Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Rockwell Automation, Inc. (NYSE: ROK) SEC filings page on Stock Titan provides access to the company’s official regulatory documents as filed with the U.S. Securities and Exchange Commission. As a NYSE‑listed issuer of common stock, Rockwell Automation submits annual reports on Form 10‑K, quarterly reports on Form 10‑Q, current reports on Form 8‑K and proxy statements on Schedule 14A, along with other exhibits and agreements.
Through current reports on Form 8‑K, Rockwell Automation discloses material events such as financial results, changes in executive arrangements, new or amended credit facilities and other significant corporate actions. Examples include 8‑K filings that furnish press releases for quarterly and full‑year earnings, describe a five‑year unsecured revolving credit agreement and document change of control agreements with certain officers. These filings can help investors understand how the company manages liquidity, capital structure and executive compensation arrangements.
The company’s definitive proxy statement on Schedule 14A provides detail on corporate governance, board structure, director elections, advisory votes on executive compensation, selection of the independent registered public accounting firm and long‑term incentive plans. It also includes information on director and executive compensation, stock ownership and the Board’s role and responsibilities. For those researching governance practices and compensation policies at Rockwell Automation, the proxy materials are a primary source.
On this page, Stock Titan surfaces Rockwell Automation’s SEC filings as they are made available through EDGAR and enhances them with AI‑powered summaries. These summaries are designed to highlight key points in lengthy documents such as 10‑K annual reports, 10‑Q quarterly reports, proxy statements and 8‑K current reports, helping readers quickly identify topics like segment performance, risk factors, capital allocation, credit agreements and governance proposals. Users can also review filings related to executive and director matters, and, where applicable, insider transaction reports such as Forms 3, 4 and 5 that disclose changes in beneficial ownership of Rockwell Automation securities.
By combining real‑time access to SEC documents with AI‑driven explanations, the filings page offers a structured way to analyze Rockwell Automation’s financial reporting, governance disclosures and material events directly from its official submissions.
Rockwell Automation insider plans additional small stock sale
A holder of Rockwell Automation common stock filed a notice to sell 61 shares through Charles Schwab on the NYSE, with an aggregate market value of $24,460.00. The filing notes that there were 112,273,567 Rockwell Automation shares outstanding at the time of the notice. The 61 shares come from restricted stock that vested on 12/08/2025 as part of equity compensation from Rockwell Automation.
Over the prior three months, the same seller, Isaac Woods, reported three Rockwell Automation stock sales of 103, 250, and 68 shares, with gross proceeds of $35,552.00, $87,500.00, and $27,396.00, respectively. By signing the notice, the seller represents that they are not aware of any undisclosed material adverse information about Rockwell Automation’s operations.
Rockwell Automation insider plans a small Rule 144 stock sale. The notice covers a proposed sale of 61 shares of Rockwell Automation common stock through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $24,454. These shares were acquired on 12/08/2025 via an equity compensation grant described as a restricted stock lapse. Rockwell Automation had 112,273,567 shares outstanding, providing context for the relatively small size of this transaction.
The filing also reports that Terry L. Riesterer sold 60 Rockwell Automation shares on 12/05/2025 for gross proceeds of $24,173 over the prior three months. By signing the notice, the seller represents that they are not aware of any material adverse, nonpublic information about the company.
Rockwell Automation insider plans sale of common stock under Rule 144. A notice has been filed for the proposed sale of 480 shares of Rockwell Automation common stock through broker Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $192,463.00. The issuer reports 112,273,567 shares of this class outstanding.
The 480 shares were acquired on 12/08/2025 via a restricted stock lapse from Rockwell Automation, treated as equity compensation. Over the past three months, the same insider, Christopher Nardecchia, sold 129 Rockwell Automation shares on 12/05/2025 for gross proceeds of $51,981.00. By signing the notice, the seller represents that they are not aware of any undisclosed material adverse information about the company.
Rockwell Automation insider plans small stock sale under Rule 144. Cyril Perducat filed a notice to sell 162 shares of Rockwell Automation common stock through broker Charles Schwab & Co., Inc. on or around 12/08/2025 on the NYSE. The filing lists an aggregate market value of $64,957.00 for these shares and notes that Rockwell Automation had 112,273,567 shares of common stock outstanding. The shares to be sold were acquired on 12/08/2025 via an equity compensation transaction described as a restricted stock lapse.
The notice also reports that over the prior three months, Cyril Perducat sold 139 additional Rockwell Automation shares for gross proceeds of $56,004.00. By signing the form, the seller represents that they are not aware of any material adverse, nonpublic information about Rockwell Automation’s current or prospective operations.
Rockwell Automation insider plans small stock sale under Rule 144. A holder filed to sell 351 shares of Rockwell Automation common stock through Charles Schwab on or about 12/08/2025 on the NYSE. The filing notes an aggregate market value of $140,747.00 for this planned sale, compared with 112,273,567 Rockwell Automation shares outstanding.
The 351 shares were acquired on 12/08/2025 through a restricted stock lapse granted as equity compensation from Rockwell Automation, Inc. The filer also reports a recent sale of 371 Rockwell Automation shares on 12/05/2025 for gross proceeds of $149,486.00 over the prior three months, as required by Rule 144 disclosure.
Rockwell Automation, Inc. insider plans small Rule 144 sale. A holder has filed to sell 25 shares of Rockwell Automation common stock through broker Charles Schwab on or about 12/08/2025 on the NYSE, with an indicated aggregate market value of $10,023. The shares were acquired the same day via a restricted stock lapse as equity compensation from Rockwell Automation.
As context, Rockwell Automation reports 112,273,567 common shares outstanding. Over the prior three months, the same seller disposed of 30 additional Rockwell Automation shares for gross proceeds of $12,087. The filer represents that they are not aware of any undisclosed material adverse information about the company’s current or prospective operations.
Rockwell Automation, Inc. insider Rebecca W. House filed a notice of proposed sale of company stock under Rule 144. The filing covers the planned sale of 351 shares of common stock through broker Charles Schwab & Co., Inc., with an aggregate market value of
The notice also reports that during the past three months, Rebecca W. House sold 371 Rockwell Automation securities on
Rockwell Automation, Inc. has an affiliated seller filing a notice of proposed sale under Rule 144 for 267 shares of common stock. The shares are to be sold through Charles Schwab & Co., Inc. on or about December 8, 2025, with an indicated aggregate market value of $107,027.00, and are listed on the NYSE. The table notes that 112,273,567 shares of this class of stock are outstanding. The 267 shares to be sold were acquired on December 8, 2025 through the lapse of restrictions on equity compensation from Rockwell Automation. Over the prior three months, the same seller completed a separate sale of 282 shares of Rockwell Automation stock on December 5, 2025 for gross proceeds of $113,607.00.
Rockwell Automation insider plans small stock sale under Rule 144. A holder related to Rockwell Automation intends to sell 359 common shares through broker Charles Schwab on the NYSE, with an aggregate market value of $143,967.00. Rockwell Automation had 112,273,567 common shares outstanding when this notice was prepared, so the planned sale represents a very small portion of the company’s stock.
The shares to be sold were acquired on 12/08/2025 through an equity compensation award when restricted stock vested, and were fully paid via equity compensation rather than cash. Over the prior three months, the same seller completed another sale of 295 shares of Rockwell Automation for gross proceeds of $118,860.00. By signing the notice, the seller represents that they are not aware of any undisclosed material adverse information about Rockwell Automation’s operations.
Rockwell Automation, Inc. filed a Form 144 notice for a small insider sale of common stock. The filing covers a proposed sale of 231 shares of Rockwell Automation common stock through broker Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of 92,637.00. The filing notes that 112,273,567 shares of Rockwell Automation common stock were outstanding. These shares were acquired on 12/08/2025 via a restricted stock lapse as equity compensation from Rockwell Automation, Inc., with payment also dated 12/08/2025.
The person for whose account the securities are to be sold previously sold 184 Rockwell Automation shares on 12/05/2025 for gross proceeds of 74,127.00. By signing the notice, the seller represents that they do not know of any material adverse nonpublic information about Rockwell Automation’s current or prospective operations.