Proposed 900-share sale reported for Rockwell Automation (NYSE: ROK)

Rhea-AI Filing Summary

Rockwell Automation reported securities tied to a proposed sale and recent dispositions. The filing lists a proposed 900-share transaction on 02/25/2026 described as an Employee Stock Option Exercise with Broker Payment for Cashless Exercise. The record also shows equity vesting entries of 257, 110, and 4 shares on their respective dates. The excerpt shows prior sales by Isaac Woods: 68 shares on 12/05/2025 for $27,396.00, 61 shares on 12/08/2025 for $24,460.00, and 229 shares on 02/10/2026 for $92,040.00.

Insights

Securities Counsel

Form 144 documents proposed and recent sales of Rockwell Automation shares by an individual seller.

Form 144 entries list a proposed 900-share transaction dated 02/25/2026 described as an Employee Stock Option Exercise with broker payment for a cashless exercise. The filing also records vesting events of 257, 110, and 4 shares on the dates shown.

Examples shown of prior dispositions by Isaac Woods include 68 shares (sale proceeds $27,396.00) on 12/05/2025, 61 shares ($24,460.00) on 12/08/2025, and 229 shares ($92,040.00) on 02/10/2026. Timing and cash‑flow treatment for the proposed 900-share entry are presented in the excerpt as a broker payment for a cashless exercise.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	1271	515628.00	112357908	02/25/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/25/2026	Employee Stock Option Exercise	Rockwell Automation, Inc.			900	02/25/2026	Broker Payment for Cashless Exercise
Common	06/06/2024	Restricted Stock Lapse	Rockwell Automation, Inc.			257	06/06/2024	Equity Compensation
Common	12/10/2023	PSU / RSU	Rockwell Automation, Inc.			110	12/10/2023	Equity Compensation
Common	12/09/2023	Restricted Stock Lapse	Rockwell Automation, Inc.			4	12/09/2023	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Isaac Woods 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	12/05/2025	68	27396.00
Isaac Woods 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	12/08/2025	61	24460.00
Isaac Woods 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	02/10/2026	229	92040.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the ROK Form 144 disclose about planned sales?

The Form 144 lists a proposed 900-share sale on 02/25/2026 tied to an employee stock option cashless exercise. The filing describes the method as a Broker Payment for Cashless Exercise, with additional vesting entries shown on earlier dates.

Who reported recent stock sales in the filing for ROK?

Isaac Woods is shown as reporting recent dispositions: 68 shares on 12/05/2025 ($27,396.00), 61 shares on 12/08/2025 ($24,460.00), and 229 shares on 02/10/2026 ($92,040.00). These appear in the "Securities Sold During The Past 3 Months" section.

Are vesting or compensation events included in the ROK Form 144 excerpt?

Yes. The excerpt lists equity compensation and vesting events: a 257-share restricted stock lapse on 06/06/2024, a 110-share PSU/RSU entry on 12/10/2023, and a 4-share restricted stock lapse on 12/09/2023—each labeled as equity compensation.

Which broker or firm is listed on the filing for Rockwell Automation securities?

The filing shows Charles Schwab & Co., Inc. with an address of 3000 Schwab Way, Westlake, TX, and a reference to the NYSE. This appears in the filer/securities information section of the excerpt.