Christopher Handman files to sell 2,999 shares (ROKU)

Rhea-AI Filing Summary

Christopher Handman reported a sale notice under Section 144 for 2,999 shares of Common Stock, listed as Restricted Stock with an intended sale date of 06/01/2026. The filing also records a prior sale on 03/03/2026 of 2,999 shares for $286,614.43.

Insights

Securities Compliance Analyst

Routine Section 144 sale notice for restricted shares.

This Form 144 lists an intended sale of 2,999 shares of Common Stock as Restricted Stock with an intended sale date of 06/01/2026. The filing is an administrative notice required for certain resale transactions by affiliates.

Timing and cash‑flow treatment are those shown in the filing; prior activity includes a 03/03/2026 sale of 2,999 shares for $286,614.43. Subsequent filings will show execution details.

Key Figures

Shares to be sold: 2,999 shares Prior sale shares: 2,999 shares Proceeds from prior sale: $286,614.43 +1 more

4 metrics

Shares to be sold 2,999 shares intended sale date <date>06/01/2026</date>

Prior sale shares 2,999 shares sale on <date>03/03/2026</date>

Proceeds from prior sale <money>$286,614.43</money> 03/03/2026 transaction proceeds

Form type Form 144 Section 144 resale notice

Key Terms

Form 144, Restricted Stock, Securities Sold During The Past 3 Months

3 terms

Form 144 regulatory

"Section header and filing classification indicating resale notice"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock financial

"Securities To Be Sold line describing the shares as Restricted Stock"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Securities Sold During The Past 3 Months regulatory

"Section listing prior sale on 03/03/2026 of 2,999 shares"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/02/2026 - 04:05 PM Learn about SEC filing dates

FAQ

What did Christopher Handman file in the Form 144 for ROKU?

He filed a Section 144 notice to sell 2,999 shares of Common Stock with an intended sale date of 06/01/2026. The filing classifies the securities as Restricted Stock and lists the broker details.

Does the Form 144 show prior related transactions for Christopher Handman?

Yes. The filing records a prior sale on 03/03/2026 of 2,999 shares of Common Stock that produced $286,614.43. That prior sale is shown in the "Securities Sold During The Past 3 Months" section.

Who is the broker or placement agent named in the Form 144?

The filing lists Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza as the broker for the transaction. Broker contact details and NASDAQ listing are included in the notice.

Are the shares in the Form 144 described as restricted or free trading?

The securities are explicitly described as Restricted Stock in the filing. The notice records the intended resale under Section 144 rather than an open-market unrestricted sale description.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2999	381652.74	131029521	06/02/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/01/2026	Restricted Stock	ISSUER			2999	06/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
CHRISTOPHER HANDMAN 1173 Coleman Avenue San Jose CA 95110	Common	03/03/2026	2999	286614.43

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)