Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation, Inc. (ROK) Form 144 summary — This notice reports a proposed sale of 250 common shares through Charles Schwab & Co., Inc. with an aggregate market value of $87,500, and lists total shares outstanding as 112,434,397. The securities were acquired in late 2023 through restricted stock lapses as equity compensation (42 shares on 10/01/2023, 58 shares on 12/07/2023, and 150 shares on 12/09/2023). The filing also discloses two recent sales by the same person in the past three months: 365 shares sold on 08/29/2025 for $127,181 and 103 shares sold on 09/08/2025 for $35,552. The proposed sale is scheduled approximately 09/11/2025 on the NYSE. The filer certifies no undisclosed material adverse information.
Form 144 filed for Rockwell Automation, Inc. (ROK) shows a proposed sale of 24,400 shares of common stock through Charles Schwab & Co., Inc. on the NYSE. The filing lists an aggregate market value of $8,543,197.00 and reports 112,434,397 shares outstanding for the issuer. The securities were acquired and are to be sold on 09/11/2025 as the result of an employee stock option exercise, with payment described as a broker payment for a cashless exercise. The filer certifies they are not aware of undisclosed material adverse information and has no reported sales in the prior three months.
Isaac Woods, Vice President and Treasurer of Rockwell Automation (ROK), reported changes in his beneficial ownership on Form 4. 324 restricted stock units vested on 09/05/2025 and converted into 324 shares of common stock; those shares have a $0 conversion price and are accounted as 650 restricted stock units originally granted with a vesting schedule over three equal annual installments beginning on the date exercisable.
Following vesting, Woods sold shares under a Rule 10b5-1 plan: on 09/08/2025 he sold 102 shares at $345.16 and 1 share at $345.185 to cover taxes, reducing his direct holdings to 1,912 shares. Additionally, he holds 460.9468 shares indirectly through the Company Savings Plan per the plan administrator as of 06/30/2025.
Form 144 notice filed for Rockwell Automation, Inc. (ROK) reporting a proposed sale of 103 shares of common stock through Charles Schwab with an aggregate market value of $35,552.00, scheduled for 09/08/2025. The shares were acquired on 09/08/2025 by restricted stock lapse from Rockwell Automation, Inc. and are identified as equity compensation. The filing records that 112,434,397 shares are outstanding. The filer discloses two prior sales in the past three months by Isaac Woods (297 shares on 06/09/2025 for $96,913 and 365 shares on 08/29/2025 for $127,181) and affirms no nonpublic material information is known when signing the notice.
Insider transactions by Cyril Perducat at Rockwell Automation (ROK) show a grant of 581 restricted stock units on 04/09/2025 that convert to common stock and vest in three equal annual installments beginning on the date exercisable. Those 581 RSUs are reported as acquired at $0, increasing his beneficial ownership to 5,222 shares. On 08/29/2025 Perducat sold 1,335 shares at a weighted-average price of $348.0155 and an additional 100 shares at $348.99 under a Rule 10b5-1 plan entered 05/30/2025, reducing his reported beneficial ownership to 3,787 shares. The filer notes availability of share-by-share sale prices upon request.
Donald R. Parfet, a director of Rockwell Automation, Inc. (ROK), reported a non-derivative disposition of 1,070 shares of the issuer's common stock on 08/28/2025 under transaction code G at a reported price of $0. After the reported transaction, the filing shows 11,837 shares beneficially owned. The ownership is listed as indirect through the Parfet Family Trust. The Form 4 was signed by Danielle White, attorney-in-fact for Donald R. Parfet, on 09/02/2025. The filing indicates this was reported by one reporting person and the reporting person is identified as a director.
Isaac Woods, Vice President and Treasurer of Rockwell Automation (ROK), reported transactions dated 08/29/2025. He exercised 365 employee stock options with an exercise price of $196.43 and immediately sold 365 shares at $348.44 under a Rule 10b5-1 trading plan entered on 05/30/2025. After these transactions he beneficially owned 1,691 shares directly; he also holds 460.9468 share equivalents indirectly through the company Nonqualified Savings Plan (plan balances reported as of 06/30/2025). The Form 4 was signed by Danielle White as attorney-in-fact on 09/02/2025.
Form 144 filing for Rockwell Automation (ROK): The notice reports a proposed sale of 365 shares of common stock through Charles Schwab & Co., Inc., with an aggregate market value of $127,181.00. The shares are scheduled for sale on 08/29/2025 on the NYSE. The filing states the 365 shares were acquired on 08/29/2025 by an employee stock option exercise from Rockwell Automation, with payment described as a broker payment for cashless exercise. The filer previously sold 297 shares on 06/09/2025 for $96,913.00. The filer also certifies they are unaware of any material nonpublic information about the issuer.
Rockwell Automation, Inc. (ROK) notice under Rule 144 reports a proposed sale of 1,435 common shares through Charles Schwab & Co., Inc. on 08/29/2025 with an aggregate market value of $499,500.00. The filing states these shares were acquired on 06/01/2023 as the lapse of restricted stock granted by Rockwell Automation and are being sold as equity compensation.
The filer certifies there were no other securities sold in the past three months and attests that they are not aware of any undisclosed material adverse information about the issuer. The notice contains standard Rule 144 information: broker, number of shares, outstanding shares (112,434,397), acquisition details, and the signature/representation language required by the form.
Rockwell Automation director James P. Keane reported selling a total of 3,000 shares of common stock on August 26, 2025, in three open-market transactions priced between $356.0500 and $356.3150 per share. After these sales, he directly holds 9,192 shares.