Rockwell Automation Insider Filing: Parfet Reduces Holdings to 11,837 Shares

Rhea-AI Filing Summary

Donald R. Parfet, a director of Rockwell Automation, Inc. (ROK), reported a non-derivative disposition of 1,070 shares of the issuer's common stock on 08/28/2025 under transaction code G at a reported price of $0. After the reported transaction, the filing shows 11,837 shares beneficially owned. The ownership is listed as indirect through the Parfet Family Trust. The Form 4 was signed by Danielle White, attorney-in-fact for Donald R. Parfet, on 09/02/2025. The filing indicates this was reported by one reporting person and the reporting person is identified as a director.

Insights

Corporate Governance Expert

TL;DR Director reported a small indirect disposition via trust; appears routine and not governance-altering.

The Form 4 shows an indirect disposal of 1,070 shares by a director, reducing beneficial holdings to 11,837 shares held through the Parfet Family Trust. Transaction code G typically denotes a gift or similar transfer mechanism; the reported price is $0, consistent with a non-sale transfer. There is no evidence in this filing of a change in board status, control, or employment. From a governance perspective, this disclosure is routine insider reporting and does not indicate material corporate governance developments.

Securities Analyst

TL;DR Small insider disposition reported; transaction size is immaterial to company capitalization or investor valuation.

The report documents an 08/28/2025 disposition of 1,070 shares by a director, leaving 11,837 shares beneficially owned indirectly. The zero price reported aligns with a transfer rather than a market sale. There are no derivative transactions, no change in control, and no additional financial metrics disclosed. Given the absolute share count and lack of sale proceeds, this transaction is unlikely to have a material impact on Rockwell Automation's market capitalization or near-term financial outlook.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Parfet Donald R

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/28/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/28/2025		G		1,070	D	$0	11,837	D
Common Stock								17	I	By Parfet Family Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	Danielle White, Attorney-in-fact for Donald R. Parfet	09/02/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Donald R. Parfet report on Form 4 for ROK?

The Form 4 reports a disposition of 1,070 shares of Rockwell Automation common stock on 08/28/2025 under transaction code G at a reported price of $0.

How many Rockwell Automation shares does Parfet beneficially own after the transaction?

Following the reported transaction, the filing shows Parfet beneficially owns 11,837 shares, held indirectly.

Through what vehicle does Parfet hold his ROK shares?

The filing lists the ownership form as indirect and names the Parfet Family Trust as the nature of indirect beneficial ownership.

Who signed the Form 4 on behalf of Donald R. Parfet and when?

The Form 4 was signed by Danielle White, Attorney-in-fact for Donald R. Parfet on 09/02/2025.

Does the Form 4 show any derivative transactions by Parfet?

No. Table II for derivative securities is empty; the filing reports only a non-derivative disposition of common stock.