Rockwell (NYSE: ROK) CTO sells 198 shares to cover taxes

Filing Impact

(Neutral)

Filing Sentiment

(Negative)

Form Type

Rhea-AI Filing Summary

Rockwell Automation executive Cyril Perducat exercised 581 restricted stock units into common shares on April 9, 2026, then sold 198 common shares on April 10, 2026 at a weighted average price of $394.9963.

The sale was made under a pre-arranged Rule 10b5-1 plan to cover taxes due on the vested restricted stock units. Following these transactions, Perducat directly holds 6,241 common shares and 582 restricted stock units.

Insider Trade Summary 10b5-1

Net Seller: 198 shares ($78,209)

Net Sell 3 txns

Insider Perducat Cyril

Role SVP, Chief Technology Officer

Sold 198 shs ($78K)

Type	Security	Shares	Price	Value
Sale	Common Stock	198	$394.9963	$78K
Exercise	Restricted Stock Units	581	$0.00	--
Exercise	Common Stock	581	$0.00	--

Holdings After Transaction: Common Stock — 6,241 shares (Direct); Restricted Stock Units — 582 shares (Direct)

Footnotes (1)

Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025 to cover taxes due on restricted stock units that vested on 4/9/2026. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $394.9950 to $395.00. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Key Figures

Shares sold: 198 shares Sale price: $394.9963 per share Shares held after: 6,241 shares +3 more

6 metrics

Shares sold 198 shares Open-market sale on April 10, 2026

Sale price $394.9963 per share Weighted average sale price; trades ranged $394.9950–$395.00

Shares held after 6,241 shares Common stock directly owned after transactions

RSUs exercised 581 units Restricted stock units converted into common stock on April 9, 2026

RSUs remaining 582 units Restricted stock units directly owned after exercise

Rule 10b5-1 plan date November 26, 2025 Plan governing the April 10, 2026 tax-cover sale

Key Terms

Rule 10b5-1 plan, restricted stock units, weighted average price, contingent right, +1 more

5 terms

Rule 10b5-1 plan regulatory

"Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025"

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

restricted stock units financial

"Sale of shares pursuant to Rule 10b5-1 plan ... due on restricted stock units that vested on 4/9/2026."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

weighted average price financial

"Price reported in column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

contingent right financial

"Each restricted stock unit represents a contingent right to receive one share"

vest in three substantially equal annual installments financial

"The restricted stock units vest in three substantially equal annual installments"

Form 4 Insider Transactions: What Each Field Means →

04/13/2026 - 04:09 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Perducat Cyril

(Last)

(First)

(Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE

WISCONSIN

53204

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	SVP, Chief Technology Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	04/09/2026		M		581	A	$0	6,439	D
Common Stock	04/10/2026		S⁽¹⁾		198	D	$394.9963⁽²⁾	6,241	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock Units	⁽³⁾	04/09/2026		M			581	04/09/2025⁽⁴⁾	04/09/2027	Common Stock	581	$0	582	D

Explanation of Responses:

1. Sale of shares pursuant to Rule 10b5-1 plan entered into on 11/26/2025 to cover taxes due on restricted stock units that vested on 4/9/2026.

2. Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $394.9950 to $395.00. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

3. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

4. The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

Remarks:

	Danielle White, Attorney-in-fact for Cyril Perducat	04/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions did Rockwell Automation (ROK) report for Cyril Perducat?

Rockwell Automation reported that SVP and Chief Technology Officer Cyril Perducat exercised 581 restricted stock units into common stock, then sold 198 common shares at a weighted average price of $394.9963. These transactions occurred on April 9 and April 10, 2026, respectively.

How many Rockwell Automation (ROK) shares does Cyril Perducat hold after this Form 4?

After the reported transactions, Cyril Perducat directly holds 6,241 shares of Rockwell Automation common stock and 582 restricted stock units. The RSUs each represent a contingent right to receive one share of Rockwell Automation common stock, vesting in three substantially equal annual installments.

Was the Rockwell Automation (ROK) insider sale by Cyril Perducat pre-planned?

Yes. The Form 4 states the 198-share sale was executed under a Rule 10b5-1 trading plan entered into on November 26, 2025. The plan was specifically established to cover taxes due on restricted stock units that vested on April 9, 2026.

At what price did Cyril Perducat sell Rockwell Automation (ROK) shares?

Cyril Perducat sold 198 Rockwell Automation common shares at a weighted average price of $394.9963. Footnotes explain the shares were sold in a price range between $394.9950 and $395.00, and full price breakdowns are available upon request.

What are the terms of Cyril Perducat’s Rockwell Automation (ROK) restricted stock units?

Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. The RSUs vest in three substantially equal annual installments beginning on the stated exercisable date, aligning compensation with ongoing service and performance over multiple years.