does David A. Zapico report on Form 3?

David A. Zapico reports holding 0 shares of ROCKWELL AUTOMATION, INC Common Stock directly. The filing’s transaction section lists a total_shares_following_transaction value of 0.0000, indicating no reported equity position at that time.

Does David A. Zapico have any derivative securities in ROK according to this Form 3?

According to the filing data, David A. Zapico has no derivative securities reported. The derivativeSummary section is empty, and derivativeTransactionCount in the transactionSummary is zero, indicating no options, warrants, or similar instruments disclosed.

What role does David A. Zapico hold at ROCKWELL AUTOMATION (ROK) in this Form 3?

The Form 3 identifies David A. Zapico as a director of ROCKWELL AUTOMATION, INC. The reporting person section flags is_director as 1, while is_officer and is_ten_percent_owner are both 0, clarifying his status as a non-officer director.

Are there any buy or sell transactions for ROK in David A. Zapico’s Form 3?

There are no buy or sell transactions reported in this Form 3. The transactionSummary shows zero buyCount and sellCount, with netBuySellShares at 0 and netBuySellDirection marked neutral, indicating only a holdings entry, not trading activity.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/17/2026 - 04:55 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

ZAPICO DAVID A

(Last) (First) (Middle)

1100 CASSATT ROAD

(Street)

BERWYN PENNSYLVANIA 19312-1177

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
04/16/2026

3. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit 24-Power of Attorney

	Danielle White, Attorney-in-Fact for David A. Zapico	04/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)