Director David Zapico granted 229 Rockwell Automation (ROK) shares as compensation

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Rockwell Automation director David A. Zapico received a stock grant as part of his board compensation. He acquired 229 shares of Rockwell Automation common stock on April 16, 2026 at no cash price, delivered as compensation for service under the company’s 2026 Long-Term Incentives Plan. Following this grant, he directly holds 229 shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider ZAPICO DAVID A

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	229	$0.00	--

Holdings After Transaction: Common Stock — 229 shares (Direct)

Footnotes (1)

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Key Figures

Shares granted: 229 shares Grant price per share: $0.00 per share Shares held after transaction: 229 shares

3 metrics

Shares granted 229 shares Common stock grant on April 16, 2026

Grant price per share $0.00 per share Compensation award, not open-market purchase

Shares held after transaction 229 shares Direct ownership following the grant

Key Terms

Common Stock, Grant, award, or other acquisition, 2026 Long-Term Incentives Plan

3 terms

Common Stock financial

"security_title: "Common Stock""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

2026 Long-Term Incentives Plan financial

"Shares delivered as compensation for service as a director under the 2026 Long-Term Incentives Plan."

Form 4 Insider Transactions: What Each Field Means →

04/17/2026 - 05:00 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

ZAPICO DAVID A

(Last)

(First)

(Middle)

1100 CASSATT ROAD

(Street)

BERWYN

PENNSYLVANIA

19312-1177

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/16/2026		A⁽¹⁾		229	A	$0	229	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Shares delivered as compensation for service as a director under the 2026 Long-Term Incentives Plan.

Remarks:

	Danielle White, Attorney-in-Fact for David A. Zapico	04/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Rockwell Automation (ROK) director David A. Zapico report in this Form 4?

David A. Zapico reported receiving 229 shares of Rockwell Automation common stock. The shares were granted as compensation for his service as a director under the 2026 Long-Term Incentives Plan, rather than purchased in the open market.

Was the Rockwell Automation (ROK) Form 4 transaction a stock purchase or a grant?

The transaction was a stock grant, not a market purchase. David A. Zapico received 229 shares of Rockwell Automation common stock at a stated price of $0.00 per share as a compensation award for board service.

How many Rockwell Automation (ROK) shares does David A. Zapico hold after this filing?

After the reported grant, David A. Zapico directly holds 229 shares of Rockwell Automation common stock. The Form 4 indicates this total represents his direct ownership position immediately following the compensation-related acquisition.

What plan governed the Rockwell Automation (ROK) stock grant to David A. Zapico?

The share grant was made under Rockwell Automation’s 2026 Long-Term Incentives Plan. The Form 4 footnote explains that the 229 shares were delivered as compensation for Mr. Zapico’s service as a director pursuant to this incentive plan.

Did Rockwell Automation (ROK) director David A. Zapico sell any shares in this Form 4?

No shares were sold in this filing. The Form 4 only reports a grant of 229 shares of common stock as director compensation, with no dispositions, sales, or derivative exercises disclosed in the reported transaction data.