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Rockwell Automation SVP sells 867 shares

ROCKWELL AUTOMATION, INC (ROK) reports that Matheus De A G Viera, SVP Software and Control, sold a total of 867 shares of Common Stock in open-market transactions pursuant to a Rule 10b5-1 trading plan entered into on May 28, 2026.

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

ROCKWELL AUTOMATION, INC (ROK) reports that Matheus De A G Viera, SVP Software and Control, sold a total of 867 shares of Common Stock in open-market transactions pursuant to a Rule 10b5-1 trading plan entered into on May 28, 2026. The sales included 467 shares on August 31, 2026 at $426.96 per share and 400 shares on September 2, 2026 at $420.14 per share. The filing also notes an indirect holding of 5.7084 shares represented by company stock fund units in a Company Savings Plan as of June 30, 2026.

Positive

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Negative

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Insider Bulho Matheus De A G Viera
Role SVP Software and Control
Sold 867 shs ($367K)
Type Security Shares Price Value
Sale Common Stock F1 400 $420.14 $168K
Sale Common Stock F1 467 $426.96 $199K
holding Common Stock F2 -- -- --
Holdings After Transaction: Common Stock — 867 shares (Direct); Common Stock — 5.7084 shares (Indirect, By Savings Plan)
Footnotes (2)
  1. F1. Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/28/2026.
  2. F2. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 6/30/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Total shares sold 867 shares Common Stock sales reported for August 31, 2026 and September 2, 2026
Sale price on August 31, 2026 $426.96 per share Sale of 467 shares of Common Stock
Sale price on September 2, 2026 $420.14 per share Sale of 400 shares of Common Stock
Indirect holdings via Company Savings Plan 5.7084 shares Company stock fund units as of June 30, 2026
Rule 10b5-1 plan adoption date May 28, 2026 Plan governing the reported stock sales
Rule 10b5-1 plan regulatory
"Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/28/2026"
A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.
Company Savings Plan financial
"acquired under the Company Savings Plan since the date last reported"
stock fund units financial
"Includes shares represented by Company stock fund units acquired"

FAQ

What insider transaction did Rockwell Automation (ROK) disclose for Matheus De A G Viera?
Rockwell Automation disclosed that SVP Software and Control Matheus De A G Viera sold 867 shares of Common Stock in open-market transactions on August 31, 2026 and September 2, 2026, pursuant to a pre-arranged Rule 10b5-1 trading plan.

How many Rockwell Automation (ROK) shares were sold and at what prices?
Matheus De A G Viera sold 467 shares of Rockwell Automation Common Stock at $426.96 per share on August 31, 2026, and 400 shares at $420.14 per share on September 2, 2026, for a total of 867 shares sold.

Was the Rockwell Automation (ROK) insider sale made under a Rule 10b5-1 plan?
Yes. The filing states the sales were made under a Rule 10b5-1 plan that was entered into on May 28, 2026, indicating the transactions were pre-arranged rather than opportunistic based on subsequent market developments.

What is Matheus De A G Viera’s role at Rockwell Automation (ROK)?
The reporting person, Matheus De A G Viera, is identified as an officer of Rockwell Automation with the title SVP Software and Control, meaning the transactions involve shares held by a senior executive of the company.

What indirect Rockwell Automation (ROK) holdings are reported for the executive?
The filing reports an indirect holding of 5.7084 shares of Rockwell Automation Common Stock, represented by Company stock fund units in a Company Savings Plan, based on information from the plan administrator as of June 30, 2026.

Does the Form 4 show any derivative securities for Rockwell Automation (ROK)?
No. The derivative securities section in this Form 4 is empty, and the summarized data show no derivative transactions and no remaining derivative positions reported in this particular filing.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bulho Matheus De A G Viera
(Last)(First)(Middle)
1201 S. 2ND STREET
(Street)
MILWAUKEE WISCONSIN 53204
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP Software and Control
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/31/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/31/2026S(1)467D$426.961,267D
Common Stock09/02/2026S(1)400D$420.14867D
Common Stock5.7084(2)IBy Savings Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/28/2026.
2. Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 6/30/2026. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.
Remarks:
Danielle White, Attorney-In-Fact for Matheus De A G Viera Bulho09/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR