Welcome to our dedicated page for High Roller Technologies SEC filings (Ticker: ROLR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The High Roller Technologies, Inc. (NYSE: ROLR) SEC filings page provides direct access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. As a global online gaming operator focused on real-money online casino brands and related digital markets, High Roller uses its SEC reports to describe its operations, risks, governance, and financial performance.
Investors can review current reports on Form 8-K for material events such as strategic partnerships, private placements, acquisitions, leadership changes, and listing compliance updates. Recent 8-K filings have detailed a binding letter of intent with Foris DAX Markets, Inc. and Crypto.com | Derivatives North America for prediction-based derivatives contracts, a stock purchase agreement for a private placement of common stock, the acquisition of Happy Hour Solutions Ltd. and its Estonian remote gambling license, and notices from NYSE American regarding continued listing standards.
Annual reports on Form 10-K and quarterly reports on Form 10-Q (accessible from this page when filed) provide audited and interim financial statements, management’s discussion and analysis, and information about High Roller’s online casino platform, game portfolio, and market strategy. Proxy materials such as the DEF 14A definitive proxy statement outline board composition, executive compensation, equity incentive plans, and matters submitted to stockholders for approval.
Users can also monitor equity issuance and compensation-related disclosures, including amendments to the 2024 Equity Incentive Plan and unregistered sales of equity securities. Stock Titan’s interface surfaces these filings alongside AI-powered summaries that explain key terms, highlight significant changes, and help interpret complex documents like 10-Ks, 10-Qs, and 8-Ks without replacing the underlying source text.
For anyone analyzing ROLR, this filings page offers a structured view of High Roller’s regulatory history, from capital raising and acquisitions to governance decisions and listing status updates, with real-time access to new submissions as they appear on EDGAR.
High Roller Technologies, Inc.’s Chief Financial Officer, Adam Jonathan Felman, reported a routine tax-related share withholding. On May 17, 2026, 3,525 shares of common stock were withheld by the company to cover tax obligations tied to vested restricted stock units and were not sold on the market.
After this withholding, Felman directly holds 161,025 shares of common stock, showing he retains a substantial equity position while satisfying personal tax liabilities through share net settlement.
High Roller Technologies, Inc. is asking stockholders to vote at its virtual 2026 Annual Meeting on June 30, 2026. Investors will elect six directors to serve until the 2027 annual meeting, including existing board members with iGaming, human capital, and capital-markets experience.
Stockholders are also asked to approve an amendment to the 2024 Equity Incentive Plan to raise the individual annual award limit from 170,000 to 250,000 shares, while the overall plan reserve remains 4,200,000 shares with 2,485,538 shares available for future grants as of May 14, 2026. Another proposal seeks ratification of WithumSmith+Brown, PC as independent auditor for the fiscal year ending December 31, 2026; audit fees totaled $502,000 in 2025 and $394,000 in 2024.
Holders of 10,968,987 shares of common stock outstanding as of May 11, 2026 are entitled to vote. The board unanimously recommends voting in favor of all three proposals.
High Roller Technologies reported Q1 2026 net revenues of $3.4 million, down 35% from $5.2 million a year earlier, as it exited certain markets and cut casino marketing spend. Net loss from continuing operations narrowed to $3.0 million, or $(0.29) per share, from $3.7 million, or $(0.44) per share.
Adjusted EBITDA improved to $(1.3) million from $(3.0) million, reflecting sharply lower operating expenses. Management highlighted a strengthened balance sheet, with working capital moving from a $3.7 million deficit at December 31, 2025 to positive $18.1 million and $23.1 million in cash and restricted cash and no debt at March 31, 2026.
During the quarter the company completed a $25 million registered direct equity offering and a $1.0 million strategic investment, regained compliance with NYSE American listing standards, and advanced a planned U.S. prediction markets launch via a definitive agreement with Crypto.com | Derivatives North America and multiple marketing and licensing partnerships.
High Roller Technologies, Inc. reported Q1 2026 net revenue of $3.4M, down from $5.2M a year earlier, mainly as it exited certain markets and tightened marketing. The company posted a net loss of $3.0M versus $3.7M in Q1 2025, while Adjusted EBITDA improved to a loss of $1.3M from $3.0M, reflecting lower operating expenses.
Active users fell to 11,213 from 29,946, but average revenue per user rose to $394 from about $190. Cash, cash equivalents and restricted cash increased to $23.1M as of March 31, 2026, boosted by a $1.0M private placement and a $25.0M registered direct equity offering completed in January. After quarter-end, the company signed a collaboration agreement with Crypto.com’s derivatives affiliate to act as a guaranteed introducing broker for regulated event-based prediction contracts in the United States.
High Roller Technologies, Inc. disclosed the timing and mechanics for its 2026 annual meeting of stockholders. The annual meeting will be held on June 30, 2026.
Stockholder proposals and director nominations for inclusion in the company’s proxy materials under Rule 14a-8 must be received by the Secretary at the Las Vegas headquarters by the close of business on May 4, 2026. Proposals or nominations outside Rule 14a-8 must also arrive by May 4, 2026 and comply with the company’s Bylaws and SEC rules.
To comply with the SEC’s universal proxy rules, stockholders who plan to solicit proxies for their own director nominees must deliver the notice required by Rule 14a-19 no later than May 1, 2026.
High Roller Technologies, Inc. entered a Mutual Collaboration Agreement with Crypto.com affiliates, under which High Roller will act as a guaranteed introducing broker and offer CDNA’s event-based prediction market contracts through a mobile platform in the United States. CDNA will be the exclusive provider of these contracts through High Roller’s technology in the U.S. for the first 24 months of an initial two-year term, which renews automatically for 12 months unless terminated. High Roller also signed a definitive strategic marketing agreement with Lines.com, making Lines.com an exclusive media and distribution partner to drive customer acquisition and brand awareness for High Roller’s planned U.S. prediction markets launch. The Lines.com agreement was reviewed and approved under the company’s related party transaction policies.
High Roller Technologies, Inc. has regained full compliance with the NYSE American continued listing standards. The exchange notified the company on March 31, 2026 that it now meets the stockholders’ equity requirement under Section 1003(a)(ii), which called for at least $4.0 million of equity.
The prior deficiency was cured after High Roller demonstrated compliance with the stockholders’ equity standard for two consecutive quarters under Section 1009(f). As a result, the compliance indicator was removed from the ROLR trading symbol beginning April 1, 2026, and the company was taken off NYSE American’s list of noncompliant issuers, while remaining subject to normal ongoing monitoring.
High Roller Technologies, Inc. approved discretionary cash bonuses for its two top executives. Chief Executive Officer Seth Young will receive a cash bonus of $250,000, and Chief Financial Officer Adam Felman will receive a cash bonus of $50,000. These awards were approved by the Board of Directors on the recommendation of its Compensation Committee.
High Roller Technologies, Inc. is registering for resale up to 357,143 shares of its common stock by a selling stockholder.
The prospectus states the company is not selling any shares and will receive no proceeds from these resales; the shares were issued in a Private Placement and are being registered to permit resale. The selling holder is listed as Saratoga Casino Holdings, LLC. The shares were sold in the Private Placement at $2.80 per share and are subject to a 180-day lock-up. Shares outstanding were 10,890,098 as of February 10, 2026, and the company’s common stock trades on NYSE American under the symbol ROLR.
Young Seth Adam reported acquisition or exercise transactions in this Form 4 filing.
High Roller Technologies, Inc. Chief Executive Officer Seth Adam Young received an equity grant consisting of 120,500 restricted stock units, or RSUs. These RSUs were awarded under the company’s 2024 Equity Incentive Plan as part of his compensation and represent a contingent right to receive common shares upon vesting.
Of the total grant, 70,000 RSUs will vest in equal quarterly installments over three years, while 50,500 RSUs will vest only if specified performance conditions are achieved and certified by the board, subject to his continued service. After this grant, his reported holdings include the 120,500 new RSUs, 75,000 previously awarded RSUs of which none have vested, and 12,796 shares of common stock.