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High Roller Technologies (NYSE: ROLR) back in full NYSE compliance

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

High Roller Technologies, Inc. has regained full compliance with the NYSE American continued listing standards. The exchange notified the company on March 31, 2026 that it now meets the stockholders’ equity requirement under Section 1003(a)(ii), which called for at least $4.0 million of equity.

The prior deficiency was cured after High Roller demonstrated compliance with the stockholders’ equity standard for two consecutive quarters under Section 1009(f). As a result, the compliance indicator was removed from the ROLR trading symbol beginning April 1, 2026, and the company was taken off NYSE American’s list of noncompliant issuers, while remaining subject to normal ongoing monitoring.

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Insights

Regaining NYSE American compliance removes a key listing overhang.

High Roller Technologies resolved a prior NYSE American deficiency tied to Section 1003(a)(ii), which required at least $4.0 million in stockholders’ equity. The exchange confirmed the company is again in full compliance with all applicable continued listing standards.

Compliance was reestablished after High Roller met the stockholders’ equity standard for two consecutive quarters under Section 1009(f) of the NYSE American Company Guide. With the compliance indicator removed from the ROLR symbol as of April 1, 2026, trading now reflects standard listing status, though the company remains under the exchange’s normal monitoring procedures.

Item 8.01 Other Events Other
Voluntary disclosure of events the company deems important to shareholders but not covered by other items.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
Stockholders’ equity requirement $4.0 million Minimum equity standard under Section 1003(a)(ii) of NYSE American Company Guide
Compliance demonstration period two consecutive quarters Period of compliance required under Section 1009(f) to cure deficiency
Indicator removal date April 1, 2026 Date when compliance indicator was removed from ROLR symbol
continued listing standards regulatory
"regained compliance with all applicable continued listing standards set forth in Part 10"
Ongoing rules a stock exchange requires a listed company to meet to keep its shares trading publicly, such as minimum share price, market value, timely financial reports, and governance practices. Think of it as a membership checklist for a club: falling short can lead to warnings or removal from the exchange, which can sharply reduce liquidity, investor confidence, and a stock’s value. Investors watch these standards to gauge regulatory risk and the stability of their holdings.
Section 1003(a)(ii) regulatory
"prior continued listing deficiency under Section 1003(a)(ii) of the NYSE American Company Guide"
stockholders’ equity financial
"Section 1003(a)(ii) ... relates to the Exchange’s stockholders’ equity standard"
Stockholders’ equity is the portion of a company’s value that belongs to its owners after subtracting what the company owes from what it owns — like the equity in a house after paying the mortgage. For investors it shows the company’s net worth and can indicate financial strength, a cushion against losses, and the amount potentially available to support dividends or reinvestment; tracking changes helps assess whether the business is building or eroding owner value.
NYSE American Company Guide regulatory
"continued listing standards set forth in Part 10 of the NYSE American Company Guide"
A handbook of rules and requirements that govern companies listed on the NYSE American market, covering eligibility to list, ongoing disclosure duties, corporate governance expectations, and trading practices. It matters to investors because it sets the minimum standards companies must meet to join and remain on that exchange — like a routine safety inspection that signals basic reliability and transparency — helping investors judge regulatory compliance, quality of public information, and potential risks to a stock’s value.
forward-looking statements regulatory
"Certain statements in this press release constitute "forward-looking statements" within the meaning"
Forward-looking statements are predictions or plans that companies share about what they expect to happen in the future, like estimating sales or profits. They matter because they help investors understand a company's outlook, but since they are based on guesses and assumptions, they can sometimes be wrong.
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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): March 31, 2026

 

 

HIGH ROLLER TECHNOLOGIES, INC.

(Exact Name of Registrant as Specified in Charter)

 

001-42202

(Commission File Number)

 

Delaware

 

87-4159815

(State or Other Jurisdiction
of Incorporation)

 

(I.R.S. Employer
Identification Number)

 

400 South 4th Street, Suite 500-#390
Las Vegas, Nevada 89101

(Address of principal executive offices, with zip code)

 

(702) 509-5244

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading Symbol(s)

 

Name of each exchange
on which registered

Common Stock, par value $0.001 per share

 

ROLR

 

NYSE American LLC

 

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.

 


Item 8.01 Other Events

 

On March 31, 2026, High Roller Technologies, Inc. (the “Company”) received a letter from NYSE American LLC (“NYSE American”) notifying the Company that it has regained compliance with the continued listing standards set forth in Part 10 of the NYSE American Company Guide (the “Company Guide”). As previously disclosed, on August 19, 2025, NYSE American accepted the Company’s plan to regain compliance with Section 1003(a)(ii) of the Company Guide, which required the Company to have stockholders’ equity of at least $4.0 million. The Company has now met this stockholders’ equity requirement and is otherwise in compliance with the continuing listing rules of the NYSE American.

 

On April 2, 2026, the Company issued a press release announcing that it has regained compliance with the continued listing standards of the NYSE American. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated herein by reference.


Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

99.1

Press Release, dated April 02, 2026

 

104

Cover Page Interactive Data File (embedded within the Inline XBRL document)

 


SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

HIGH ROLLER TECHNOLOGIES, INC.

 

 

Date: April 2, 2026

By:

/s/ Adam Felman

 

 

Adam Felman
Chief Financial Officer

 

Exhibit 99.1

Graphics

 

High Roller Technologies Regains Compliance with NYSE American Continued Listing Standards

 

April 02, 2026 — Las Vegas, Nevada - High Roller Technologies, Inc. (“High Roller”) (NYSE: ROLR), operator of the award-winning, premium online casino brands High Roller and Fruta, today announced that it has received notice from NYSE American LLC confirming that the Company has regained compliance with all applicable continued listing standards set forth in Part 10 of the NYSE American Company Guide.

 

The notice states that the Company has resolved its prior continued listing deficiency under Section 1003(a)(ii) of the NYSE American Company Guide, which relates to the Exchange’s stockholders’ equity standard, after demonstrating compliance with the continued listing standards for two consecutive quarters pursuant to Section 1009(f) of the Company Guide.

 

As a result, the deficiency has been cured, the compliance indicator previously disseminated with the Company’s trading symbol no longer appears beginning at the opening of trading on April 1, 2026, and the Company has been removed from the list of noncompliant issuers posted on the NYSE American website.

 

The Company will remain subject to NYSE American’s normal continued listing monitoring procedures.

 



About High Roller Technologies, Inc.

 

High Roller Technologies, Inc. is a leading global online gaming operator known for its innovative casino brands, High Roller and Fruta, listed under the ticker ROLR on the NYSE. The Company delivers a cutting-edge real-money online casino platform that is intuitive and user-friendly. With a diverse portfolio of over 6,000 premium games from more than 90 leading game providers, High Roller Technologies serves a global customer base, offering an immersive and engaging gaming experience in the rapidly expanding multi-billion iGaming industry. The online casino features enhanced search engine optimization, machine learning, seamless direct API integrations, faster load times, and superior scalability.

 

As an award-winning operator, High Roller Technologies continues to redefine the future of market engagement through innovation, performance, and a commitment to excellence. For more information, please visit the High Roller Technologies, Inc. investor relations website, X, Facebook, and LinkedIn pages.

 

Forward Looking Statements

 

Certain statements in this press release constitute "forward-looking statements" within the meaning of the federal securities laws. Words such as "may," "might," "will," "should," "believe," "expect," "anticipate," "estimate," "continue," "predict," "forecast," "project," "plan," "intend" or similar expressions, or statements regarding intent, belief, or current expectations, are forward-looking statements. Forward-looking statements are neither historical facts nor assurances of future performance. Instead, they are based only on our current beliefs, expectations and assumptions regarding the future of our business, future plans and strategies, projections, anticipated events and trends, the economy and other future conditions. Because forward-looking statements relate to the future, they are subject to inherent uncertainties, risks and changes in circumstances that are difficult to predict and many of which are outside of our control. Our actual results and financial condition may differ materially from those indicated in the forward-looking statements. Therefore, you should not rely on any of these forward-looking statements. Important factors that could cause our actual results and financial condition to differ materially from those indicated in the forward-looking statements include such factors as discussed throughout Part I, Item 1A. Risk Factors and Part II, Item 7. Management's Discussion and Analysis of Financial Condition and Results of Operations of our Annual Report on Form 10-K for the year ended December 31, 2024 and for the year ended December 31, 2025 and throughout Part I, Item 2. Management's Discussion and Analysis of Financial Condition and Results of Operations and in Part II, Item 1A. Risk Factors of our Quarterly Report on Form 10-Q for the quarter ended September 30, 2025. Any forward-looking statement made by us in this press release is based only on information currently available to us and speaks only as of the date on which it is made. We undertake no obligation to publicly update any forward-looking statement, whether written or oral, that may be made from time to time, whether as a result of new information, future developments or otherwise.

 

Contact

ir@highroller.com

800-460-1039

 

 


 

FAQ

What did High Roller Technologies (ROLR) announce in this 8-K filing?

High Roller Technologies announced it has regained compliance with all NYSE American continued listing standards. The exchange confirmed the company resolved its prior stockholders’ equity deficiency, restoring normal listing status and removing the noncompliant indicator from the ROLR trading symbol.

Why was High Roller Technologies previously noncompliant with NYSE American rules?

The company had a deficiency under Section 1003(a)(ii) of the NYSE American Company Guide, which relates to the stockholders’ equity standard. That section required stockholders’ equity of at least $4.0 million, a threshold High Roller has now met and maintained for two consecutive quarters.

How did High Roller Technologies regain NYSE American compliance?

High Roller demonstrated compliance with the stockholders’ equity standard for two consecutive quarters, as required by Section 1009(f) of the NYSE American Company Guide. Based on this performance, NYSE American notified the company on March 31, 2026 that its prior continued listing deficiency had been cured.

What changes for ROLR stock trading after compliance was restored?

The compliance indicator that previously appeared with the ROLR trading symbol no longer appears beginning at the opening of trading on April 1, 2026. High Roller was also removed from NYSE American’s list of noncompliant issuers, while remaining subject to the exchange’s normal monitoring procedures.

What business does High Roller Technologies (ROLR) operate?

High Roller Technologies operates premium online casino brands, including High Roller and Fruta, using a real-money online casino platform. It offers over 6,000 games from more than 90 providers, serving a global customer base in the rapidly expanding iGaming industry with a focus on performance and innovation.

Does High Roller provide any caution about forward-looking statements in this release?

Yes. The company includes a standard forward-looking statements disclaimer, noting such statements are based on current beliefs and assumptions and are subject to risks and uncertainties. It cites detailed risk factors and discussions in its Form 10-K and Form 10-Q filings for referenced periods.

Filing Exhibits & Attachments

6 documents