Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation SVP and CIO Christopher Nardecchia reported option exercises and a share sale in Rockwell Automation common stock. On February 26, 2026, he exercised multiple employee stock options, converting 500, 7,000, 3,400 and 3,565 options into an equal number of common shares at exercise prices ranging from $171.46 to $259.81 per share.
He then sold 14,465 shares of common stock in an open-market transaction at a weighted average price of $410.0108 per share under a pre-arranged Rule 10b5-1 trading plan entered into on November 26, 2025. After these transactions, he directly owned 14,232 shares of Rockwell Automation common stock and indirectly held approximately 5.581 stock fund units in the company savings plan.
Christopher Nardecchia filed a Form 144 reporting proposed and recent sales of Rockwell Automation common stock. The filing lists a broker payment for a cashless exercise on 02/26/2026. It also records three sales in December 2025: 12/05/2025: 51,981; 12/08/2025: 192,463; 12/10/2025: 246,079.
Rockwell Automation reported insider securities activity under a Form 144. The filing lists recent dispositions by Scott Genereux: sales of 282, 267 and 1,387 shares on 12/05/2025, 12/08/2025, and 12/10/2025 with proceeds of 113,607.00, 107,027.00, and 557,613.00.
The filing also lists securities related to restricted stock lapses and an employee stock option exercise of 16,207 shares on 02/25/2026 described as a Broker Payment for Cashless Exercise.
Rockwell Automation reported securities tied to a proposed sale and recent dispositions. The filing lists a proposed 900-share transaction on 02/25/2026 described as an Employee Stock Option Exercise with Broker Payment for Cashless Exercise. The record also shows equity vesting entries of 257, 110, and 4 shares on their respective dates. The excerpt shows prior sales by Isaac Woods: 68 shares on 12/05/2025 for $27,396.00, 61 shares on 12/08/2025 for $24,460.00, and 229 shares on 02/10/2026 for $92,040.00.
Rockwell Automation filed a Form 144 notifying a proposed sale of $4,891,716.00 representing 12,100 common shares via an Employee Stock Option Exercise on 02/25/2026. The filing lists shares outstanding 112,357,908 as of 02/25/2026 as context. The transaction is described as a broker payment for cashless exercise.
Rockwell Automation filed a Rule 144 notice to sell 1,200 common shares. The filing states the sale is an Employee Stock Option Exercise executed on 02/25/2026 with proceeds handled as a broker payment for a cashless exercise.
Examples of recent dispositions by the same reporting person include sales of 295 shares on 12/05/2025 for $118,860.00 and 359 shares on 12/08/2025 for $143,967.00. Shares outstanding were reported as 112,357,908 as of 02/25/2026.
Rockwell Automation insider sales reported. The filing lists sales by Tessa M. Myers of 371 shares on 12/05/2025 for $149,486.00, 351 shares on 12/08/2025 for $140,747.00, and 1,020 shares on 12/10/2025 for $410,113.00. The filing also lists earlier restricted stock lapses of 1,143; 216; 157; and 469 shares on various dates in 2023–2024.
Rockwell Automation SVP Robert L. Buttermore reported transactions in company stock linked to restricted stock units (RSUs). On 02/13/2026 he exercised 568 RSUs at $0, receiving 568 shares of common stock and bringing his directly held stake to 3,482 shares. On 02/17/2026 he sold 204 shares of common stock in an open-market transaction at a weighted average price of $380.1395 per share under a pre-arranged Rule 10b5-1 trading plan to cover taxes on the vested RSUs, leaving 3,278 shares held directly. He also has 277.9801 shares of common stock held indirectly through the Company Savings Plan based on information as of 12/31/2025.
Rockwell Automation, Inc. shareowners approved a new 2026 Long-Term Incentives Plan at the February 10, 2026 annual meeting. The plan authorizes delivery of 10.6 million shares of common stock for future equity awards, plus additional shares that may return from prior plans if awards expire, are forfeited, cancelled, or settled in cash.
The 2026 plan supports a wide range of incentives, including stock options, stock appreciation rights, restricted stock, restricted stock units, performance units, performance shares, and unrestricted stock for directors. Board approval was contingent on shareowner approval to meet New York Stock Exchange rules and federal tax requirements for incentive stock options.
Rockwell Automation insider Robert L. Buttermore has filed a notice to sell 204 shares of common stock. The planned sale through Charles Schwab on the NYSE has an aggregate market value of $77,548. These shares were acquired on the same day via a restricted stock lapse as equity compensation.
Rockwell Automation had 112,357,908 shares outstanding at the time referenced, so this planned sale is very small relative to the total. Over the prior three months, the filer sold 644 shares of Rockwell Automation stock in three transactions totaling about $258,803 in gross proceeds.