Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Rockwell Automation filings document regulatory disclosures for a NYSE-listed industrial automation company with common stock trading under ROK.
The record includes Form 8-K reports on operating results, financial condition, material agreements, credit arrangements, director elections, and equity incentive plan matters. Proxy materials and annual meeting disclosures cover director elections, advisory executive compensation votes, auditor ratification, shareowner approval of long-term incentive plans, board committee assignments, director compensation, and related governance procedures.
Rockwell Automation insider sales reported. The filing lists sales by Tessa M. Myers of 371 shares on 12/05/2025 for $149,486.00, 351 shares on 12/08/2025 for $140,747.00, and 1,020 shares on 12/10/2025 for $410,113.00. The filing also lists earlier restricted stock lapses of 1,143; 216; 157; and 469 shares on various dates in 2023–2024.
Rockwell Automation SVP Robert L. Buttermore reported transactions in company stock linked to restricted stock units (RSUs). On 02/13/2026 he exercised 568 RSUs at $0, receiving 568 shares of common stock and bringing his directly held stake to 3,482 shares. On 02/17/2026 he sold 204 shares of common stock in an open-market transaction at a weighted average price of $380.1395 per share under a pre-arranged Rule 10b5-1 trading plan to cover taxes on the vested RSUs, leaving 3,278 shares held directly. He also has 277.9801 shares of common stock held indirectly through the Company Savings Plan based on information as of 12/31/2025.
Rockwell Automation, Inc. shareowners approved a new 2026 Long-Term Incentives Plan at the February 10, 2026 annual meeting. The plan authorizes delivery of 10.6 million shares of common stock for future equity awards, plus additional shares that may return from prior plans if awards expire, are forfeited, cancelled, or settled in cash.
The 2026 plan supports a wide range of incentives, including stock options, stock appreciation rights, restricted stock, restricted stock units, performance units, performance shares, and unrestricted stock for directors. Board approval was contingent on shareowner approval to meet New York Stock Exchange rules and federal tax requirements for incentive stock options.
Rockwell Automation insider Robert L. Buttermore has filed a notice to sell 204 shares of common stock. The planned sale through Charles Schwab on the NYSE has an aggregate market value of $77,548. These shares were acquired on the same day via a restricted stock lapse as equity compensation.
Rockwell Automation had 112,357,908 shares outstanding at the time referenced, so this planned sale is very small relative to the total. Over the prior three months, the filer sold 644 shares of Rockwell Automation stock in three transactions totaling about $258,803 in gross proceeds.
Rockwell Automation, Inc. reported the results of its annual shareowner meeting held on February 10, 2026. Shareowners elected three directors — William P. Gipson, Pam Murphy, and Robert W. Soderbery — to terms ending at the 2029 annual meeting, each receiving strong majority support.
On an advisory basis, approximately 87% of votes cast approved the compensation of the company’s named executive officers, indicating broad backing for current pay practices. Shareowners also approved the Audit Committee’s selection of Deloitte & Touche LLP as independent registered public accounting firm for fiscal 2026.
In addition, shareowners approved the Rockwell Automation, Inc. 2026 Long-Term Incentives Plan, which is designed to govern future long-term equity and incentive awards. Overall, all management proposals on the agenda received clear majority approval.
Rockwell Automation director Donald R. Parfet reported exercising restricted stock units into common stock in connection with his retirement from the company’s board on February 10, 2026. He converted blocks of 1,508, 154, and 500 restricted stock units to common shares at an exercise price of $0 per share.
After these derivative exercises, he directly owned 14,497 shares of Rockwell Automation common stock and indirectly held 17 shares through the Parfet Family Trust. The restricted stock units had been granted as director compensation under the company’s 2003 Directors Stock Plan and were payable upon retirement.
Rockwell Automation reports strong first-quarter fiscal 2026 results for the three months ended December 31, 2025, with sales of $2.105 billion, up 12% year over year. Net income attributable to the company rose to $305 million, and diluted EPS increased to $2.69 from $1.61.
Adjusted EPS reached $2.75, up 49%, as total segment operating margin improved to 20.7% from 17.1%, driven by higher volume, favorable pricing versus input costs, and mix. Intelligent Devices and Software & Control posted double-digit organic growth, while Lifecycle Services margins improved despite lower sales.
Cash provided by operating activities was $234 million and free cash flow was $170 million, both below the prior year mainly due to incentive compensation payouts and higher working capital. The company ended the quarter with $444 million of cash and cash equivalents and maintained 112.4 million shares outstanding, after repurchasing about 0.4 million shares.
Rockwell Automation, Inc. filed a current report to make public its latest quarterly financial results. The company furnished a press release dated February 5, 2026 that announces results for the quarter ended December 31, 2025. The press release is included as Exhibit 99 and incorporated by reference, while an inline XBRL cover page data file is included as Exhibit 104. This filing mainly serves as a formal channel to distribute the earnings news to investors and regulators.
Rockwell Automation officer Terry L. Riesterer, Vice President and Controller, reported a sale of company stock. On 01/02/2026, Riesterer sold 800 shares of Rockwell Automation common stock at a price of $392 per share in a transaction coded "S," which indicates a sale. The filing notes this sale was made under a Rule 10b5-1 trading plan that was entered into on 5/30/2025.
After this transaction, Riesterer beneficially owned 1,234 shares of Rockwell Automation common stock directly. In addition, 628.1656 shares were held indirectly through the company savings plan, represented by stock fund units based on information from the Plan Administrator as of 9/30/2025.
Rockwell Automation, Inc. director equity compensation reported
A director of Rockwell Automation, Inc. reported receiving 84 restricted stock units on 01/02/2026 as compensation for service under the company’s 2020 Long-Term Incentives Plan. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock, with the share equivalents payable in cash upon retirement or after termination of employment. Following this transaction, the director beneficially owned 5,503 derivative securities related to Rockwell Automation on a direct basis.