Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Rockwell Automation, Inc. (NYSE: ROK) SEC filings page on Stock Titan provides access to the company’s official regulatory documents as filed with the U.S. Securities and Exchange Commission. As a NYSE‑listed issuer of common stock, Rockwell Automation submits annual reports on Form 10‑K, quarterly reports on Form 10‑Q, current reports on Form 8‑K and proxy statements on Schedule 14A, along with other exhibits and agreements.
Through current reports on Form 8‑K, Rockwell Automation discloses material events such as financial results, changes in executive arrangements, new or amended credit facilities and other significant corporate actions. Examples include 8‑K filings that furnish press releases for quarterly and full‑year earnings, describe a five‑year unsecured revolving credit agreement and document change of control agreements with certain officers. These filings can help investors understand how the company manages liquidity, capital structure and executive compensation arrangements.
The company’s definitive proxy statement on Schedule 14A provides detail on corporate governance, board structure, director elections, advisory votes on executive compensation, selection of the independent registered public accounting firm and long‑term incentive plans. It also includes information on director and executive compensation, stock ownership and the Board’s role and responsibilities. For those researching governance practices and compensation policies at Rockwell Automation, the proxy materials are a primary source.
On this page, Stock Titan surfaces Rockwell Automation’s SEC filings as they are made available through EDGAR and enhances them with AI‑powered summaries. These summaries are designed to highlight key points in lengthy documents such as 10‑K annual reports, 10‑Q quarterly reports, proxy statements and 8‑K current reports, helping readers quickly identify topics like segment performance, risk factors, capital allocation, credit agreements and governance proposals. Users can also review filings related to executive and director matters, and, where applicable, insider transaction reports such as Forms 3, 4 and 5 that disclose changes in beneficial ownership of Rockwell Automation securities.
By combining real‑time access to SEC documents with AI‑driven explanations, the filings page offers a structured way to analyze Rockwell Automation’s financial reporting, governance disclosures and material events directly from its official submissions.
Rockwell Automation, Inc. insider Isaac Woods has filed a Form 144 notice to sell common stock under SEC Rule 144. The planned sale covers 229 common shares through broker Charles Schwab & Co., Inc., listed on the NYSE, with an aggregate market value of $92,040.00. The filing notes that there were 112,273,567 shares outstanding of this class. These 229 shares were acquired on 12/10/2025 through the lapse of restricted stock as equity compensation from Rockwell Automation, Inc.
The filing also lists prior sales by Isaac Woods over the past three months: 250 shares sold on 09/11/2025 for gross proceeds of $87,500.00, 68 shares sold on 12/05/2025 for $27,396.00, and 61 shares sold on 12/08/2025 for $24,460.00. By signing the notice, the seller represents that he is not aware of any material adverse nonpublic information about Rockwell Automation’s current or prospective operations.
Rockwell Automation, Inc. insider plans a small stock sale under Rule 144. A person related to Rockwell Automation filed a notice to sell 225 shares of common stock through broker Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $90,480.00 and 112,273,567 shares of common stock stated as outstanding. The shares come from equity compensation, described as a restricted stock lapse acquired and paid on 12/10/2025.
Over the prior three months, the same seller, listed as Terry L. Riesterer, sold Rockwell Automation securities in two transactions: 60 shares on 12/05/2025 for gross proceeds of $24,173.00 and 61 shares on 12/08/2025 for gross proceeds of $24,454.00. The signer represents they are not aware of any undisclosed material adverse information about Rockwell Automation’s current or prospective operations.
Rockwell Automation insider files to sell common shares under Rule 144. The notice covers a proposed sale of 804 shares of Rockwell Automation common stock through broker Charles Schwab & Co., Inc., with an aggregate market value of $323,248.00. These shares were acquired on 12/10/2025 through a restricted stock lapse as part of equity compensation from Rockwell Automation, Inc.
Over the prior three months, the same seller, Cyril Perducat, reported additional Rockwell Automation stock sales of 139 shares for gross proceeds of $56,004.00 on 12/05/2025 and 162 shares for $64,957.00 on 12/08/2025. The seller represents that he is not aware of undisclosed material adverse information about Rockwell Automation’s current or prospective operations.
Rockwell Automation is the issuer for a planned insider stock sale disclosed in this notice under Rule 144. The filing covers a proposed sale of 612 shares of Rockwell Automation common stock through Charles Schwab & Co., Inc., with an aggregate market value of $246,079.00, to be sold on the NYSE on 12/10/2025. The shares were acquired on 12/10/2025 via a restricted stock lapse as equity compensation from Rockwell Automation, Inc.
The notice also lists recent sales by Christopher Nardecchia over the prior three months, including 129 shares sold on 12/05/2025 for gross proceeds of $51,981.00 and 480 shares sold on 12/08/2025 for gross proceeds of $192,463.00. The filing states that the seller represents they do not know any undisclosed material adverse information about Rockwell Automation’s current or prospective operations.
Rockwell Automation insider plans modest stock sale under Rule 144. An affiliate of Rockwell Automation, Inc. (ROK) has filed a notice to sell 1,020 shares of common stock through broker Charles Schwab & Co., Inc. on the NYSE. These shares have an indicated aggregate market value of $410,113.00, compared with 112,273,567 shares outstanding for the company overall.
The seller acquired the 1,020 shares on 12/10/2025 via a restricted stock lapse as part of equity compensation. In the past three months, the same holder sold 371 shares and 351 shares of Rockwell Automation stock on 12/05/2025 and 12/08/2025, generating gross proceeds of $149,486.00 and $140,747.00, respectively.
Rockwell Automation shareholder files notice to sell common stock. A holder of Rockwell Automation, Inc. common shares plans to sell 92 shares through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $36,976.00. The filing states that 112,273,567 shares of Rockwell Automation common stock were outstanding at the time of the notice.
The 92 shares to be sold were acquired on 12/10/2025 through a restricted stock lapse from Rockwell Automation, Inc. as equity compensation. During the prior three months, the same seller disposed of 30 Rockwell Automation shares on 12/05/2025 for gross proceeds of $12,087.00 and 25 shares on 12/08/2025 for gross proceeds of $10,023.00.
Rockwell Automation insider Rebecca W. House filed a notice to sell 1,698 shares of common stock through broker Charles Schwab & Co., Inc. on or about 12/10/2025 on the NYSE. The filing lists an aggregate market value of $682,697.00 for these shares and notes that 112,273,567 shares of Rockwell Automation common stock were outstanding. The shares to be sold arose from a restricted stock lapse on 12/10/2025 received as equity compensation from Rockwell Automation, Inc.
The notice also reports that over the prior three months, Rebecca W. House sold additional Rockwell Automation securities, including 371 shares on 12/05/2025 for gross proceeds of $149,476.00 and 351 shares on 12/08/2025 for gross proceeds of $140,738.00. By signing the notice, the seller represents that she is not aware of any undisclosed material adverse information about the company’s current or prospective operations.
Rockwell Automation insider plans stock sale under Rule 144. A holder of Rockwell Automation, Inc. common stock has filed a notice of intent to sell 1,387 shares through broker Charles Schwab & Co., Inc. on the NYSE. The filing lists an aggregate market value of $557,613.00 for these shares and notes that there were 112,273,567 shares outstanding of this class at the time of the notice.
The shares to be sold are common stock acquired on 12/10/2025 via a restricted stock lapse from Rockwell Automation, Inc. as part of equity compensation. The approximate sale date is also shown as 12/10/2025.
The person filing the notice previously sold Rockwell Automation securities during the past three months, including 282 shares on 12/05/2025 for gross proceeds of $113,607.00 and 267 shares on 12/08/2025 for gross proceeds of $107,027.00.
Rockwell Automation insider Matthew W. Fordenwalt has filed a Form 144 notice to sell 216 shares of the company’s common stock through Charles Schwab on the NYSE, with an aggregate market value of $86,825.00. These shares were acquired on 12/10/2025 via a restricted stock lapse as equity compensation. The filing notes that 112,273,567 shares of this class were outstanding. Over the past three months, Fordenwalt previously sold 295 shares for gross proceeds of $118,860.00 on 12/05/2025 and 359 shares for $143,967.00 on 12/08/2025.
A holder has filed a notice to sell 229 common shares of Rockwell Automation, Inc., to be executed through Charles Schwab & Co., Inc. on or around 12/10/2025 on the NYSE. The filing lists an aggregate market value of 92039.00 for these shares, compared with 112273567 common shares outstanding. The shares were acquired on 12/10/2025 through a restricted stock lapse as part of equity compensation.
Over the prior three months, Robert L. Buttermore reported additional sales of Rockwell Automation securities, including 184 shares on 12/05/2025 for gross proceeds of 74127.00 and 231 shares on 12/08/2025 for gross proceeds of 92637.00. The signer represents that they are not aware of undisclosed material adverse information about Rockwell Automation’s current or prospective operations.
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