[144] Rockwell Automation, Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice filed for Rockwell Automation, Inc. (ROK) reporting a proposed sale of 103 shares of common stock through Charles Schwab with an aggregate market value of $35,552.00, scheduled for 09/08/2025. The shares were acquired on 09/08/2025 by restricted stock lapse from Rockwell Automation, Inc. and are identified as equity compensation. The filing records that 112,434,397 shares are outstanding. The filer discloses two prior sales in the past three months by Isaac Woods (297 shares on 06/09/2025 for $96,913 and 365 shares on 08/29/2025 for $127,181) and affirms no nonpublic material information is known when signing the notice.

Insights

Securities Analyst

TL;DR

The filing documents a routine insider sale of restricted stock lapse shares, with a small proposed disposition and prior small sales this quarter; immaterial to company capitalization.

The 103-share proposed sale (~$35.6k) stems from a restricted stock lapse and is processed through a broker. Prior dispositions by the same person totaled 662 shares in the past three months with gross proceeds of $224,094. The total outstanding share figure of 112,434,397 indicates these transactions are very small in absolute terms relative to the company's share count, suggesting limited market impact. The filer also makes the standard representation regarding absence of undisclosed material information.

Corporate Governance Expert

TL;DR

This is a standard Rule 144 notice documenting insider sales following equity vesting; disclosures align with compliance expectations.

The filing shows the seller acquired shares via a restricted stock lapse and intends to sell through a broker, and it includes the customary certification about material nonpublic information. The record of recent smaller sales and the use of Form 144 indicate adherence to required disclosure for affiliated sales under Rule 144. There are no governance red flags or missing mandatory attestations in the provided content.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	103	35552.00	112434397	09/08/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/08/2025	Restricted Stock Lapse - See Remarks	Rockwell Automation, Inc.			103	09/08/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Isaac Woods 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	06/09/2025	297	96913.00
Isaac Woods 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	08/29/2025	365	127181.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for Rockwell Automation (ROK) report?

The form reports a proposed sale of 103 shares of common stock valued at $35,552.00, scheduled for 09/08/2025, acquired via a restricted stock lapse.

Who is the broker handling the proposed sale reported on the Form 144?

Charles Schwab & Co., Inc., 3000 Schwab Way Westlake TX 76262 is listed as the broker for the 103-share sale.

How many shares does Rockwell Automation report outstanding in this filing?

The filing lists 112,434,397 shares outstanding.

Has the seller made recent sales of Rockwell Automation stock?

Yes. Isaac Woods sold 297 shares on 06/09/2025 for $96,913 and 365 shares on 08/29/2025 for $127,181.

How were the 103 shares acquired according to the filing?

The shares were acquired on 09/08/2025 by a restricted stock lapse from Rockwell Automation, Inc., and the payment nature is listed as equity compensation.