ROK insider awarded 2,466 performance shares; vest Dec 9, 2025

Rockwell Automation (ROK) officer Rebecca W. House reported an acquisition of 2,466 performance shares on October 1, 2025 (transaction code A) at a reported price of $0.

Rhea-AI Filing Summary

Rockwell Automation (ROK) officer Rebecca W. House reported an acquisition of 2,466 performance shares on October 1, 2025 (transaction code A) at a reported price of $0. Each performance share represents a contingent right to receive one share of common stock or the cash equivalent.

The award stems from a grant made on December 9, 2022, with payout determined by total shareowner return versus the S&P 500 over three years. The resulting 2,466 performance shares are scheduled to vest on December 9, 2025, provided continued employment. Following the transaction, 2,466 derivative securities were beneficially owned directly.

Insider Trade Summary

Grant/Award: 2,466 shares

Grant/Award 1 txn

Insider House Rebecca W

Role SVP, CLO and Secretary

Type	Security	Shares	Price	Value
Grant/Award	Performance Shares	2,466	$0.00	$0.00

Holdings After Transaction: Performance Shares — 2,466 contracts (Direct)

Footnotes (3)

1. F1. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
2. F2. On December 9, 2022, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
3. F3. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 9, 2025, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Rockwell Automation (ROK) report in this Form 4?

An officer reported acquiring 2,466 performance shares on October 1, 2025 at a reported price of $0.

Who is the reporting person in the ROK Form 4?

The filing covers Rebecca W. House, SVP, CLO and Secretary of Rockwell Automation.

How many performance shares were acquired and how are they defined?

2,466 performance shares, each a contingent right to receive one share of common stock or the cash equivalent.

What determines the payout of these ROK performance shares?

Payout was based on total shareowner return versus the S&P 500 over a three-year period from a December 9, 2022 grant.

When do the performance shares vest for ROK’s officer?

They vest on December 9, 2025, subject to continued employment and limited exceptions.

What is the ownership form after the transaction?

Following the transaction, 2,466 derivative securities were beneficially owned directly.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 10/03/2025 - 05:29 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

House Rebecca W

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, CLO and Secretary

3. Date of Earliest Transaction (Month/Day/Year)
10/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Performance Shares	(1)	10/01/2025		A		2,466(2)		(3)	12/09/2025	Common Stock	2,466	$0	2,466	D

Explanation of Responses:

1. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

2. On December 9, 2022, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.

3. Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 9, 2025, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

Remarks:

	Danielle White, Attorney-in-fact for Rebecca W. House	10/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.