Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation senior vice president and chief revenue officer Scott Genereux reported option exercises and share sales in company stock. On February 25, 2026, he exercised employee stock options to acquire 6,844 common shares at $350.76 per share and 9,363 shares at $259.81 per share through derivative conversions. The filing also shows open-market sales totaling 17,407 common shares at weighted average prices ranging from about $401.67 to $409.37, executed under a pre-arranged Rule 10b5-1 trading plan entered into on November 26, 2025. After these transactions, his directly held common stock position was 3,314 shares.
Rockwell Automation SVP, CLO and Secretary Rebecca W. House exercised employee stock options and sold shares under a pre-set trading plan. On February 25, 2026, she exercised options for 12,100 shares of common stock and acquired the same number of shares at a reported price of $196.43 per share.
That same day, she executed multiple open-market sales totaling 12,100 shares at weighted average prices ranging from about $401.52 to $408.00, pursuant to a Rule 10b5-1 plan entered into on November 26, 2025. After these transactions, she directly held 12,200 shares of Rockwell Automation common stock and indirectly held 51.2189 shares through the company savings plan as of December 31, 2025.
ROCKWELL AUTOMATION, INC senior vice president Tessa M. Myers reported an open-market sale of common stock. On February 25, 2026, she sold 1,985 shares at an average price of $409.37 per share under a pre-arranged Rule 10b5-1 trading plan entered into on November 26, 2025. After this transaction, she directly held 4,036 common shares. She also had an additional 8.487 shares indirectly through company stock fund units in the Company Savings Plan, based on information from the plan administrator as of December 31, 2025.
Rockwell Automation SVP Matthew W. Fordenwalt, SVP Lifecycle Services, reported option exercises and share sales in Rockwell Automation, Inc. common stock. On February 25, 2026, he exercised an Employee Stock Option for 1,200 shares at a price of $0.0000 per share, converting into 1,200 shares of common stock at an exercise price of $196.4300 per share.
That same day, he executed open-market sales totaling 1,200 shares of common stock in multiple trades, including 155 shares at $402.1089, 280 shares at $403.2057, 405 shares at $404.1589, 280 shares at $405.6029, and two blocks of 40 shares at $406.4200 and $407.9000. A footnote states the shares were “exercised and sold pursuant to Rule 10b5-1 plan entered into on 11/26/2025.” After these transactions, he directly owned 4,437 common shares and indirectly held 68.085 shares through the company savings plan.
Rockwell Automation SVP and CIO Christopher Nardecchia reported option exercises and a share sale in Rockwell Automation common stock. On February 26, 2026, he exercised multiple employee stock options, converting 500, 7,000, 3,400 and 3,565 options into an equal number of common shares at exercise prices ranging from $171.46 to $259.81 per share.
He then sold 14,465 shares of common stock in an open-market transaction at a weighted average price of $410.0108 per share under a pre-arranged Rule 10b5-1 trading plan entered into on November 26, 2025. After these transactions, he directly owned 14,232 shares of Rockwell Automation common stock and indirectly held approximately 5.581 stock fund units in the company savings plan.
Christopher Nardecchia filed a Form 144 reporting proposed and recent sales of Rockwell Automation common stock. The filing lists a broker payment for a cashless exercise on 02/26/2026. It also records three sales in December 2025: 12/05/2025: 51,981; 12/08/2025: 192,463; 12/10/2025: 246,079.
Rockwell Automation reported insider securities activity under a Form 144. The filing lists recent dispositions by Scott Genereux: sales of 282, 267 and 1,387 shares on 12/05/2025, 12/08/2025, and 12/10/2025 with proceeds of 113,607.00, 107,027.00, and 557,613.00.
The filing also lists securities related to restricted stock lapses and an employee stock option exercise of 16,207 shares on 02/25/2026 described as a Broker Payment for Cashless Exercise.
Rockwell Automation reported securities tied to a proposed sale and recent dispositions. The filing lists a proposed 900-share transaction on 02/25/2026 described as an Employee Stock Option Exercise with Broker Payment for Cashless Exercise. The record also shows equity vesting entries of 257, 110, and 4 shares on their respective dates. The excerpt shows prior sales by Isaac Woods: 68 shares on 12/05/2025 for $27,396.00, 61 shares on 12/08/2025 for $24,460.00, and 229 shares on 02/10/2026 for $92,040.00.
Rockwell Automation filed a Form 144 notifying a proposed sale of $4,891,716.00 representing 12,100 common shares via an Employee Stock Option Exercise on 02/25/2026. The filing lists shares outstanding 112,357,908 as of 02/25/2026 as context. The transaction is described as a broker payment for cashless exercise.
Rockwell Automation filed a Rule 144 notice to sell 1,200 common shares. The filing states the sale is an Employee Stock Option Exercise executed on 02/25/2026 with proceeds handled as a broker payment for a cashless exercise.
Examples of recent dispositions by the same reporting person include sales of 295 shares on 12/05/2025 for $118,860.00 and 359 shares on 12/08/2025 for $143,967.00. Shares outstanding were reported as 112,357,908 as of 02/25/2026.