STOCK TITAN

[Form 4] ROCKWELL AUTOMATION, INC Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

John M. Miller, Vice President and Chief IP Counsel at Rockwell Automation, Inc. (ROK), reported a non-derivative acquisition of 132 performance shares on 10/01/2025. The filing shows these performance shares were originally granted on 12/09/2022 with a payout range of 0–200% tied to the company’s total shareowner return versus the S&P 500 over a three-year performance period. The payout was calculated at the end of that period, producing the reported 132 shares, each representing a contingent right to one common share (or cash equivalent). The performance shares vest on 12/09/2025 provided the reporting person remains employed on that date. The transaction is reported as direct ownership and the Form 4 was signed by Danielle White on 10/03/2025.

John M. Miller, Vice President and Chief IP Counsel presso Rockwell Automation, Inc. (ROK), ha riferito un'acquisizione non derivativa di 132 azioni performance in data 01/10/2025. La denuncia mostra che queste azioni performance sono state originariamente concesse in data 09/12/2022 con una fascia di payout dal 0 al 200% legata al rendimento totale degli azionisti dell'azienda rispetto al S&P 500 su un periodo di tre anni. Il payout è stato calcolato al termine di quel periodo, producendo le 132 azioni riportate, ciascuna rappresentante un diritto contingente a una azione ordinaria (oppure equivalente in contanti). Le azioni performance maturano il 09/12/2025 a condizione che la persona riportata sia ancora impiegata a tale data. La transazione è riportata come proprietà diretta e il Form 4 è stato firmato da Danielle White il 03/10/2025.

John M. Miller, Vicepresidente y Consejero Principal de IP en Rockwell Automation, Inc. (ROK), informó una adquisición no derivativa de 132 acciones de rendimiento en 01/10/2025. El expediente muestra que estas acciones de rendimiento se concedieron originalmente en 12/09/2022 con un rango de reparto del 0–200% vinculada al rendimiento total de los accionistas de la empresa frente al S&P 500 durante un periodo de rendimiento de tres años. El reparto se calculó al final de ese periodo, produciendo las 132 acciones reportadas, cada una representando un derecho contingente a una acción común (o equivalente en efectivo). Las acciones de rendimiento vesten el 09/12/2025 siempre que la persona reportada siga empleada en esa fecha. La transacción se informa como propiedad directa y el Formulario 4 fue firmado por Danielle White el 03/10/2025.

John M. Miller, 부사장 겸 IP 수석 고문으로서 Rockwell Automation, Inc. (ROK)에 재직 중인 사람이 2025년 10월 1일에 비파생적 취득으로 132개의 성과 주를 보고했습니다. 법적 제출서에는 이 성과 주가 원래 2022년 12월 9일에 부여되었으며 0–200%의 상여 범위가 회사의 주주 총수익률이 S&P 500 대비 3년의 성과 기간에 연계되어 있음을 보여줍니다. 그 기간이 끝날 때 상여가 계산되어 보고된 132주가 발생했고, 각각은 하나의 보통주(또는 현금 등가물)에 대한 조건부 권리를 나타냅니다. 성과 주는 2025년 12월 9일에 수여되며 보고자 본인이 그 날짜에 재직 중이어야 합니다. 이 거래는 직접 소유로 보고되며 Form 4는 다니엘 화이트2025년 10월 3일에 서명했습니다.

John M. Miller, vice-président et conseiller principal IP chez Rockwell Automation, Inc. (ROK), a annoncé une acquisition non dérivée de 132 actions de performance le 01/10/2025. Le dépôt indique que ces actions de performance ont été accordées à l'origine le 09/12/2022 avec une fourchette de paiement de 0 à 200% liée au rendement total des actionnaires de l'entreprise par rapport au S&P 500 sur une période de trois ans. Le paiement a été calculé à la fin de cette période, produisant les 132 actions rapportées, chacune représentant un droit conditionnel à une action ordinaire (ou équivalent en espèces). Les actions de performance vestent le 09/12/2025 à condition que la personne signalée reste employée à cette date. La transaction est déclarée comme propriété directe et le Formulaire 4 a été signé par Danielle White le 03/10/2025.

John M. Miller, Vizepräsident und Chief IP Counsel bei Rockwell Automation, Inc. (ROK), meldete den nicht ableitbaren Erwerb von 132 Performance-Aktien am 01.10.2025. Die Einreichung zeigt, dass diese Performance-Aktien ursprünglich am 12.09.2022 gewährt wurden und eine Auszahlung von 0–200% in Abhängigkeit von der Gesamtrendite der Aktionäre des Unternehmens gegenüber dem S&P 500 über einen dreijährigen Leistungszeitraum vorgesehen war. Die Auszahlung wurde am Ende dieses Zeitraums berechnet und ergab die berichteten 132 Aktien, von denen jede ein bedingtes Recht auf eine Stammaktie (oder gleichwertigen Barausgleich) darstellt. Die Performance-Aaktien vestieren am 12.09.2025, sofern die meldende Person zu diesem Datum weiterhin beschäftigt ist. Die Transaktion wird als direkte Eigentümerschaft gemeldet und das Formular 4 wurde von Danielle White am 03.10.2025 unterschrieben.

جون م. ميلر، نائب الرئيس والمستشار الرئيسي للملكية الفكرية لدى Rockwell Automation, Inc. (ROK)، أبلغ عن اكتساب غير مشتق لـ 132 من أسهم الأداء في 01/10/2025. يُظهر الملف أن هذه الأسهم الأداء قد منحت أصلاً في 12/09/2022 بنطاق مكافأة من 0–200% مرتبط بعائد المساهمين الإجمالي للشركة مقارنةً بـS&P 500 خلال فترة أداء مدتها ثلاث سنوات. تم حساب المكافأة في نهاية تلك الفترة، مما أدى إلى إصدار 132 سهماً، يمثل كل منها حقاً معلّقاً في سهم عادي واحد (أو ما يعادله نقداً). تستحق أسهم الأداء في 12/09/2025 بشرط أن يبقى الشخص المذكور موظفاً في ذلك التاريخ. تُسجّل المعاملة كملكية مباشرة ووقع النموذج 4 من قبل Danielle White في 03/10/2025.

John M. Miller,Rockwell Automation, Inc. (ROK) 的副总裁兼首席知识产权顾问,报告在 2025/10/01 获得了 132 股绩效股的非衍生取得。该备案显示这些绩效股最初在 2022/12/09 授予,结算范围为 0–200%,与公司相对于 S&P 500 的股东总回报在三年绩效期内挂钩。期末计算出该报导的 132 股,每股代表获得一股普通股(或现金等价物)的或有权利。若在该日期仍为在职状态,绩效股在 2025/12/09 将归属于相应的人。该交易记为直接所有权,Form 4 于 2025/10/03 由 Danielle White 签署。

Positive
  • Performance award settled: Reporting person received 132 performance shares as payout from a prior grant
  • Clear performance metric disclosed: Payout tied to total shareowner return versus the S&P 500 over a three‑year period
Negative
  • None.

Insights

TL;DR: Insider received 132 performance shares from a 3‑year TSR award.

This Form 4 documents the vesting payout calculation for a performance award granted on 12/09/2022, paid out as 132 performance shares on 10/01/2025. The award’s payout was determined by Rockwell Automation’s total shareowner return versus the S&P 500 over the three‑year performance period.

Because the filing shows direct beneficial ownership of 132 shares and a $0 per‑share price for the award, it reflects compensation settlement rather than an open‑market purchase or sale. The signature date is 10/03/2025.

John M. Miller, Vice President and Chief IP Counsel presso Rockwell Automation, Inc. (ROK), ha riferito un'acquisizione non derivativa di 132 azioni performance in data 01/10/2025. La denuncia mostra che queste azioni performance sono state originariamente concesse in data 09/12/2022 con una fascia di payout dal 0 al 200% legata al rendimento totale degli azionisti dell'azienda rispetto al S&P 500 su un periodo di tre anni. Il payout è stato calcolato al termine di quel periodo, producendo le 132 azioni riportate, ciascuna rappresentante un diritto contingente a una azione ordinaria (oppure equivalente in contanti). Le azioni performance maturano il 09/12/2025 a condizione che la persona riportata sia ancora impiegata a tale data. La transazione è riportata come proprietà diretta e il Form 4 è stato firmato da Danielle White il 03/10/2025.

John M. Miller, Vicepresidente y Consejero Principal de IP en Rockwell Automation, Inc. (ROK), informó una adquisición no derivativa de 132 acciones de rendimiento en 01/10/2025. El expediente muestra que estas acciones de rendimiento se concedieron originalmente en 12/09/2022 con un rango de reparto del 0–200% vinculada al rendimiento total de los accionistas de la empresa frente al S&P 500 durante un periodo de rendimiento de tres años. El reparto se calculó al final de ese periodo, produciendo las 132 acciones reportadas, cada una representando un derecho contingente a una acción común (o equivalente en efectivo). Las acciones de rendimiento vesten el 09/12/2025 siempre que la persona reportada siga empleada en esa fecha. La transacción se informa como propiedad directa y el Formulario 4 fue firmado por Danielle White el 03/10/2025.

John M. Miller, 부사장 겸 IP 수석 고문으로서 Rockwell Automation, Inc. (ROK)에 재직 중인 사람이 2025년 10월 1일에 비파생적 취득으로 132개의 성과 주를 보고했습니다. 법적 제출서에는 이 성과 주가 원래 2022년 12월 9일에 부여되었으며 0–200%의 상여 범위가 회사의 주주 총수익률이 S&P 500 대비 3년의 성과 기간에 연계되어 있음을 보여줍니다. 그 기간이 끝날 때 상여가 계산되어 보고된 132주가 발생했고, 각각은 하나의 보통주(또는 현금 등가물)에 대한 조건부 권리를 나타냅니다. 성과 주는 2025년 12월 9일에 수여되며 보고자 본인이 그 날짜에 재직 중이어야 합니다. 이 거래는 직접 소유로 보고되며 Form 4는 다니엘 화이트2025년 10월 3일에 서명했습니다.

John M. Miller, vice-président et conseiller principal IP chez Rockwell Automation, Inc. (ROK), a annoncé une acquisition non dérivée de 132 actions de performance le 01/10/2025. Le dépôt indique que ces actions de performance ont été accordées à l'origine le 09/12/2022 avec une fourchette de paiement de 0 à 200% liée au rendement total des actionnaires de l'entreprise par rapport au S&P 500 sur une période de trois ans. Le paiement a été calculé à la fin de cette période, produisant les 132 actions rapportées, chacune représentant un droit conditionnel à une action ordinaire (ou équivalent en espèces). Les actions de performance vestent le 09/12/2025 à condition que la personne signalée reste employée à cette date. La transaction est déclarée comme propriété directe et le Formulaire 4 a été signé par Danielle White le 03/10/2025.

John M. Miller, Vizepräsident und Chief IP Counsel bei Rockwell Automation, Inc. (ROK), meldete den nicht ableitbaren Erwerb von 132 Performance-Aktien am 01.10.2025. Die Einreichung zeigt, dass diese Performance-Aktien ursprünglich am 12.09.2022 gewährt wurden und eine Auszahlung von 0–200% in Abhängigkeit von der Gesamtrendite der Aktionäre des Unternehmens gegenüber dem S&P 500 über einen dreijährigen Leistungszeitraum vorgesehen war. Die Auszahlung wurde am Ende dieses Zeitraums berechnet und ergab die berichteten 132 Aktien, von denen jede ein bedingtes Recht auf eine Stammaktie (oder gleichwertigen Barausgleich) darstellt. Die Performance-Aaktien vestieren am 12.09.2025, sofern die meldende Person zu diesem Datum weiterhin beschäftigt ist. Die Transaktion wird als direkte Eigentümerschaft gemeldet und das Formular 4 wurde von Danielle White am 03.10.2025 unterschrieben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MILLER JOHN M

(Last) (First) (Middle)
1201 SOUTH SECOND STREET

(Street)
MILWAUKEE WI 53204

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP and Chief IP Counsel
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Shares (1) 10/01/2025 A 132(2) (3) 12/09/2025 Common Stock 132 $0 132 D
Explanation of Responses:
1. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
2. On December 9, 2022, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
3. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 9, 2025, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Remarks:
Danielle White, Attorney-in-Fact for John M. Miller 10/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did John M. Miller report on the Form 4 for ROK?

The Form 4 reports John M. Miller received 132 performance shares on 10/01/2025, granted originally on 12/09/2022.

How were the performance shares for ROK determined?

The payout was based on Rockwell Automation's total shareowner return compared to the S&P 500 over a three‑year period, with possible payout from 0–200% of target, resulting in 132 shares.

Do the performance shares vest immediately?

The performance shares vest on 12/09/2025 provided the reporting person is still an employee on that date, subject to limited exceptions.

What type of ownership was reported?

The filing lists the 132 performance shares as direct beneficial ownership with a reported price of $0.

Who signed the Form 4 and when?

The Form 4 was signed by Danielle White, Attorney‑in‑Fact for John M. Miller, on 10/03/2025.
Rockwell Automat

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