[144] Rockwell Automation, Inc. SEC Filing

Rhea-AI Filing Summary

Rockwell Automation, Inc. (ROK) Form 144 summary — This notice reports a proposed sale of 250 common shares through Charles Schwab & Co., Inc. with an aggregate market value of $87,500, and lists total shares outstanding as 112,434,397. The securities were acquired in late 2023 through restricted stock lapses as equity compensation (42 shares on 10/01/2023, 58 shares on 12/07/2023, and 150 shares on 12/09/2023). The filing also discloses two recent sales by the same person in the past three months: 365 shares sold on 08/29/2025 for $127,181 and 103 shares sold on 09/08/2025 for $35,552. The proposed sale is scheduled approximately 09/11/2025 on the NYSE. The filer certifies no undisclosed material adverse information.

Positive

• Proper disclosure of proposed sale including broker, number of shares, aggregate market value, and acquisition details
• Securities were acquired as equity compensation through restricted stock lapses, indicating standard insider vesting events

Negative

• Insider selling activity is disclosed (250 shares proposed plus 468 shares sold in last three months), which some investors may view negatively

Insights

Securities Analyst

TL;DR Insiders plan a small sale relative to outstanding shares; disclosure is routine and appears non-material.

The filing reports a proposed sale of 250 shares with an aggregate value of $87,500 against 112,434,397 outstanding shares, implying the transaction is immaterial to the companys market capitalization. The shares were acquired via restricted stock lapses in 2023 as equity compensation, consistent with typical post-vesting sell events. Two recent disposals (365 and 103 shares) are disclosed for the past three months; those sales and the current notice indicate routine insider liquidity rather than a large, concentrated divestiture. Impact rating: 0 (neutral).

Corporate Governance Expert

TL;DR Form 144 filing shows proper insider reporting of sales; no governance red flags on face of document.

The document includes acquisition dates tied to restricted stock lapses and specifies the broker and planned sale date, meeting Rule 144 disclosure expectations. The signer affirms absence of undisclosed material adverse information, and there is no indication of unusual timing or aggregation that would suggest a governance concern. Given the small volume relative to total shares outstanding, this remains a routine disclosure. Impact rating: 0 (neutral).

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	250	87500.00	112434397	09/11/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	10/01/2023	Restricted Stock Lapse	Rockwell Automation, Inc.			42	10/01/2023	Equity Compensation
Common	12/07/2023	Restricted Stock Lapse	Rockwell Automation, Inc.			58	12/07/2023	Equity Compensation
Common	12/09/2023	Restricted Stock Lapse	Rockwell Automation, Inc.			150	12/09/2023	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Isaac Woods 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	08/29/2025	365	127181.00
Isaac Woods 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	09/08/2025	103	35552.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for ROK report?

The Form 144 reports a proposed sale of 250 common shares via Charles Schwab with an aggregate market value of $87,500 and lists acquisition details from restricted stock lapses in 2023.

When is the proposed sale scheduled and on which exchange?

The filing lists an approximate sale date of 09/11/2025 and identifies the NYSE as the exchange.

How many shares has the filer sold in the past three months?

The filer sold 365 shares on 08/29/2025 for $127,181 and 103 shares on 09/08/2025 for $35,552.

Were the securities acquired or gifted?

The securities were acquired through restricted stock lapses as equity compensation on 10/01/2023, 12/07/2023, and 12/09/2023; no gift is indicated.

How large is the proposed sale relative to shares outstanding?

The proposed 250-share sale is shown against 112,434,397 shares outstanding, indicating it is immaterial in size relative to total outstanding shares.