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Rockwell Automation (ROK) director awarded 498 shares under 2020 incentive plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Rockwell Automation, Inc. director Thomas W. Rosamilia reported receiving common stock as part of his director compensation. On 12/08/2025, he acquired 498 shares of Rockwell Automation common stock at a reported price of $0 per share, reflecting shares delivered as compensation for service under the company’s 2020 Long-Term Incentives Plan. Following this transaction, he beneficially owned 7,778 shares of Rockwell Automation common stock in direct ownership.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rosamilia Thomas W

(Last) (First) (Middle)
1201 SOUTH SECOND STREET

(Street)
MILWAUKEE WI 53204

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/08/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/08/2025 A(1) 498 A $0 7,778 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.
Remarks:
Exhibit 24: Power of Attorney
Danielle White, Attorney-in-fact for Thomas W. Rosamilia 12/10/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Rockwell Automation (ROK) disclose in this Form 4?

The filing reports that director Thomas W. Rosamilia acquired 498 shares of Rockwell Automation common stock on 12/08/2025.

At what price were the Rockwell Automation (ROK) shares acquired by the director?

The 498 shares of Rockwell Automation common stock were reported as acquired at a price of $0 per share as part of director compensation.

Why did the Rockwell Automation (ROK) director receive these shares?

The shares were delivered as compensation for service as a director under Rockwell Automation’s 2020 Long-Term Incentives Plan.

How many Rockwell Automation (ROK) shares does the reporting person own after this transaction?

After the reported transaction, Thomas W. Rosamilia beneficially owned 7,778 shares of Rockwell Automation common stock with direct ownership.

What is the relationship of the reporting person to Rockwell Automation (ROK)?

The reporting person, Thomas W. Rosamilia, is identified in the filing as a director of Rockwell Automation, Inc.

Does this Rockwell Automation (ROK) Form 4 involve any derivative securities?

No derivative securities are reported as acquired, disposed of, or beneficially owned in the provided portion of this Form 4.
Rockwell Automat

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ROK Stock Data

46.36B
112.05M
0.2%
86.68%
1.97%
Specialty Industrial Machinery
Measuring & Controlling Devices, Nec
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United States
MILWAUKEE