High Roller Technologies (ROLR) COO John M. Francis IV files Form 3 with no beneficial ownership

Rhea-AI Filing Summary

High Roller Technologies, Inc. filed an initial ownership report for its Chief Operating Officer, John M. Francis IV. This filing is a Form 3, which discloses the officer's holdings in the company at the time he became a reporting insider. In this case, the filing states that no securities of High Roller Technologies are beneficially owned by the COO.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Francis John Milton IV

(Last) (First) (Middle)

400 SOUTH 4TH STREET

SUITE 500-#390

(Street)

LAS VEGAS NV 89101

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
11/12/2025

3. Issuer Name and Ticker or Trading Symbol
High Roller Technologies, Inc. [ ROLR ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Operating Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ John M. Francis IV	12/09/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does High Roller Technologies (ROLR) disclose in this Form 3 filing?

The Form 3 shows that Chief Operating Officer John M. Francis IV currently has no beneficial ownership of High Roller Technologies, Inc. securities.

Who is the reporting person in High Roller Technologies (ROLR)'s Form 3?

The reporting person is John M. Francis IV, who serves as the Chief Operating Officer of High Roller Technologies, Inc.

What is the event date reported in this High Roller Technologies (ROLR) Form 3?

The date of the event requiring the statement is listed as 11/12/2025.

Does the COO of High Roller Technologies (ROLR) own any company stock according to this filing?

No. The explanation section states that no securities are beneficially owned by the reporting person.

Is this Form 3 for one or multiple reporting persons at High Roller Technologies (ROLR)?

The document indicates that it is a Form filed by one reporting person, specifically the Chief Operating Officer.