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High Roller (ROLR) CFO receives 100,000 RSU equity grant under 2024 plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Felman Adam Jonathan reported acquisition or exercise transactions in this Form 4 filing.

High Roller Technologies, Inc. reported that Chief Financial Officer Adam Jonathan Felman received an equity grant of 100,000 restricted stock units (RSUs) of common stock. The award was made at no cash cost to him under the company’s 2024 Equity Incentive Plan as part of his compensation.

Each RSU represents a right to receive one share of common stock upon vesting. Of the new RSUs, 40,000 vest in equal quarterly installments over three years, while 60,000 vest only if specified performance conditions are achieved and the CFO remains in service. After this grant, his reported holdings total 164,550 RSUs and shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Felman Adam Jonathan

(Last)(First)(Middle)
400 SOUTH 4TH STREET,
SUITE 500-#390

(Street)
LAS VEGAS NEVADA 89101

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
High Roller Technologies, Inc. [ ROLR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/20/2026A100,000(1)A$0164,550(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported transaction involved the Reporting Person's receipt of 100,000 restricted stock units ("RSUs"). The RSUs were granted pursuant to the High Roller Technologies, Inc. 2024 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock upon vesting. Of the total RSUs reported, 40,000 RSUs shall vest in equal quarterly installments over a period of three years, and the remaining 60,000 RSUs are subject to vesting upon the achievement of certain performance conditions, as determined and certified by the board of directors of the Issuer, subject to the Reporting Person's continued service.
2. The total reported in Column 5 includes (i) the 100,000 newly awarded RSUs, (ii) 50,000 RSUs of which 12,500 have vested, and (iii) 14,550 shares of common stock.
/s/ Adam Felman03/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did High Roller Technologies (ROLR) disclose for its CFO?

High Roller Technologies disclosed that its Chief Financial Officer, Adam Jonathan Felman, received a grant of 100,000 restricted stock units. The RSUs were awarded as compensation under the 2024 Equity Incentive Plan and involve no cash purchase, reflecting an equity-based incentive structure.

How many RSUs did the High Roller Technologies (ROLR) CFO receive and at what price?

The CFO received 100,000 restricted stock units of common stock at a stated price of $0.00 per unit. This indicates an equity award, not an open-market purchase, granted under the company’s 2024 Equity Incentive Plan as part of his overall compensation package.

What is the vesting schedule for the new RSUs granted to High Roller Technologies (ROLR) CFO?

Of the 100,000 RSUs, 40,000 vest in equal quarterly installments over three years. The remaining 60,000 RSUs vest only upon achievement of specified performance conditions, as determined and certified by the board, and are subject to the CFO’s continued service with the company.

Are all of the High Roller Technologies (ROLR) CFO’s new RSUs time-based?

No. Only 40,000 of the 100,000 RSUs vest in equal quarterly installments over three years. The remaining 60,000 RSUs are performance-based and vest only if certain conditions set and certified by the board are met, subject to continued service.

What does the total of 164,550 shares reported for the High Roller Technologies (ROLR) CFO include?

The total of 164,550 reported shares includes 100,000 newly awarded RSUs, 50,000 previously granted RSUs of which 12,500 have vested, and 14,550 shares of common stock. This figure reflects the CFO’s combined RSU and share position after the latest equity award.

Is the High Roller Technologies (ROLR) CFO’s Form 4 transaction a market purchase or sale?

The Form 4 transaction is not a market purchase or sale. It is an acquisition of 100,000 restricted stock units as a grant or award, recorded with transaction code “A,” indicating a compensation-related equity grant rather than an open-market trade in the company’s shares.
High Roller Technologies, Inc.

NYSE:ROLR

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