ROOT (NASDAQ: ROOT) proposed sale of 3,900 Class A shares by insider

Rhea-AI Filing Summary

ROOT reported a proposed sale of Class A common stock consisting of 3,900 shares tied to restricted stock that vested on 04/01/2025. The filing lists two proposed sales by Jonathan A. Allison on 03/03/2026 and 03/05/2026, each showing 186,732.00 and 187,395.00 respectively.

Insights

Corporate Governance Analyst

Routine Form 144: a director/entity reported planned sales of vested restricted shares.

The excerpt lists a restricted stock vesting event on 04/01/2025 for 3,900 shares and proposed sales recorded for Jonathan A. Allison on 03/03/2026 and 03/05/2026.

Cash figures appear as 186,732.00 and 187,395.00; the filing shows disposition notices rather than completed market trades. Timing and execution mechanics are not detailed in the excerpt.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	3900	175383.00	13748408	03/10/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A	04/01/2025	Restricted Stock Vesting	Issuer			3900	04/01/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Jonathan A. Allison 80 E. Rich Street Suite 500 Columbus OH 43215	Class A	03/03/2026	3900	186732.00
Jonathan A. Allison 80 E. Rich Street Suite 500 Columbus OH 43215	Class A	03/05/2026	3900	187395.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does ROOT's Form 144 filing disclose about the shares?

It discloses a proposed sale of 3,900 Class A shares tied to restricted stock that vested on 04/01/2025. The filing lists proposed sale dates of 03/03/2026 and 03/05/2026 and includes cash figures shown in the excerpt.

Who is listed as the selling party in the ROOT filing?

The filing lists Jonathan A. Allison as the reported seller with an address in Columbus, Ohio. It also shows Fidelity Brokerage Services LLC as a broker/holder entry for the Class A shares on the record.

Are the shares in ROOT's filing newly issued or from vested compensation?

The excerpt indicates the shares relate to Restricted Stock Vesting with an issuer source and a vesting date of 04/01/2025. The filing frames the shares as compensation-related rather than newly issued primary shares.

Do the dollar amounts in the filing represent proceeds from the sales?

The excerpt shows 186,732.00 and 187,395.00 adjacent to the sale entries. The filing presents these figures alongside the proposed sale dates but does not explicitly label them as final proceeds in the provided text.

Does the Form 144 confirm the sales were completed for ROOT shares?

No. Form 144 is a notice of proposed sale; the excerpt lists proposed sale dates and amounts but does not confirm execution. Completion and settlement details are not included in the provided excerpt.