Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation (ROK) insider activity: the company’s SVP and Chief Technology Officer, Cyril Perducat, reported multiple equity transactions in early December 2025. On December 8, 2025, he sold 153 and 9 shares of common stock in separate trades around $401 per share, and on December 10, 2025 he sold additional blocks of 185, 363, 246 and 10 shares between roughly $400.36 and $403.62 per share. These sales were executed under Rule 10b5‑1 trading plans to cover taxes on vested restricted stock units.
On December 9, 2025, Perducat acquired 693 and 1,480 shares of common stock at an exercise price of $0 through the vesting or settlement of equity awards, increasing his direct common stock holdings to several thousand shares after the reported transactions. He also received new grants under Rockwell Automation’s 2020 Long‑Term Incentive Plan: 4,610 employee stock options with a $402.22 exercise price that vest in three annual installments beginning December 8, 2026, and 1,343 restricted stock units that vest in three annual installments beginning on the same date.
Rockwell Automation senior vice president and chief information officer Christopher Nardecchia reported several stock transactions in Rockwell Automation, Inc. common stock. On December 8–10, 2025, he sold blocks of 390, 90, 185, 276, and 151 shares at weighted average prices around $400–$403 per share, under a Rule 10b5-1 trading plan entered on November 27, 2024 to cover taxes on recently vested restricted stock units. He also exercised or settled equity awards, acquiring 385 and 822 shares from awards at a price of $0 per share.
Following these transactions, Nardecchia beneficially owns 14,232 shares of Rockwell Automation common stock directly and 5.566 shares indirectly through a company savings plan. In addition, he was granted an employee stock option for 3,329 shares at an exercise price of $402.22 per share and new restricted stock unit awards covering 4,973 and 970 shares, all awarded under the company’s 2020 Long-Term Incentive Plan.
Rockwell Automation, Inc. senior vice president of Intelligent Devices Tessa M. Myers reported multiple stock transactions in December 2025. On December 8 and 10, 2025, she sold several small blocks of Rockwell common stock under a Rule 10b5-1 trading plan established on November 29, 2024, to cover taxes due on restricted stock units that vested on December 5 and December 9, 2025. Sale prices were reported as weighted averages, generally around $400–$403 per share.
On December 9, 2025, previously granted restricted stock units and performance shares for a total of 2,173 shares were settled into common stock at an exercise price of $0, reducing those derivative balances to zero. On December 8, 2025, Myers also received new equity awards under Rockwell’s 2020 Long-Term Incentive Plan: an employee stock option for 11,267 shares at an exercise price of $402.22, vesting in three annual installments starting December 8, 2026, and 3,282 restricted stock units that vest in three annual installments beginning the same date. Following the reported transactions, she continued to hold Rockwell shares directly and through the company savings plan.
Rockwell Automation (ROK) insider John M. Miller, VP and Chief IP Counsel, reported multiple equity transactions in December 2025. On 12/8/2025 and 12/10/2025 he sold small blocks of common stock, including sales of 23, 2, 19, 43, 1 and 29 shares, at weighted average prices around the low $400s per share. These sales were made under a pre-arranged Rule 10b5-1 trading plan to cover taxes due on restricted stock units that vested on December 5 and December 9, 2025.
On 12/9/2025 he acquired 62 and 132 shares of common stock at a price of $0 through the settlement of restricted stock units and performance shares. He also received an employee stock option award for 513 shares at an exercise price of $402.22 per share, vesting over three years starting 12/8/2026, and a grant of 150 restricted stock units vesting over three years starting 12/8/2026. After these transactions, he reported direct ownership of about 5,968.8061 shares and an additional 475.6753 shares indirectly through the company savings plan.
Rockwell Automation, Inc. President and CEO Blake D. Moret reported multiple stock transactions in December 2025. Through a family trust, he sold several blocks of common stock on 12/08/2025 and 12/10/2025 at weighted average prices around $400–$404 per share under a Rule 10b5-1 trading plan to cover taxes on recently vested restricted stock units.
On 12/09/2025, previously granted restricted stock units and performance shares converted into common stock, reflected as acquisitions at $0 price in the table. He also received new equity awards: an employee stock option for 35,849 shares of common stock with a $402.22 exercise price, exercisable starting 12/08/2026 and expiring in 2035, and 10,443 restricted stock units scheduled to vest in three annual installments beginning 12/08/2026. The filing also notes additional Company stock fund units held under the Company Savings Plan.
Rockwell Automation, Inc. reported equity transactions by senior vice president, chief legal officer and secretary Rebecca W. House. On 12/08/2025, she sold 289 and 62 shares of common stock at weighted average prices of $400.819 and $401.6387, and on 12/10/2025 sold 502, 562, 553 and 81 shares at weighted average prices between about $400.9253 and $403.7049, all marked as sales under Rule 10b5-1 plans to cover taxes on vesting restricted stock units.
On 12/09/2025, 1,155 and 2,466 common shares were acquired at $0 upon the vesting and settlement of restricted stock units and performance shares. She also received an employee stock option for 11,267 shares at an exercise price of $402.22 and 3,282 restricted stock units, both awarded under the company’s 2020 Long-Term Incentive Plan and scheduled to vest in three annual installments beginning 12/08/2026. After these transactions, she directly owned 12,200 common shares and indirectly held 51.0786 shares through a company savings plan, with additional derivative awards outstanding.
Rockwell Automation senior vice president and chief revenue officer Scott Genereux reported multiple stock transactions in December 2025. On December 8–10, 2025, he sold several small blocks of Rockwell Automation common stock at prices generally around $400–$404 per share, with some sales executed under a Rule 10b5-1 trading plan to cover taxes on recently vested restricted stock units.
The filing also shows new equity awards and settlements. On December 8, 2025, he received an employee stock option grant for 6,146 shares at an exercise price of $402.22 and 1,791 restricted stock units, all under the company’s 2020 Long-Term Incentive Plan. On December 9, 2025, 963 restricted stock units and 2,055 performance shares were converted into common stock, reducing those derivative positions to zero.
Rockwell Automation, Inc. director Robert Soderbery reported an equity compensation grant in the form of restricted stock units. On 12/08/2025 he was awarded 498 restricted stock units under the company’s 2020 Long-Term Incentives Plan for service as a director.
Each restricted stock unit represents the right to receive one share of Rockwell Automation common stock, generally payable upon retirement, a change of control, or certain other circumstances. After this grant, Soderbery beneficially owned 1,974 restricted stock units held directly.
Rockwell Automation director reports grant of restricted stock units. A Form 4 filing shows that director Timothy M. Knavish received 498 restricted stock units of Rockwell Automation common stock on 12/08/2025 under the company’s 2020 Long-Term Incentives Plan as compensation for his service as a director.
Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock, but the filing states that the share equivalents are payable in cash upon retirement or after termination of employment. Following this transaction, Knavish beneficially owns 498 derivative securities in the form of these restricted stock units, held directly.
Rockwell Automation, Inc. reported a routine insider equity transaction involving a company director. On 12/08/2025, the director received 498 restricted stock units (RSUs) as compensation for service under the company’s 2020 Long‑Term Incentives Plan. Each RSU represents a contingent right to receive one share of Rockwell Automation common stock.
The RSU grant was recorded at a price of $0, reflecting that it is an equity-based award rather than a market purchase. After this transaction, the director beneficially owned 5,419 derivative securities in the form of RSUs, held directly. The share equivalents tied to these RSUs are payable in cash upon retirement or after termination of employment.