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High Roller Technologies (ROLR) CFO has shares withheld to cover RSU tax obligations

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

High Roller Technologies, Inc.’s Chief Financial Officer, Adam Jonathan Felman, reported a routine tax-related share withholding. On May 17, 2026, 3,525 shares of common stock were withheld by the company to cover tax obligations tied to vested restricted stock units and were not sold on the market.

After this withholding, Felman directly holds 161,025 shares of common stock, showing he retains a substantial equity position while satisfying personal tax liabilities through share net settlement.

Positive

  • None.

Negative

  • None.
Insider Felman Adam Jonathan
Role Chief Financial Officer
Type Security Shares Price Value
Tax Withholding Common Stock 3,525 $0.00 --
Holdings After Transaction: Common Stock — 161,025 shares (Direct, null)
Footnotes (1)
  1. Represents the number of shares of Common Stock withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock units ("RSUs") and does not represent a sale by the Reporting Person. Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock, subject to the applicable vesting schedule and conditions of each RSU.
Tax-withheld shares 3,525 shares Common Stock withheld to satisfy tax obligations on RSUs
Shares held after transaction 161,025 shares Direct common stock holdings following tax-withholding disposition
Transaction code Code F Payment of tax liability by delivering securities
Transaction direction dispose Tax-withholding disposition, not an open-market sale
Insider role Chief Financial Officer Reporting person’s officer title at High Roller Technologies, Inc.
restricted stock units ("RSUs") financial
"in connection with the net settlement of restricted stock units ("RSUs") and does not represent a sale"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
tax withholding and remittance obligations financial
"withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement"
net settlement financial
"in connection with the net settlement of restricted stock units ("RSUs") and does not represent a sale"
contingent right financial
"Each RSU represents a contingent right to receive one share of the Issuer's common stock"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Felman Adam Jonathan

(Last)(First)(Middle)
400 SOUTH 4TH STREET
SUITE 500-#390

(Street)
LAS VEGAS NEVADA 89101

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
High Roller Technologies, Inc. [ ROLR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/17/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/17/2026F3,525(1)D$0161,025(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents the number of shares of Common Stock withheld by the Issuer to satisfy its tax withholding and remittance obligations in connection with the net settlement of restricted stock units ("RSUs") and does not represent a sale by the Reporting Person.
2. Certain of these securities are RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock, subject to the applicable vesting schedule and conditions of each RSU.
/s/ Adam Felman05/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did High Roller Technologies (ROLR) CFO report in this Form 4?

The CFO reported shares withheld to cover taxes on vested RSUs. The company retained 3,525 shares for tax remittance, while the executive’s remaining direct holdings stayed sizable at 161,025 shares of common stock.

Did the High Roller Technologies (ROLR) CFO sell shares in this transaction?

No, the Form 4 states the transaction was not a sale. The 3,525 shares of common stock were withheld by the company solely to satisfy tax withholding and remittance obligations related to restricted stock units.

How many High Roller Technologies (ROLR) shares does the CFO hold after the transaction?

Following the tax withholding, the CFO directly holds 161,025 shares of common stock. This figure reflects his remaining equity position after 3,525 shares were retained by the company for tax obligations on vested RSUs.

What does the F transaction code mean in the ROLR CFO’s Form 4?

The F code represents a tax-withholding disposition, not an open-market trade. It means shares were delivered back to the issuer to satisfy tax obligations tied to equity awards, rather than being bought or sold on an exchange.

What are RSUs mentioned in the High Roller Technologies (ROLR) filing?

RSUs, or restricted stock units, give the right to receive common shares upon vesting. Each RSU in this filing corresponds to one share of common stock, subject to the award’s vesting schedule and conditions set by High Roller Technologies.