Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Gipson William P reported acquisition or exercise transactions in this Form 4 filing.
Rockwell Automation director William P. Gipson received a grant of 90 restricted stock units as compensation for his board service. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock, generally payable upon retirement, change of control, or certain other circumstances. Following this award, he holds 5,593 shares directly, reflecting a routine, compensation-related equity grant rather than an open-market purchase or sale.
Rockwell Automation Inc — Schedule 13G/A amendment from The Vanguard Group reporting zero beneficial ownership. The filing states that following an internal realignment announced January 12, 2026, certain Vanguard subsidiaries now report disaggregated holdings and Vanguard no longer is deemed to beneficially own those securities. The filing is signed by Ashley Grim on March 27, 2026.
Rockwell Automation senior vice president Robert L. Buttermore exercised employee stock options and sold shares of common stock. On March 2, 2026, he converted multiple Employee Stock Options (Rights to Buy) into common shares, then sold 8,932 shares in open-market transactions at weighted average prices ranging roughly from about $396 to just over $402 per share under a pre-arranged Rule 10b5-1 trading plan entered into on November 26, 2025. Following these transactions, he held 2,878 shares of Rockwell Automation common stock directly and 277.9801 shares indirectly through a company savings plan.
Robert L. Buttermore reported proposed sales of Common stock of Rockwell Automation. The filing lists securities to be sold tied to restricted stock lapses on 12/04/2024 (390 shares) and 12/07/2024 (10 shares), and an employee stock option exercise on 03/02/2026 (8,532 shares, broker payment for cashless exercise).
The filing also shows recent sales in the prior three months, including 184 shares on 12/05/2025 and 231 shares on 12/08/2025, with additional disposals listed on other dates.
Rockwell Automation vice president and treasurer Isaac Woods reported option exercises and share sales in Rockwell Automation, Inc. common stock. On February 25, 2026, he exercised employee stock options and acquired shares, then sold 1,271 common shares in multiple open‑market transactions under a pre‑arranged Rule 10b5‑1 trading plan entered into on November 26, 2025.
The sales were executed at weighted average prices in the low $400 range, with detailed price ranges available on request from the company. Following these transactions, Woods directly owned 1,687 common shares, and also had 468.2288 shares represented by company stock fund units in the Rockwell Automation Savings Plan as of December 31, 2025.
Rockwell Automation senior vice president and chief revenue officer Scott Genereux reported option exercises and share sales in company stock. On February 25, 2026, he exercised employee stock options to acquire 6,844 common shares at $350.76 per share and 9,363 shares at $259.81 per share through derivative conversions. The filing also shows open-market sales totaling 17,407 common shares at weighted average prices ranging from about $401.67 to $409.37, executed under a pre-arranged Rule 10b5-1 trading plan entered into on November 26, 2025. After these transactions, his directly held common stock position was 3,314 shares.
Rockwell Automation SVP, CLO and Secretary Rebecca W. House exercised employee stock options and sold shares under a pre-set trading plan. On February 25, 2026, she exercised options for 12,100 shares of common stock and acquired the same number of shares at a reported price of $196.43 per share.
That same day, she executed multiple open-market sales totaling 12,100 shares at weighted average prices ranging from about $401.52 to $408.00, pursuant to a Rule 10b5-1 plan entered into on November 26, 2025. After these transactions, she directly held 12,200 shares of Rockwell Automation common stock and indirectly held 51.2189 shares through the company savings plan as of December 31, 2025.
ROCKWELL AUTOMATION, INC senior vice president Tessa M. Myers reported an open-market sale of common stock. On February 25, 2026, she sold 1,985 shares at an average price of $409.37 per share under a pre-arranged Rule 10b5-1 trading plan entered into on November 26, 2025. After this transaction, she directly held 4,036 common shares. She also had an additional 8.487 shares indirectly through company stock fund units in the Company Savings Plan, based on information from the plan administrator as of December 31, 2025.
Rockwell Automation SVP Matthew W. Fordenwalt, SVP Lifecycle Services, reported option exercises and share sales in Rockwell Automation, Inc. common stock. On February 25, 2026, he exercised an Employee Stock Option for 1,200 shares at a price of $0.0000 per share, converting into 1,200 shares of common stock at an exercise price of $196.4300 per share.
That same day, he executed open-market sales totaling 1,200 shares of common stock in multiple trades, including 155 shares at $402.1089, 280 shares at $403.2057, 405 shares at $404.1589, 280 shares at $405.6029, and two blocks of 40 shares at $406.4200 and $407.9000. A footnote states the shares were “exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025.” After these transactions, he directly owned 4,437 common shares and indirectly held 68.085 shares through the company savings plan.