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High Roller (NYSE: ROLR) secures NFA license and Crypto.com-backed ROLR launch path

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Form Type
8-K

Rhea-AI Filing Summary

High Roller Technologies announced that its wholly owned subsidiary, ROLR US LLC, has been approved as a National Futures Association member and registered as a guaranteed introducing broker under a guarantee agreement with OG Markets US, Inc., doing business as Crypto.com FCM.

Under this structure, Crypto.com FCM will carry customer accounts introduced through the ROLR platform and provide transaction-processing, custody and regulatory infrastructure, while ROLR US LLC will not hold customer funds. Eligible ROLR customers are expected to access event contracts from Crypto.com | Derivatives North America across sports, finance, entertainment and other real-world events.

Crypto.com | Derivatives North America will be the exclusive provider of prediction contracts on High Roller’s U.S. platform for the initial 24 months of their collaboration, and High Roller expects to participate economically through a revenue-sharing arrangement tied to customer activity. Management describes this registration as a key regulatory milestone toward the planned U.S. commercial launch of the ROLR prediction markets platform.

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Insights

NFA approval and Crypto.com tie-up formalize ROLR’s U.S. prediction markets entry path.

High Roller Technologies has obtained NFA membership and guaranteed introducing broker status for subsidiary ROLR US LLC, under a guarantee with Crypto.com FCM. This allows ROLR to plug into an existing futures commission merchant, exchange, and clearing infrastructure rather than building it from scratch.

Crypto.com FCM will carry customer accounts and handle custody and regulatory functions, while ROLR US LLC focuses on product, brand and customer acquisition. The arrangement keeps customer funds with a registered futures commission merchant, which may align with U.S. derivatives regulatory expectations.

The collaboration grants Crypto.com | Derivatives North America exclusivity as prediction contract provider on ROLR’s U.S. platform for the first 24 months, with High Roller expecting revenue-sharing based on customer activity. Actual financial impact will depend on the timing and traction of the planned U.S. launch after integration, testing and compliance work are completed.

Item 8.01 Other Events Other
Voluntary disclosure of events the company deems important to shareholders but not covered by other items.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Exclusive contract period 24 months Initial exclusivity for Crypto.com | Derivatives North America prediction contracts
Casino games portfolio Over 6,000 games Number of online casino games offered by High Roller Technologies
Game providers More than 90 providers Number of premium game providers in High Roller’s portfolio
introducing broker financial
"registered as an introducing broker under a guarantee agreement with OG Markets US, Inc."
An introducing broker is a person or firm that finds and manages clients for trading accounts but hands off the actual trade execution and safekeeping of money and securities to another firm. Think of them like a matchmaker or real-estate agent who builds the client relationship and provides advice, while a partner handles the paperwork, settlement and record-keeping; this matters to investors because it affects fees, service quality, and who is legally responsible for trades and asset safety.
National Futures Association regulatory
"has been awarded a guaranteed introducing broker license from the National Futures Association"
The National Futures Association (NFA) is the self-regulatory organization for the U.S. futures, options and forex industry that monitors firms and individual traders to enforce rules, ethical standards and financial safeguards. For investors, the NFA matters because it acts like a referee and gatekeeper—checking licensing, handling complaints, and requiring disclosures—so you can verify a firm's credentials and reduce the risk of fraud or misconduct.
futures commission merchant financial
"doing business as Crypto.com FCM, a registered futures commission merchant"
A futures commission merchant (FCM) is a licensed firm that executes and clears futures and options trades for clients, holds margin funds, and handles settlement and recordkeeping. Think of an FCM as the specialized broker and custodian for futures markets that also provides credit and risk controls; its reliability affects an investor’s ability to trade, the safety of their money, and the costs and speed of executing positions.
event contracts financial
"access to event contracts offered by Crypto.com | Derivatives North America"
Contracts whose payment or settlement depends solely on whether a specific, predefined event happens or not — for example a drug approval, a corporate takeover, a loan default, or a weather disaster. Think of them like a focused bet or insurance policy: investors can use them to take a targeted position, hedge exposure, or speculate on an outcome without owning the underlying company, and their results can rapidly change an investor’s gains, losses and risk profile when the event occurs.
revenue-sharing arrangement financial
"expects to participate economically through a revenue-sharing arrangement tied to customer activity"
A revenue-sharing arrangement is a contract where two or more parties agree to split the money generated from a product, service, or transaction according to preset percentages or rules. For investors, this matters because it affects how much income a company actually keeps, the predictability of cash flow, and potential risks if partners underperform—think of it like two people running a lemonade stand who agree to divide the takings, so each owner’s profit depends on both sales and the agreed split.
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false 000194721000019472102026-06-262026-06-26

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): June 26, 2026

 

 

HIGH ROLLER TECHNOLOGIES, INC.

(Exact Name of Registrant as Specified in Charter)

 

001-42202

(Commission File Number)

 

Delaware

 

87-4159815

(State or Other Jurisdiction
of Incorporation)

 

(I.R.S. Employer
Identification Number)

 

400 South 4th Street, Suite 500-#390
Las Vegas, Nevada 89101

(Address of principal executive offices, with zip code)

 

(702) 509-5244

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading Symbol(s)

 

Name of each exchange
on which registered

Common Stock, par value $0.001 per share

 

ROLR

 

NYSE American LLC

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 


Item 8.01 Other Events.

 

On June 26, 2026, the Company issued a press release announcing that it has been awarded a guaranteed introducing broker license from the National Futures Association to enter the prediction markets space. A copy of the press release is attached hereto as Exhibit 99.1 and incorporated herein by reference.


Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit No.

Description

99.1

Press Release issued June 26, 2026

104

Cover Page Interactive Data File (embedded within the Inline XBRL document)

 


SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

HIGH ROLLER TECHNOLOGIES, INC.

 

 

Date: June 29, 2026

By:

/s/ Adam Felman

 

 

Adam Felman
Chief Financial Officer

 

Exhibit 99.1

Graphics

 

High Roller Technologies Awarded Guaranteed Introducing Broker License from National Futures Association to Enter Prediction Markets Space

National Futures Association registration advances planned U.S. launch of ROLR prediction markets platform through Crypto.com FCM infrastructure

Introducing broker operations will be guaranteed by Crypto.com FCM

Las Vegas, NV, June 26, 2026 — High Roller Technologies, Inc. (“High Roller” or the “Company”) (NYSE: ROLR), a publicly traded online gaming and prediction markets company, today announced that its wholly owned subsidiary, ROLR US LLC, has been approved as a member of the National Futures Association (“NFA”) and registered as an introducing broker under a guarantee agreement with OG Markets US, Inc. (formerly known as Foris DAX Markets, Inc.) (“OG”), doing business as Crypto.com FCM.

“This approval completes one of the key regulatory steps in the development of our U.S. prediction markets business and moves us significantly closer to launching the ROLR platform,” said Seth Young, Chief Executive Officer of High Roller Technologies. “Becoming an NFA Member and registered introducing broker reflects the substantial work completed by our team and our partners to build the compliance, technology and operating infrastructure required to participate in the federally regulated U.S. derivatives market.

“Our partnership with Crypto.com provides ROLR with access to established exchange, clearing and futures commission merchant infrastructure, while allowing High Roller to focus on delivering a differentiated consumer experience, building the ROLR brand and executing our customer-acquisition strategy. With this regulatory milestone completed, we are now focused on the final integration, testing and operational elements ahead of our target launch date,” added Young.

About the Guaranteed Introducing Broker Status and Crypto.com Partnership

Key highlights include:

         NFA registration: High Roller’s wholly owned subsidiary, ROLR US LLC, has been approved as an NFA Member and registered as a guaranteed introducing broker.

         Crypto.com guarantee: ROLR US LLC will operate under a guarantee agreement with OG, doing business as Crypto.com FCM, a registered futures commission merchant.

         Customer account infrastructure: Crypto.com FCM will carry customer accounts introduced through the ROLR platform and provide related transaction-processing, custody and regulatory infrastructure. ROLR US LLC will not hold customer funds.

         Access to prediction contracts: Eligible ROLR customers are expected to gain access to event contracts offered by Crypto.com | Derivatives North America (“CDNA”) across categories such as sports, finance, entertainment and other real-world events.

         Exclusive relationship: CDNA will serve as the exclusive provider of prediction contracts through High Roller’s U.S. platform during the initial 24 months of the collaboration agreement.

         Revenue participation: High Roller expects to participate economically through a revenue-sharing arrangement tied to customer activity conducted through the ROLR platform.

         Progress toward launch: The registration represents a significant regulatory milestone toward the planned U.S. commercial launch of ROLR, subject to completion of technology integration, testing, compliance implementation and other operational requirements.

About High Roller Technologies, Inc.

High Roller Technologies, Inc. (NYSE: ROLR) is a publicly traded online gaming and prediction markets company, known for its innovative casino brands High Roller and Fruta, and its prediction markets brand, ROLR. The Company delivers cutting-edge real-money consumer facing products that are intuitive and user-friendly. With a diverse portfolio of over 6,000 premium online casino games from more than 90 leading game providers, High Roller Technologies offers an immersive and engaging gaming experience in the rapidly expanding multi-billion-dollar iGaming industry. As an award-winning operator, High Roller Technologies continues to redefine the future of market engagement through innovation, performance, and a commitment to excellence.

 

For more information, please visit the Company’s investor relations website and follow High Roller Technologies on X, Facebook, and LinkedIn.

 



Forward-Looking Statements

Certain statements in this press release constitute "forward-looking statements" within the meaning of the federal securities laws. Words such as "may," "might," "will," "should," "believe," "expect," "anticipate," "estimate," "continue," "predict," "forecast," "project," "plan," "intend" or similar expressions, or statements regarding intent, belief, or current expectations, are forward-looking statements. Forward-looking statements are neither historical facts nor assurances of future performance. Instead, they are based only on our current beliefs, expectations and assumptions regarding the future of our business, future plans and strategies, projections, anticipated events and trends, the economy and other future conditions. Because forward-looking statements relate to the future, they are subject to inherent uncertainties, risks and changes in circumstances that are difficult to predict and many of which are outside of our control. Our actual results and financial condition may differ materially from those indicated in the forward-looking statements. Therefore, you should not rely on any of these forward-looking statements. Important factors that could cause our actual results and financial condition to differ materially from those indicated in the forward-looking statements include such factors as discussed throughout Part I, Item 1A. Risk Factors and Part II, Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations of our Annual Report on Form 10-K for the year ended December 31, 2025, Part I. Item 2. Management's Discussion and Analysis of Financial Condition and Results of Operations and Part II, Item 1A. Risk Factors, of our quarterly report on Form 10-Q for the quarter ended March 31, 2026 and in our other filings with the Securities and Exchange Commission. Any forward-looking statement made by us in this press release is based only on information currently available to us and speaks only as of the date on which it is made. We undertake no obligation to publicly update any forward-looking statement, whether written or oral, that may be made from time to time, whether as a result of new information, future developments or otherwise.

Contact

ir@highroller.com

800-460-1039


FAQ

What regulatory approval did High Roller Technologies (ROLR) receive from the NFA?

High Roller’s wholly owned subsidiary, ROLR US LLC, was approved as a National Futures Association member and registered as a guaranteed introducing broker under a guarantee agreement with OG Markets US, Inc. This status enables it to introduce customers into the U.S. derivatives-based prediction markets space.

How does the Crypto.com FCM partnership support High Roller Technologies’ ROLR platform?

Crypto.com FCM, a registered futures commission merchant, will carry customer accounts introduced through the ROLR platform and provide transaction-processing, custody and regulatory infrastructure. This lets High Roller focus on product, branding and customer acquisition while relying on established exchange and clearing capabilities from the Crypto.com ecosystem.

Will ROLR US LLC hold customer funds for High Roller Technologies’ U.S. prediction markets?

ROLR US LLC will not hold customer funds. Instead, customer accounts introduced via the ROLR platform will be carried by Crypto.com FCM, which will handle custody and related regulatory responsibilities. This separates the customer asset role from High Roller’s front-end platform operations in the U.S. market.

What exclusivity terms apply to Crypto.com | Derivatives North America in the High Roller collaboration?

Crypto.com | Derivatives North America will be the exclusive provider of prediction contracts on High Roller’s U.S. platform during the initial 24 months of their collaboration agreement. During this period, eligible ROLR customers are expected to access CDNA’s event contracts across sports, finance, entertainment and other real-world categories.

How does High Roller Technologies expect to generate revenue from the ROLR prediction markets platform?

High Roller expects to participate economically through a revenue-sharing arrangement linked to customer activity conducted via the ROLR platform. As customers trade event contracts provided by Crypto.com | Derivatives North America, the company anticipates sharing in the revenues generated from that on-platform activity.

What does this NFA registration mean for High Roller Technologies’ planned U.S. launch?

The NFA registration and guaranteed introducing broker status are described as a significant regulatory milestone toward High Roller’s planned U.S. commercial launch of the ROLR platform. The company is now focused on final technology integration, testing, compliance implementation and other operational steps before launching domestically.

Filing Exhibits & Attachments

6 documents