Rockwell Automation Form 144 for 12,100 shares

Rockwell Automation filed a Form 144 notifying a proposed sale of $4,891,716.00 representing 12,100 common shares via an Employee Stock Option Exercise on 02/25/2026.

Rhea-AI Filing Summary

Rockwell Automation filed a Form 144 notifying a proposed sale of $4,891,716.00 representing 12,100 common shares via an Employee Stock Option Exercise on 02/25/2026. The filing lists shares outstanding 112,357,908 as of 02/25/2026 as context. The transaction is described as a broker payment for cashless exercise.

Insights

Equity Capital Markets Counsel

Form 144 notifies a planned disposition of 12,100 shares via a cashless exercise.

The filing shows a proposed sale of 12,100 common shares on 02/25/2026

Proceeds and sale mechanics are tied to a broker payment for cashless exercise; actual sale timing depends on execution after the notice. Prior small dispositions in December 2025 are listed and provide trading history for the reporting person.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Rockwell Automation's Form 144 disclose about the transaction?

The Form 144 disclosed a proposed sale of 12,100 common shares valued at $4,891,716.00, executed as an Employee Stock Option Exercise with a broker payment for cashless exercise on 02/25/2026.

Who is the reporting person and what recent sales did they report for ROK?

The filing references transactions by Rebecca W House, showing sales in December 2025: 371 shares on 12/05/2025, 351 shares on 12/08/2025, and 1,698 shares on 12/10/2025, with dollar amounts listed per sale.

How many Rockwell Automation shares were outstanding according to the filing?

The filing lists shares outstanding 112,357,908 as of 02/25/2026, provided as a context figure alongside the proposed sale of 12,100 shares in the Form 144 notice.

What sale method is specified in the Form 144 for the 12,100 shares?

The Form 144 describes the transaction as arising from an Employee Stock Option Exercise and specifies a broker payment for cashless exercise as the method tied to the proposed disposition on 02/25/2026.

Does the Form 144 state when the sale will occur?

The Form 144 shows the proposed sale date as 02/25/2026 for the listed 12,100 shares; the notice documents the intended disposition but execution timing depends on the sale process described in the filing.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/25/2026 - 04:17 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001693217
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROCKWELL AUTOMATION, INC
SEC File Number	001-12383
Address of Issuer	1201 SOUTH 2ND STREET MILWAUKEE WISCONSIN 53204
Phone	414-382-2000
Name of Person for Whose Account the Securities are To Be Sold	House Rebecca W
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	12100	4891716.00	112357908	02/25/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/25/2026	Employee Stock Option Exercise	Rockwell Automation, Inc.			12100	02/25/2026	Broker Payment for Cashless Exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Rebecca W House 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	12/05/2025	371	149476.00
Rebecca W House 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	12/08/2025	351	140738.00
Rebecca W House 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	12/10/2025	1698	682697.00

144: Remarks and Signature

Remarks	The Shares covered by this form 144 are being sold pursuant to a 10b51 trading plan dated 11 26 2025 which plan is intended to comply with Rule 10b51 and the representation regarding seller's lack of knowledge of material non-public information as of the date of the trading plan.
Date of Notice	02/25/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/26/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Rebecca W House
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)