Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Matthew W. Fordenwalt, Senior Vice President, Lifecycle Services at Rockwell Automation, Inc. (ROK), reported a Section 16 insider transaction showing he received 329 performance shares. The award traces to a grant made on December 9, 2022 that paid out based on three-year total shareowner return versus the S&P 500, with payout determined at the end of that performance period. The Form 4 lists a transaction date of October 1, 2025 and shows the performance shares convert to 329 shares of common stock at a price of $0, reported as direct ownership. The filing notes the performance shares vest on December 9, 2025 provided Mr. Fordenwalt remains an employee, and the Form 4 was signed on October 3, 2025.
Rockwell Automation (ROK) executive Robert L. Buttermore, SVP and Chief Supply Chain Officer, reported the acquisition of 329 performance shares on October 1, 2025 on a Form 4.
Each performance share represents a contingent right to receive one share of common stock (or the cash equivalent). The award traces to a grant dated December 9, 2022, with payout based on the Company’s total shareowner return versus the S&P 500 over a three-year period. The payout was calculated at the end of that period, resulting in the 329 units reported.
The performance shares are scheduled to vest on December 9, 2025, provided the executive remains employed on that date, subject to limited exceptions. Following the reported transaction, 329 derivative securities were beneficially owned, held directly.
Rockwell Automation (ROK) executive Christopher Nardecchia, SVP and Chief Information Officer, reported the acquisition of 822 performance shares on October 1, 2025 on a Form 4. The filing lists the transaction code as A (acquired) with a price of $0 and ownership marked as Direct.
Each performance share represents a right to receive one share of common stock or the cash equivalent. The performance shares were originally granted on December 9, 2022 with a payout range of 0% to 200% of target based on the company’s total shareowner return relative to the S&P 500 over a three-year period; the 822 shares reflect the calculated payout. The shares are scheduled to vest on December 9, 2025, contingent on continued employment, subject to limited exceptions.
Rockwell Automation (ROK) reported an insider equity award. The company’s SVP, Software and Control, filed a Form 4 showing an acquisition of 822 performance shares on 10/01/2025 at a $0 price. These derive from a grant made on December 9, 2022, with payout determined by total shareowner return versus the S&P 500 over a three-year period. The 822 performance shares correspond to 822 shares of common stock and vest on 12/09/2025, provided continued employment, subject to limited exceptions. Ownership is reported as Direct, with 822 derivative securities beneficially owned following the transaction.
Rockwell Automation (ROK) reported an insider equity change for SVP, Intelligent Devices, Tessa M. Myers. On 10/01/2025, she acquired 1,480 performance shares (Transaction Code: A) linked to a 12/09/2022 grant whose payout was based on total shareowner return compared to the S&P 500 over three years.
Each performance share represents the right to receive one share of common stock or the cash equivalent at a $0 price. The performance shares are scheduled to vest on 12/09/2025, contingent on continued employment, subject to limited exceptions. Following the transaction, 1,480 derivative securities were beneficially owned directly.
Rockwell Automation (ROK) officer Rebecca W. House reported an acquisition of 2,466 performance shares on October 1, 2025 (transaction code A) at a reported price of $0. Each performance share represents a contingent right to receive one share of common stock or the cash equivalent.
The award stems from a grant made on December 9, 2022, with payout determined by total shareowner return versus the S&P 500 over three years. The resulting 2,466 performance shares are scheduled to vest on December 9, 2025, provided continued employment. Following the transaction, 2,466 derivative securities were beneficially owned directly.
Rockwell Automation (ROK) reported an executive equity event on a Form 4. President and CEO Blake D. Moret acquired 8,218 performance shares on 10/01/2025, recorded as a derivative security at $0 and held directly.
These shares stem from a 12/09/2022 grant with a payout ranging from 0% to 200% of target based on total shareowner return versus the S&P 500 over a three-year period. The performance shares vest on 12/09/2025, contingent on continued employment, and each represents the right to receive one share of common stock or the cash equivalent.
Rockwell Automation filed a Form 8-K to disclose newly executed Change of Control Agreements dated September 30, 2025. The filing names a specific agreement with CEO Blake D. Moret and a form agreement for other senior officers including Christian E. Rothe, Scott A. Genereux, Tessa M. Myers, and Rebecca W. House. The document is signed on behalf of the company by Rebecca W. House in her role as Senior Vice President, Chief People and Legal Officer and Secretary. The filing also includes a cover page interactive data file formatted in inline XBRL.
Isaac Woods, Vice President and Treasurer of Rockwell Automation (ROK), reported a sale of 250 shares of Rockwell common stock on 09/11/2025 at a price of $350 per share. After the sale he directly beneficially owned 1,662 shares, and indirectly held 462.7408 shares through the Company Savings Plan as of information furnished by the plan administrator on 09/03/2025. The sale was made pursuant to a Rule 10b5-1 trading plan entered on 05/30/2025. The Form 4 was executed by an attorney-in-fact on 09/12/2025.
Blake D. Moret, President and CEO and a director of Rockwell Automation (ROK), reported transactions dated 09/11/2025. He exercised 24,400 employee stock options with an exercise price of $115.89 and acquired 24,400 common shares. The same day 24,400 shares were sold under a Rule 10b5-1 trading plan entered 05/30/2025 at a weighted average price of $350.131 per share. Following the reported transactions his total beneficial ownership is reported as 108,273 shares in one line and 83,873 shares in the sale line; additional holdings include Company stock fund units noted from the Savings Plan as reported by the Plan Administrator.