Rockwell Automation (NYSE: ROK) holder files to sell 184 common shares

Rhea-AI Filing Summary

Rockwell Automation, Inc. has an affiliated seller filing a notice to sell shares of its common stock. The filing covers the proposed sale of 184 shares of common stock through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $74,127.00 as of the filing details. These shares are part of a larger base of 112,273,567 shares outstanding of the same class.

The 184 shares to be sold were acquired on 12/05/2025 through a restricted stock lapse from Rockwell Automation, Inc., and are characterized as equity compensation. The filing lists an approximate sale date of 12/05/2025 and includes standard representations that the seller does not know any undisclosed material adverse information about Rockwell Automation’s current or prospective operations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	184	74127.00	112273567	12/05/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/05/2025	Restricted Stock Lapse	Rockwell Automation, Inc.			184	12/05/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does this Form 144 filing for ROK disclose?

The Form 144 discloses that a holder of Rockwell Automation, Inc. (ROK) common stock plans to sell 184 shares on the NYSE, using Charles Schwab & Co., Inc. as broker, with an indicated aggregate market value of $74,127.00.

How many Rockwell Automation (ROK) shares are covered by this Form 144?

The notice covers the proposed sale of 184 shares of Rockwell Automation, Inc. common stock.

What is the approximate market value of the ROK shares to be sold?

The aggregate market value of the 184 shares of Rockwell Automation common stock listed in the filing is $74,127.00.

When were the Rockwell Automation (ROK) shares acquired and how?

The 184 shares of Rockwell Automation common stock were acquired on 12/05/2025 via a restricted stock lapse from Rockwell Automation, Inc., recorded as equity compensation.

What is the approximate sale date and exchange for these ROK shares?

The filing lists an approximate date of sale of 12/05/2025, and names the NYSE as the securities exchange where the 184 shares of common stock are to be sold.

How many Rockwell Automation (ROK) shares of this class are outstanding?

The filing states that there are 112,273,567 shares of Rockwell Automation’s common stock outstanding.

What representation does the seller make about Rockwell Automation’s information?

By signing the notice, the seller represents that they do not know any material adverse information about Rockwell Automation’s current or prospective operations that has not been publicly disclosed, as required by the form’s statement.