Rockwell Automation director receives 75 stock units

The award is compensation for director service, and each unit represents a contingent right to one common share.

Rhea-AI Filing Summary

Rockwell Automation, Inc. director William P. Gipson acquired 75 restricted stock units on October 1, 2026, as compensation for director service under the 2026 Long-Term Incentives Plan. Each unit is a contingent right to receive one share of Rockwell Automation common stock, payable upon retirement, a change of control and certain other circumstances. His reported direct position following the award was 5,737 restricted stock units.

Insider Trade Summary

Grant/Award: 75 shares

Grant/Award 1 txn

Insider Gipson William P

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock Units F1, F2, F3	75	$0.00	$0.00

Holdings After Transaction: Restricted Stock Units — 5,737 contracts (Direct)

Footnotes (3)

1. F1. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
2. F2. Restricted stock units delivered as compensation for service as a director under the 2026 Long-Term Incentives Plan.
3. F3. Payable upon retirement, change of control and certain other circumstances.

Key Figures

Restricted stock units awarded: 75 restricted stock units Direct restricted stock unit position: 5,737 restricted stock units Common shares per restricted stock unit: 1 common share per restricted stock unit

3 metrics

Restricted stock units awarded 75 restricted stock units Awarded October 1, 2026, for director service

Direct restricted stock unit position 5,737 restricted stock units Reported following the award

Common shares per restricted stock unit 1 common share per restricted stock unit Each unit represents a contingent right to receive one share

Key Terms

Restricted Stock Units, contingent right, change of control

3 terms

Restricted Stock Units financial

"Restricted stock units delivered as compensation for service"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

contingent right financial

"Each restricted stock unit represents a contingent right"

change of control technical

"Payable upon retirement, change of control"

A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many restricted stock units did ROK director William P. Gipson receive?

William P. Gipson, a Rockwell Automation director, received 75 restricted stock units on October 1, 2026, as compensation for director service under the 2026 Long-Term Incentives Plan. Each unit represents a contingent right to receive one share of common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 06:29 PM Accepted by SEC EDGAR 10/02/2026 - 06:29 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gipson William P

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WISCONSIN 53204

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	10/01/2026		A(2)		75		(3)	(3)	Common Stock	75	$0	5,737	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

2. Restricted stock units delivered as compensation for service as a director under the 2026 Long-Term Incentives Plan.

3. Payable upon retirement, change of control and certain other circumstances.

Remarks:

	Danielle White, Attorney-in-fact for William P. Gipson	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)