High Roller CEO discloses RSUs and options stake

High Roller Technologies, Inc. Chief Executive Officer Seth Adam Young filed an amended ownership report detailing his equity stake in the company.

Rhea-AI Filing Summary

High Roller Technologies, Inc. Chief Executive Officer Seth Adam Young filed an amended ownership report detailing his equity stake in the company. He holds 77,255 shares of common stock directly, including 75,000 restricted stock units granted under the 2024 Equity Incentive Plan that vest in three equal annual installments of 25,000 shares, subject to continued service. He also holds stock options covering 100,000 shares of common stock with a $2.96 exercise price that expire on July 6, 2035, and vest based on the achievement of milestones approved by the board of directors.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Young Seth Adam

Role Chief Executive Officer

Type	Security	Shares	Price	Value
holding	Stock Option (right to buy)	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Stock Option (right to buy) — 100,000 contracts (Direct); Common Stock — 77,255 shares (Direct)

Footnotes (2)

1. F1. Includes 75,000 restricted stock unites ("RSUs"). The RSUs were granted pursuant to the High Roller Technologies, Inc. 2024 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock upon vesting. The RSUs shall vest in equal annual installments of 25,000 shares, subject to continued service.
2. F2. The options were granted pursuant to the High Roller Technologies, Inc. 2024 Equity Incentive Plan. These options shall vest and become exercisable subject to the achievement of certain milestones, as approved by the board of directors of the Issuer. The options have a maximum term of ten (10) years from the date of grant.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity does the CEO of High Roller Technologies (ROLR) report holding in this Form 3/A?

The CEO reports direct ownership of 77,255 shares of common stock. This includes 75,000 restricted stock units and a separate stock option covering 100,000 underlying shares, providing both current and potential future equity exposure to High Roller Technologies.

How are the 75,000 RSUs for High Roller Technologies (ROLR) CEO scheduled to vest?

The 75,000 restricted stock units vest in three equal annual installments of 25,000 shares. Vesting is contingent on the CEO’s continued service, aligning a substantial portion of his equity compensation with multi-year tenure at High Roller Technologies.

What are the key terms of the CEO stock options reported by High Roller Technologies (ROLR)?

The CEO holds stock options linked to 100,000 shares of common stock at a $2.96 exercise price. These options were granted under the 2024 Equity Incentive Plan and have a maximum 10-year term, expiring July 6, 2035, subject to milestone-based vesting.

Under which plan were the RSUs and options granted to the High Roller Technologies (ROLR) CEO?

Both the restricted stock units and the stock options were granted under the High Roller Technologies, Inc. 2024 Equity Incentive Plan. This plan governs vesting conditions, term, and other equity award features for the CEO’s reported holdings.

What conditions affect when the High Roller Technologies (ROLR) CEO can exercise his stock options?

The CEO’s options become exercisable only upon achievement of specific milestones approved by the board of directors. Even then, they remain subject to a maximum term of ten years from the grant date, expiring on July 6, 2035.

Does the High Roller Technologies (ROLR) CEO already own the shares underlying his stock options?

No, the 100,000 shares referenced are underlying shares tied to a stock option. He gains actual shares only if the options vest upon milestone achievement and he exercises them at the $2.96 per-share exercise price within the 10-year term.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/24/2026 - 04:02 PM Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Young Seth Adam

(Last) (First) (Middle)

400 SOUTH 4TH STREET,

SUITE 500-#390

(Street)

LAS VEGAS NEVADA 89101

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/01/2025

3. Issuer Name and Ticker or Trading Symbol
High Roller Technologies, Inc. [ ROLR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)
09/02/2025

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	77,255(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)(2)	(2)	07/06/2035	Common Stock	100,000	$2.96	D

Explanation of Responses:

1. Includes 75,000 restricted stock unites ("RSUs"). The RSUs were granted pursuant to the High Roller Technologies, Inc. 2024 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock upon vesting. The RSUs shall vest in equal annual installments of 25,000 shares, subject to continued service.

2. The options were granted pursuant to the High Roller Technologies, Inc. 2024 Equity Incentive Plan. These options shall vest and become exercisable subject to the achievement of certain milestones, as approved by the board of directors of the Issuer. The options have a maximum term of ten (10) years from the date of grant.

Remarks:

On September 2, 2025, a Form 3 was filed which inadvertently omitted certain securities held by the Reporting Person due to an administrative error. This Form 3 amendment is being filed to correctly report all of the securities beneficially owned by the Reporting Person as of September 2, 2025.

	/s/ Seth Young	03/24/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)