Rockwell Automation (NYSE: ROK) executive files Form 144 to sell shares

Rhea-AI Filing Summary

Rockwell Automation insider Matthew W. Fordenwalt has filed a Form 144 notice to sell 216 shares of the company’s common stock through Charles Schwab on the NYSE, with an aggregate market value of $86,825.00. These shares were acquired on 12/10/2025 via a restricted stock lapse as equity compensation. The filing notes that 112,273,567 shares of this class were outstanding. Over the past three months, Fordenwalt previously sold 295 shares for gross proceeds of $118,860.00 on 12/05/2025 and 359 shares for $143,967.00 on 12/08/2025.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	216	86825.00	112273567	12/10/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/10/2025	Restricted Stock Lapse	Rockwell Automation, Inc.			216	12/10/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Matthew W. Fordenwalt 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	12/05/2025	295	118860.00
Matthew W. Fordenwalt 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	12/08/2025	359	143967.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filing for Rockwell Automation (ROK) disclose?

The Form 144 filing discloses that Matthew W. Fordenwalt plans to sell 216 shares of Rockwell Automation common stock on the NYSE through Charles Schwab, with an aggregate market value of $86,825.00.

How many Rockwell Automation (ROK) shares is the insider planning to sell?

The notice states that the insider intends to sell 216 shares of Rockwell Automation common stock, with an indicated aggregate market value of $86,825.00.

How were the Rockwell Automation (ROK) shares being sold acquired?

The 216 shares to be sold were acquired on 12/10/2025 through a restricted stock lapse from Rockwell Automation, classified as equity compensation.

How many Rockwell Automation (ROK) shares are outstanding according to this notice?

The filing reports that 112,273,567 shares of Rockwell Automation common stock were outstanding for the class of securities referenced in the planned sale.

What prior Rockwell Automation (ROK) share sales has the insider made recently?

Over the past three months, the insider sold 295 shares for gross proceeds of $118,860.00 on 12/05/2025 and 359 shares for $143,967.00 on 12/08/2025.

On which exchange will the Rockwell Automation (ROK) shares be sold and through which broker?

The Form 144 indicates that the 216 shares of Rockwell Automation common stock are expected to be sold on the NYSE through Charles Schwab & Co., Inc.