STOCK TITAN

[Form 4] ROCKWELL AUTOMATION, INC Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Isaac Woods, Vice President and Treasurer of Rockwell Automation, Inc. (ROK), reported the receipt of 329 performance shares on 10/01/2025. The award reflects the payout of a performance-based grant originally awarded on 12/09/2022, which paid out based on the company’s total shareholder return versus the S&P 500 over a three-year performance period. The performance shares vest on 12/09/2025 provided Mr. Woods remains employed, and each performance share converts to one share of common stock (or cash equivalent). The reported transaction shows 329 shares acquired with a reported price of $0, and the shares are held directly by the reporting person following the transaction.

Isaac Woods, Vicepresidente e Tesoriere di Rockwell Automation, Inc. (ROK), ha comunicato di aver ricevuto 329 azioni di performance il 01/10/2025. L'assegnazione riflette il pagamento di un premio basato sulla performance originariamente concesso il 09/12/2022, che era pagato in base al rendimento totale degli azionisti della società rispetto al S&P 500 su un periodo di tre anni. Le azioni di performance vestono il 09/12/2025 a condizione che il Signor Woods rimanga dipendente, e ogni azione di performance si converte in una azione ordinaria (o equivalente in contanti). La transazione riportata mostra 329 azioni acquisite con un prezzo riportato di $0, e le azioni sono detenute direttamente dal soggetto che segnala l'operazione.

Isaac Woods, Vicepresidente y Tesorero de Rockwell Automation, Inc. (ROK), informó haber recibido 329 acciones de desempeño el 01/10/2025. El premio refleja el pago de una asignación basada en el desempeño originalmente otorgada el 09/12/2022, que se pagó en función del rendimiento total para los accionistas de la empresa frente al S&P 500 durante un periodo de tres años. Las acciones de rendimiento se consolidan el 09/12/2025 siempre que el Sr. Woods siga empleado, y cada acción de rendimiento se convierte en una acción común (o equivalente en efectivo). La transacción reportada muestra 329 acciones adquiridas con un precio reportado de $0, y las acciones las posee directamente la persona que reporta la operación.

아이작 우즈 상무이사 겸 재무담당 임원은 Rockwell Automation, Inc. (ROK)부사장 겸 재무담당으로 2025-10-01329건의 실적주를 수령했다고 보고했습니다. 이 수여는 2022-12-09에 처음 부여된 성과 기반 보상으로, 3년의 기간 동안 회사의 총 주주 수익률이 S&P 500 대비로 지급되었습니다. 성과주식은 2025-12-09에 vest 되며, Woods씨가 계속 고용 상태인 경우에 한합니다. 각 성과주는 보통주 1주로 전환되거나 현금 등가물로 전환됩니다. 보고된 거래는 329주를 $0의 보고가로 취득했고, 해당 주식은 거래를 보고한 본인이 직접 보유하고 있습니다.

Isaac Woods, Vice-président et trésorier de Rockwell Automation, Inc. (ROK), a annoncé avoir reçu 329 actions de performance le 01/10/2025. Cette attribution reflète le paiement d'une attribution basée sur la performance initialement accordée le 09/12/2022, qui était versée en fonction du rendement total des actionnaires de l'entreprise par rapport au S&P 500 sur une période de trois ans. Les actions de performance acquièrent le droit de vesting le 09/12/2025 pourvu que M. Woods reste employé, et chaque action de performance se convertit en une action ordinaire (ou équivalent en espèces). La transaction déclarée montre 329 actions acquises à un prix déclaré de $0, et les actions sont détenues directement par la personne qui rapporte la transaction.

Isaac Woods, Vizepräsident und Schatzmeister von Rockwell Automation, Inc. (ROK), berichtete über den Erhalt von 329 Leistungsaktien am 01.10.2025. Die Vergabe spiegelt die Auszahlung eines leistungsbasierten Zuschusses wider, der ursprünglich am 09.12.2022 gewährt wurde und über einen Zeitraum von drei Jahren im Verhältnis zur Gesamtrendite der Aktionäre des Unternehmens gegenüber dem S&P 500 gezahlt wurde. Die Leistungsaktien vesten am 09.12.2025, vorausgesetzt, Herr Woods bleibt beschäftigt, und jede Leistungsaktie wandelt sich in eine Stammaktie (oder entsprechendes Baräquivalent). Die gemeldete Transaktion zeigt 329 Aktien, die zu einem gemeldeten Preis von $0 erworben wurden, und die Aktien werden direkt von der meldepflichtigen Person gehalten.

إسحاق وودز، نائب الرئيس والمالي لشركة Rockwell Automation, Inc. (ROK)، أبلغ عن استلام 329 سهماً أدائياً في 01/10/2025. تعكس الجائزة صرف منحة قائمة على الأداء مُنحت أصلاً في 09/12/2022، والتي دفعت بناءً على العائد الإجمالي للمساهمين للشركة مقابل S&P 500 على مدى فترة أداء مدتها ثلاث سنوات. تصبح أسهم الأداء vest في 09/12/2025 بشرط بقاء السيد وودز موظفاً، وتتحول كل سهماً أداء إلى سهماً عادياً (أو ما يعادله نقداً). تظهر المعاملة المبلغ عنها 329 سهماً مكتسبة بسعر مُبلغ عنه $0، وتحتفظ الأسهم مباشرةً بالشخص المصرّح عن المعاملة.

艾萨克·伍兹Rockwell Automation, Inc. (ROK) 的副总裁兼财务官,报告于 2025-10-01 收到 329 股绩效股。该奖励反映了最初于 2022-12-09 授予的基于绩效的授予的支付,该授予在三年绩效期内相对于标准普尔500指数对公司的总股东回报进行支付。绩效股在 2025-12-09 验收归属,条件是伍兹先生仍然受雇,且每股绩效股可转换为普通股一股(或等值现金)。所披露的交易显示以< b>$0 的报告价格取得了 329 股,且股票由报备人直接持有。

Positive
  • 329 performance shares vested and were acquired by the reporting person, increasing insider ownership
  • The payout was based on a pre-established performance grant from 12/09/2022, demonstrating use of long-term, performance-based compensation
Negative
  • None.

Insights

TL;DR: Insider award payout of 329 performance shares signals routine executive compensation vesting.

The filing documents the vesting and acquisition of 329 performance shares by Isaac Woods, Vice President and Treasurer, reflecting the calculated payout from a 12/09/2022 performance grant tied to total shareholder return vs the S&P 500 over three years. The shares were recorded as acquired on 10/01/2025 with a reported price of $0, consistent with a performance-based equity payout rather than an open-market purchase.

This is a standard disclosure for Section 16 reporting and is material to ownership records but does not by itself indicate a change in company control or a cash transaction by the insider.

Isaac Woods, Vicepresidente e Tesoriere di Rockwell Automation, Inc. (ROK), ha comunicato di aver ricevuto 329 azioni di performance il 01/10/2025. L'assegnazione riflette il pagamento di un premio basato sulla performance originariamente concesso il 09/12/2022, che era pagato in base al rendimento totale degli azionisti della società rispetto al S&P 500 su un periodo di tre anni. Le azioni di performance vestono il 09/12/2025 a condizione che il Signor Woods rimanga dipendente, e ogni azione di performance si converte in una azione ordinaria (o equivalente in contanti). La transazione riportata mostra 329 azioni acquisite con un prezzo riportato di $0, e le azioni sono detenute direttamente dal soggetto che segnala l'operazione.

Isaac Woods, Vicepresidente y Tesorero de Rockwell Automation, Inc. (ROK), informó haber recibido 329 acciones de desempeño el 01/10/2025. El premio refleja el pago de una asignación basada en el desempeño originalmente otorgada el 09/12/2022, que se pagó en función del rendimiento total para los accionistas de la empresa frente al S&P 500 durante un periodo de tres años. Las acciones de rendimiento se consolidan el 09/12/2025 siempre que el Sr. Woods siga empleado, y cada acción de rendimiento se convierte en una acción común (o equivalente en efectivo). La transacción reportada muestra 329 acciones adquiridas con un precio reportado de $0, y las acciones las posee directamente la persona que reporta la operación.

아이작 우즈 상무이사 겸 재무담당 임원은 Rockwell Automation, Inc. (ROK)부사장 겸 재무담당으로 2025-10-01329건의 실적주를 수령했다고 보고했습니다. 이 수여는 2022-12-09에 처음 부여된 성과 기반 보상으로, 3년의 기간 동안 회사의 총 주주 수익률이 S&P 500 대비로 지급되었습니다. 성과주식은 2025-12-09에 vest 되며, Woods씨가 계속 고용 상태인 경우에 한합니다. 각 성과주는 보통주 1주로 전환되거나 현금 등가물로 전환됩니다. 보고된 거래는 329주를 $0의 보고가로 취득했고, 해당 주식은 거래를 보고한 본인이 직접 보유하고 있습니다.

Isaac Woods, Vice-président et trésorier de Rockwell Automation, Inc. (ROK), a annoncé avoir reçu 329 actions de performance le 01/10/2025. Cette attribution reflète le paiement d'une attribution basée sur la performance initialement accordée le 09/12/2022, qui était versée en fonction du rendement total des actionnaires de l'entreprise par rapport au S&P 500 sur une période de trois ans. Les actions de performance acquièrent le droit de vesting le 09/12/2025 pourvu que M. Woods reste employé, et chaque action de performance se convertit en une action ordinaire (ou équivalent en espèces). La transaction déclarée montre 329 actions acquises à un prix déclaré de $0, et les actions sont détenues directement par la personne qui rapporte la transaction.

Isaac Woods, Vizepräsident und Schatzmeister von Rockwell Automation, Inc. (ROK), berichtete über den Erhalt von 329 Leistungsaktien am 01.10.2025. Die Vergabe spiegelt die Auszahlung eines leistungsbasierten Zuschusses wider, der ursprünglich am 09.12.2022 gewährt wurde und über einen Zeitraum von drei Jahren im Verhältnis zur Gesamtrendite der Aktionäre des Unternehmens gegenüber dem S&P 500 gezahlt wurde. Die Leistungsaktien vesten am 09.12.2025, vorausgesetzt, Herr Woods bleibt beschäftigt, und jede Leistungsaktie wandelt sich in eine Stammaktie (oder entsprechendes Baräquivalent). Die gemeldete Transaktion zeigt 329 Aktien, die zu einem gemeldeten Preis von $0 erworben wurden, und die Aktien werden direkt von der meldepflichtigen Person gehalten.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Woods Isaac

(Last) (First) (Middle)
1201 SOUTH SECOND STREET

(Street)
MILWAUKEE WI 53204

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Vice President and Treasurer
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Shares (1) 10/01/2025 A 329(2) (3) 12/09/2025 Common Stock 329 $0 329 D
Explanation of Responses:
1. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
2. On December 9, 2022, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
3. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 9, 2025, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Remarks:
Danielle White, Attorney-in-fact for Isaac Woods 10/03/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Isaac Woods report on the Form 4 for ROK?

The filing reports that Isaac Woods, Vice President and Treasurer, acquired 329 performance shares on 10/01/2025 with a reported price of $0.

Why were performance shares awarded to Isaac Woods?

The performance shares were a payout from a grant awarded on 12/09/2022, with payout determined by Rockwell Automation’s total shareholder return versus the S&P 500 over a three-year period.

When do the performance shares vest?

The performance shares vest on 12/09/2025, provided the reporting person remains employed with the company on that date, subject to limited exceptions.

How many shares does Isaac Woods own after the transaction?

Following the reported transaction, the filing shows 329 shares beneficially owned by the reporting person related to this award.

Was cash used to acquire the reported shares?

No cash was reported; the transaction lists a price of $0, indicating conversion of performance awards rather than a purchased acquisition.
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Specialty Industrial Machinery
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