Welcome to our dedicated page for Rockwell Automat SEC filings (Ticker: ROK), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Rockwell Automation, Inc. (NYSE: ROK) SEC filings page on Stock Titan provides access to the company’s official regulatory documents as filed with the U.S. Securities and Exchange Commission. As a NYSE‑listed issuer of common stock, Rockwell Automation submits annual reports on Form 10‑K, quarterly reports on Form 10‑Q, current reports on Form 8‑K and proxy statements on Schedule 14A, along with other exhibits and agreements.
Through current reports on Form 8‑K, Rockwell Automation discloses material events such as financial results, changes in executive arrangements, new or amended credit facilities and other significant corporate actions. Examples include 8‑K filings that furnish press releases for quarterly and full‑year earnings, describe a five‑year unsecured revolving credit agreement and document change of control agreements with certain officers. These filings can help investors understand how the company manages liquidity, capital structure and executive compensation arrangements.
The company’s definitive proxy statement on Schedule 14A provides detail on corporate governance, board structure, director elections, advisory votes on executive compensation, selection of the independent registered public accounting firm and long‑term incentive plans. It also includes information on director and executive compensation, stock ownership and the Board’s role and responsibilities. For those researching governance practices and compensation policies at Rockwell Automation, the proxy materials are a primary source.
On this page, Stock Titan surfaces Rockwell Automation’s SEC filings as they are made available through EDGAR and enhances them with AI‑powered summaries. These summaries are designed to highlight key points in lengthy documents such as 10‑K annual reports, 10‑Q quarterly reports, proxy statements and 8‑K current reports, helping readers quickly identify topics like segment performance, risk factors, capital allocation, credit agreements and governance proposals. Users can also review filings related to executive and director matters, and, where applicable, insider transaction reports such as Forms 3, 4 and 5 that disclose changes in beneficial ownership of Rockwell Automation securities.
By combining real‑time access to SEC documents with AI‑driven explanations, the filings page offers a structured way to analyze Rockwell Automation’s financial reporting, governance disclosures and material events directly from its official submissions.
Rockwell Automation, Inc. President and CEO Blake D. Moret reported multiple stock transactions in December 2025. Through a family trust, he sold several blocks of common stock on 12/08/2025 and 12/10/2025 at weighted average prices around $400–$404 per share under a Rule 10b5-1 trading plan to cover taxes on recently vested restricted stock units.
On 12/09/2025, previously granted restricted stock units and performance shares converted into common stock, reflected as acquisitions at $0 price in the table. He also received new equity awards: an employee stock option for 35,849 shares of common stock with a $402.22 exercise price, exercisable starting 12/08/2026 and expiring in 2035, and 10,443 restricted stock units scheduled to vest in three annual installments beginning 12/08/2026. The filing also notes additional Company stock fund units held under the Company Savings Plan.
Rockwell Automation, Inc. reported equity transactions by senior vice president, chief legal officer and secretary Rebecca W. House. On 12/08/2025, she sold 289 and 62 shares of common stock at weighted average prices of $400.819 and $401.6387, and on 12/10/2025 sold 502, 562, 553 and 81 shares at weighted average prices between about $400.9253 and $403.7049, all marked as sales under Rule 10b5-1 plans to cover taxes on vesting restricted stock units.
On 12/09/2025, 1,155 and 2,466 common shares were acquired at $0 upon the vesting and settlement of restricted stock units and performance shares. She also received an employee stock option for 11,267 shares at an exercise price of $402.22 and 3,282 restricted stock units, both awarded under the company’s 2020 Long-Term Incentive Plan and scheduled to vest in three annual installments beginning 12/08/2026. After these transactions, she directly owned 12,200 common shares and indirectly held 51.0786 shares through a company savings plan, with additional derivative awards outstanding.
Rockwell Automation senior vice president and chief revenue officer Scott Genereux reported multiple stock transactions in December 2025. On December 8–10, 2025, he sold several small blocks of Rockwell Automation common stock at prices generally around $400–$404 per share, with some sales executed under a Rule 10b5-1 trading plan to cover taxes on recently vested restricted stock units.
The filing also shows new equity awards and settlements. On December 8, 2025, he received an employee stock option grant for 6,146 shares at an exercise price of $402.22 and 1,791 restricted stock units, all under the company’s 2020 Long-Term Incentive Plan. On December 9, 2025, 963 restricted stock units and 2,055 performance shares were converted into common stock, reducing those derivative positions to zero.
Rockwell Automation, Inc. director Robert Soderbery reported an equity compensation grant in the form of restricted stock units. On 12/08/2025 he was awarded 498 restricted stock units under the company’s 2020 Long-Term Incentives Plan for service as a director.
Each restricted stock unit represents the right to receive one share of Rockwell Automation common stock, generally payable upon retirement, a change of control, or certain other circumstances. After this grant, Soderbery beneficially owned 1,974 restricted stock units held directly.
Rockwell Automation director reports grant of restricted stock units. A Form 4 filing shows that director Timothy M. Knavish received 498 restricted stock units of Rockwell Automation common stock on 12/08/2025 under the company’s 2020 Long-Term Incentives Plan as compensation for his service as a director.
Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock, but the filing states that the share equivalents are payable in cash upon retirement or after termination of employment. Following this transaction, Knavish beneficially owns 498 derivative securities in the form of these restricted stock units, held directly.
Rockwell Automation, Inc. reported a routine insider equity transaction involving a company director. On 12/08/2025, the director received 498 restricted stock units (RSUs) as compensation for service under the company’s 2020 Long‑Term Incentives Plan. Each RSU represents a contingent right to receive one share of Rockwell Automation common stock.
The RSU grant was recorded at a price of $0, reflecting that it is an equity-based award rather than a market purchase. After this transaction, the director beneficially owned 5,419 derivative securities in the form of RSUs, held directly. The share equivalents tied to these RSUs are payable in cash upon retirement or after termination of employment.
Rockwell Automation, Inc. reported a routine insider equity grant to a director. Director Patricia A. Watson acquired 498 shares of Rockwell Automation common stock on 12/08/2025 as compensation for service under the company’s 2020 Long-Term Incentives Plan. The shares were recorded at a price of $0, reflecting that they were awarded as equity compensation rather than purchased for cash.
Following this transaction, Watson beneficially owns 7,485 shares of Rockwell Automation common stock in direct ownership. The filing notes that this report is made by a single reporting person and that the transaction relates to non-derivative securities only, with no derivative securities reported.
Rockwell Automation, Inc. director Thomas W. Rosamilia reported receiving common stock as part of his director compensation. On 12/08/2025, he acquired 498 shares of Rockwell Automation common stock at a reported price of $0 per share, reflecting shares delivered as compensation for service under the company’s 2020 Long-Term Incentives Plan. Following this transaction, he beneficially owned 7,778 shares of Rockwell Automation common stock in direct ownership.
Rockwell Automation director Lisa A. Payne reported receiving additional company stock as compensation for board service. On 12/08/2025, she acquired 498 shares of Rockwell Automation common stock at a reported price of $0, reflecting an equity grant under the company’s 2020 Long-Term Incentives Plan for directors.
Following this grant, Payne beneficially owns 7,049 shares of Rockwell Automation, held directly. This type of transaction is a routine equity-based compensation event for a board member and does not involve an open-market purchase or sale.
Rockwell Automation director reports stock award under long-term plan
Rockwell Automation director Donald R. Parfet reported receiving 498 shares of common stock on 12/08/2025, delivered as compensation for his service as a director under the company’s 2020 Long-Term Incentives Plan. The filing shows these shares were acquired at a stated price of $0, reflecting a non-cash equity award rather than an open-market purchase.
Following this transaction, Parfet beneficially owns 12,335 shares of Rockwell Automation common stock in a direct capacity and an additional 17 shares held indirectly through the Parfet Family Trust. The report is filed as a Form 4 by a single reporting person, confirming his ongoing equity alignment with Rockwell Automation’s shareholders.