Jonathan Allison to sell Class A shares (NASDAQ: ROOT) — Form 144 notice

Rhea-AI Filing Summary

Jonathan A. Allison submitted a Form 144 notice reporting proposed sales of Class A shares of ROOT.

The filing lists multiple open-market dispositions executed in March–April 2026 and shows a Class A restricted stock vesting event on 04/01/2026 described as Restricted Stock Vesting credited to the issuer as compensation. Reported past sales include 3,900 shares on 03/03/2026 at $186,732.00 and 4,112 shares on 04/02/2026 at $174,060.96.

Insights

Securities Compliance Counsel

Form 144 notifies the market of proposed or imminent Class A share sales by a holder.

Form 144 is used to satisfy Rule 144 notice requirements when restricted or control securities are sold. The filing here documents a vesting event on 04/01/2026 and multiple reported sales in March–April 2026, which are typical recordkeeping disclosures.

Timing and methods of any future sales are not specified beyond the notice; subsequent filings or broker reports would show completed transactions and proceeds.

Key Figures

Sale 03/03/2026: 3,900 shares Sale 03/05/2026: 3,900 shares Sale 04/02/2026: 4,112 shares +1 more

4 metrics

Sale 03/03/2026 3,900 shares reported sale on 03/03/2026 with proceeds $186,732.00

Sale 03/05/2026 3,900 shares reported sale on 03/05/2026 with proceeds $187,395.00

Sale 04/02/2026 4,112 shares reported sale on 04/02/2026 with proceeds $174,060.96

Restricted stock vesting event dated 04/01/2026 Class A restricted stock vesting recorded as compensation on 04/01/2026

Key Terms

Form 144, Restricted Stock Vesting, Rule 144 notice

3 terms

Form 144 regulatory

"144: Filer Information 144: Issuer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Vesting financial

"Class A | 04/01/2026 | Restricted Stock Vesting"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

Rule 144 notice regulatory

"144: Securities To Be Sold"

A Rule 144 notice is a public filing that an insider or holder of restricted stock submits when they plan to sell shares that aren’t freely tradable yet; it lists how many shares they intend to sell and under what conditions. For investors, it matters because it signals potential insider selling and an upcoming increase in shares available to the market—similar to someone announcing a big garage sale, which can affect supply and price expectations.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Class A	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1706	75661.10	13748408	04/07/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Class A	04/01/2026	Restricted Stock Vesting	Issuer			1706	04/01/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Jonathan A. Allison 80 E. Rich Street Suite 500 Columbus OH 43215	Class A	03/03/2026	3900	186732.00
Jonathan A. Allison 80 E. Rich Street Suite 500 Columbus OH 43215	Class A	03/05/2026	3900	187395.00
Jonathan A. Allison 80 E. Rich Street Suite 500 Columbus OH 43215	Class A	03/10/2026	3900	175383.00
Jonathan A. Allison 80 E. Rich Street Suite 500 Columbus OH 43215	Class A	03/12/2026	3900	170079.00
Jonathan A. Allison 80 E. Rich Street Suite 500 Columbus OH 43215	Class A	03/17/2026	3990	179550.00
Jonathan A. Allison 80 E. Rich Street Suite 500 Columbus OH 43215	Class A	03/20/2026	3990	178672.20
Jonathan A. Allison 80 E. Rich Street, Suite 500 Columbus OH 43215	Class A	04/02/2026	4112	174060.96

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Jonathan A. Allison's Form 144 for ROOT mean?

It is a regulatory notice of proposed or imminent sales. The filing lists a Class A restricted stock vesting on 04/01/2026 and prior open-market sales in March–April 2026, fulfilling Rule 144 disclosure obligations.

How many shares did Allison report selling in the filing for ROOT?

The filing lists multiple individual sales; examples include 3,900 shares on 03/03/2026 and 4,112 shares on 04/02/2026. The document presents each transaction date, share count, and gross proceeds.

Was there a vesting event disclosed in the ROOT Form 144?

Yes. The filing records a Restricted Stock Vesting event dated 04/01/2026 labeled as compensation to the issuer, indicating issuance or release of restricted Class A shares to the holder.

Does Form 144 indicate completed or only proposed sales for ROOT?

Form 144 may include both prior executed sales and a notice of proposed sales. This filing lists multiple executed sales in March–April 2026 and also contains a notice regarding Class A securities to be sold tied to the vesting event.

Where can I find the price information for Allison's ROOT sales?

Each sale row in the filing shows the gross transaction proceeds. For example, the sale on 03/03/2026 shows $186,732.00 and the sale on 04/02/2026 shows $174,060.96, alongside share counts.