Rockwell Automation (NYSE: ROK) insider sales, option exercise and RSU lapses reported

Rhea-AI Filing Summary

Rockwell Automation reported insider securities activity under a Form 144. The filing lists recent dispositions by Scott Genereux: sales of 282, 267 and 1,387 shares on 12/05/2025, 12/08/2025, and 12/10/2025 with proceeds of 113,607.00, 107,027.00, and 557,613.00.

The filing also lists securities related to restricted stock lapses and an employee stock option exercise of 16,207 shares on 02/25/2026 described as a Broker Payment for Cashless Exercise.

Insights

Securities Counsel

Routine Section 144 notice of proposed and recent insider sales; no new allegations.

The filing documents proposed or completed sales and equity vesting events for an insider associated with Rockwell Automation. It lists three executed sales in December 2025 with specific share counts and proceeds, and an exercised option on 02/25/2026.

These items are procedural disclosures under resale rules; cash‑flow treatment is explicit for the reported trades via proceeds and a cashless exercise. Subsequent filings may clarify any further transfers or brokered sale methods.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	17407	7043126.00	112357908	02/25/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/07/2024	Restricted Stock Lapse	Rockwell Automation, Inc			59	12/07/2024	Equity Compensation
Common	12/04/2024	Restricted Stock Lapse	Rockwell Automation, Inc			508	12/04/2024	Equity Compensation
Common	02/01/2024	Restricted Stock Lapse	Rockwell Automation, Inc			633	02/01/2024	Equity Compensation
Common	02/25/2026	Employee Stock Option Exercise	Rockwell Automation, Inc			16207	02/25/2026	Broker Payment for Cashless Exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
SCOTT GENEREUX 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	12/05/2025	282	113607.00
SCOTT GENEREUX 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	12/08/2025	267	107027.00
SCOTT GENEREUX 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	12/10/2025	1387	557613.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What insider sales did Rockwell Automation (ROK) report in this Form 144?

The filing reports sales by Scott Genereux of 282, 267, and 1,387 shares on 12/05/2025, 12/08/2025, and 12/10/2025, with proceeds of 113,607.00, 107,027.00, and 557,613.00 respectively.

Does the Form 144 show any equity grants or vesting for ROK insiders?

Yes. The filing lists multiple Restricted Stock Lapse events dated 02/01/2024, 12/04/2024, and 12/07/2024 with specified share counts, indicating vesting or lapse of restrictions tied to equity compensation.

What option exercise activity is disclosed for Rockwell Automation in this filing?

The filing discloses an Employee Stock Option Exercise on 02/25/2026 for 16,207 shares described as a Broker Payment for Cashless Exercise, indicating the broker facilitated exercise proceeds settlement.

Are proceeds from the reported ROK sales shown in the Form 144?

Yes. The three sales by Scott Genereux show proceeds of 113,607.00, 107,027.00, and 557,613.00 for the trades on the listed December 2025 dates, respectively.