Welcome to our dedicated page for High Roller Technologies SEC filings (Ticker: ROLR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The High Roller Technologies, Inc. (NYSE: ROLR) SEC filings page provides direct access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a global online gaming operator focused on real-money online casino brands and related digital markets, High Roller uses its SEC reports to describe its operations, risks, governance, and financial performance.
Investors can review current reports on Form 8-K for material events such as strategic partnerships, private placements, acquisitions, leadership changes, and listing compliance updates. Recent 8-K filings have detailed a binding letter of intent with Foris DAX Markets, Inc. and Crypto.com | Derivatives North America for prediction-based derivatives contracts, a stock purchase agreement for a private placement of common stock, the acquisition of Happy Hour Solutions Ltd. and its Estonian remote gambling license, and notices from NYSE American regarding continued listing standards.
Annual reports on Form 10-K and quarterly reports on Form 10-Q (accessible from this page when filed) provide audited and interim financial statements, management’s discussion and analysis, and information about High Roller’s online casino platform, game portfolio, and market strategy. Proxy materials such as the DEF 14A definitive proxy statement outline board composition, executive compensation, equity incentive plans, and matters submitted to stockholders for approval.
Users can also monitor equity issuance and compensation-related disclosures, including amendments to the 2024 Equity Incentive Plan and unregistered sales of equity securities. Stock Titan’s interface surfaces these filings alongside AI-powered summaries that explain key terms, highlight significant changes, and help interpret complex documents like 10-Ks, 10-Qs, and 8-Ks without replacing the underlying source text.
For anyone analyzing ROLR, this filings page offers a structured view of High Roller’s regulatory history, from capital raising and acquisitions to governance decisions and listing status updates, with real-time access to new submissions as they appear on EDGAR.
High Roller Technologies, Inc. disclosed the timing and mechanics for its 2026 annual meeting of stockholders. The annual meeting will be held on June 30, 2026.
Stockholder proposals and director nominations for inclusion in the company’s proxy materials under Rule 14a-8 must be received by the Secretary at the Las Vegas headquarters by the close of business on May 4, 2026. Proposals or nominations outside Rule 14a-8 must also arrive by May 4, 2026 and comply with the company’s Bylaws and SEC rules.
To comply with the SEC’s universal proxy rules, stockholders who plan to solicit proxies for their own director nominees must deliver the notice required by Rule 14a-19 no later than May 1, 2026.
High Roller Technologies, Inc. entered a Mutual Collaboration Agreement with Crypto.com affiliates, under which High Roller will act as a guaranteed introducing broker and offer CDNA’s event-based prediction market contracts through a mobile platform in the United States. CDNA will be the exclusive provider of these contracts through High Roller’s technology in the U.S. for the first 24 months of an initial two-year term, which renews automatically for 12 months unless terminated. High Roller also signed a definitive strategic marketing agreement with Lines.com, making Lines.com an exclusive media and distribution partner to drive customer acquisition and brand awareness for High Roller’s planned U.S. prediction markets launch. The Lines.com agreement was reviewed and approved under the company’s related party transaction policies.
High Roller Technologies, Inc. has regained full compliance with the NYSE American continued listing standards. The exchange notified the company on March 31, 2026 that it now meets the stockholders’ equity requirement under Section 1003(a)(ii), which called for at least $4.0 million of equity.
The prior deficiency was cured after High Roller demonstrated compliance with the stockholders’ equity standard for two consecutive quarters under Section 1009(f). As a result, the compliance indicator was removed from the ROLR trading symbol beginning April 1, 2026, and the company was taken off NYSE American’s list of noncompliant issuers, while remaining subject to normal ongoing monitoring.
High Roller Technologies, Inc. approved discretionary cash bonuses for its two top executives. Chief Executive Officer Seth Young will receive a cash bonus of $250,000, and Chief Financial Officer Adam Felman will receive a cash bonus of $50,000. These awards were approved by the Board of Directors on the recommendation of its Compensation Committee.
High Roller Technologies, Inc. is registering for resale up to 357,143 shares of its common stock by a selling stockholder.
The prospectus states the company is not selling any shares and will receive no proceeds from these resales; the shares were issued in a Private Placement and are being registered to permit resale. The selling holder is listed as Saratoga Casino Holdings, LLC. The shares were sold in the Private Placement at $2.80 per share and are subject to a 180-day lock-up. Shares outstanding were 10,890,098 as of February 10, 2026, and the company’s common stock trades on NYSE American under the symbol ROLR.
Young Seth Adam reported acquisition or exercise transactions in this Form 4 filing.
High Roller Technologies, Inc. Chief Executive Officer Seth Adam Young received an equity grant consisting of 120,500 restricted stock units, or RSUs. These RSUs were awarded under the company’s 2024 Equity Incentive Plan as part of his compensation and represent a contingent right to receive common shares upon vesting.
Of the total grant, 70,000 RSUs will vest in equal quarterly installments over three years, while 50,500 RSUs will vest only if specified performance conditions are achieved and certified by the board, subject to his continued service. After this grant, his reported holdings include the 120,500 new RSUs, 75,000 previously awarded RSUs of which none have vested, and 12,796 shares of common stock.
Felman Adam Jonathan reported acquisition or exercise transactions in this Form 4 filing.
High Roller Technologies, Inc. reported that Chief Financial Officer Adam Jonathan Felman received an equity grant of 100,000 restricted stock units (RSUs) of common stock. The award was made at no cash cost to him under the company’s 2024 Equity Incentive Plan as part of his compensation.
Each RSU represents a right to receive one share of common stock upon vesting. Of the new RSUs, 40,000 vest in equal quarterly installments over three years, while 60,000 vest only if specified performance conditions are achieved and the CFO remains in service. After this grant, his reported holdings total 164,550 RSUs and shares.
High Roller Technologies, Inc. Chief Executive Officer Seth Adam Young filed an amended ownership report detailing his equity stake in the company. He holds 77,255 shares of common stock directly, including 75,000 restricted stock units granted under the 2024 Equity Incentive Plan that vest in three equal annual installments of 25,000 shares, subject to continued service. He also holds stock options covering 100,000 shares of common stock with a $2.96 exercise price that expire on July 6, 2035, and vest based on the achievement of milestones approved by the board of directors.
High Roller Technologies, Inc. Chief Operating Officer Francis John Milton IV purchased 2,277 shares of common stock in an open-market transaction at $3.95 per share. After this trade, he directly holds 15,022 shares, including 5,022 common shares and 10,000 unvested restricted stock units.
The company notes that the purchase was made in accordance with its trading policies, indicating it was conducted under internal compliance procedures.