Director David A. Zapico reports zero ROK share holdings on initial Form 3
Rhea-AI Filing Summary
ROCKWELL AUTOMATION, INC director David A. Zapico filed an initial Form 3 reporting his holdings in the company’s Common Stock. The filing shows 0 shares of Common Stock owned directly as of the reported date, and no derivative securities positions.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
ZAPICO DAVID A
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 0 shares (Direct)
Key Figures
Common Stock holdings: 0 shares
Transaction date: 2026-04-16
Derivative transactions: 0
+1 more
4 metrics
Common Stock holdings
0 shares
total_shares_following_transaction for Common Stock
Transaction date
2026-04-16
transaction_date for Common Stock holding entry
Derivative transactions
0
derivativeTransactionCount in transactionSummary
Holding entries
1
holdingEntries in transactionSummary
Key Terms
Common Stock, transaction code, derivativeTransactionCount, total_shares_following_transaction
4 terms
Common Stock financial
"security_title: "Common Stock" in the transaction entry"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
transaction code regulatory
"transaction_code_description: "Unknown transaction code""
derivativeTransactionCount regulatory
"transactionSummary includes "derivativeTransactionCount": 0"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does the Form 3 filing by David A. Zapico mean for ROK?
The Form 3 shows David A. Zapico becoming a reportable insider of ROCKWELL AUTOMATION, INC. It reports his initial beneficial ownership in Common Stock as zero shares, with no derivative securities listed in the filing data.
Does David A. Zapico have any derivative securities in ROK according to this Form 3?
According to the filing data, David A. Zapico has no derivative securities reported. The derivativeSummary section is empty, and derivativeTransactionCount in the transactionSummary is zero, indicating no options, warrants, or similar instruments disclosed.
What role does David A. Zapico hold at ROCKWELL AUTOMATION (ROK) in this Form 3?
The Form 3 identifies David A. Zapico as a director of ROCKWELL AUTOMATION, INC. The reporting person section flags is_director as 1, while is_officer and is_ten_percent_owner are both 0, clarifying his status as a non-officer director.
Are there any buy or sell transactions for ROK in David A. Zapico’s Form 3?
There are no buy or sell transactions reported in this Form 3. The transactionSummary shows zero buyCount and sellCount, with netBuySellShares at 0 and netBuySellDirection marked neutral, indicating only a holdings entry, not trading activity.