Root CAO sells 1,706 shares under 10b5-1 plan

Root, Inc. Chief Administrative Officer Jonathan Allison reported an open-market sale of 1,706 shares of Class A Common Stock.

Accepted by SEC EDGAR 04/08/2026 - 04:58 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Root, Inc. Chief Administrative Officer Jonathan Allison reported an open-market sale of 1,706 shares of Class A Common Stock. The shares were sold at $44.35 per share, and he held 71,668 shares directly after the transaction, indicating he retained the vast majority of his position.

The sale was executed pursuant to a pre-arranged Rule 10b5-1 trading plan, which is designed to allow insiders to sell shares on a scheduled basis and reduce the significance of the trade’s timing as a discretionary decision.

Insider Trade Summary 10b5-1

Net Seller: 1,706 shares

Net Sell 1 txn

Insider Allison Jonathan

Role Chief Administrative Officer

Sold 1,706 shs ($76K)

Share of Position Sold 2.3%

Type	Security	Shares	Price	Value
Sale	Class A Common Stock	1,706	$44.35	$76K

Holdings After Transaction: Class A Common Stock — 71,668 shares (Direct)

Holdings Before and After: Class A Common Stock, 73,374 to 71,668 shares (Direct)

Other Insiders: 1 other insider reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (1)

1. F1. The shares were sold pursuant to a 10b5-1 trading plan.

Key Figures

Shares sold: 1,706 shares Sale price: $44.35 per share Shares held after sale: 71,668 shares +1 more

4 metrics

Shares sold 1,706 shares Open-market sale of Class A Common Stock

Sale price $44.35 per share Price for the 1,706 shares sold

Shares held after sale 71,668 shares Direct ownership following the transaction

Net shares sold 1,706 shares Net-sell direction in transaction summary

Key Terms

Rule 10b5-1 trading plan, open-market sale, Form 4

3 terms

Rule 10b5-1 trading plan financial

"The shares were sold pursuant to a 10b5-1 trading plan."

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

open-market sale financial

"transaction_action: open-market sale"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did ROOT’s Chief Administrative Officer report?

Jonathan Allison reported an open-market sale of 1,706 shares of Root, Inc. Class A Common Stock. The sale was executed at $44.35 per share and disclosed on a Form 4 insider trading report filed with regulators.

At what price did the ROOT insider sell shares and how many remain?

The Root, Inc. executive sold 1,706 shares at $44.35 per share. After the transaction, he directly held 71,668 shares of Class A Common Stock, showing that only a small portion of his overall holdings was sold.

Was the ROOT insider sale made under a Rule 10b5-1 trading plan?

Yes. The filing notes the shares were sold pursuant to a Rule 10b5-1 trading plan. Such plans pre-schedule trades, helping insiders diversify or manage liquidity while reducing the importance of trade timing as a discretionary signal.

Does the Root, Inc. Form 4 show any option exercises or derivative trades?

No. The Form 4 reports only a non-derivative open-market sale of Class A Common Stock. The derivativeSummary section is empty, indicating there were no reported option exercises, conversions, or other derivative security transactions in this filing.

How many ROOT shares did the insider sell versus his remaining holdings?

The executive sold 1,706 shares of Root, Inc. Class A Common Stock and held 71,668 shares afterward. This shows the sale involved a relatively small slice of his reported direct ownership position in the company.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Allison Jonathan

(Last) (First) (Middle)

C/O ROOT, INC.

80 E. RICH STREET, SUITE 500

(Street)

COLUMBUS OHIO 43215

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Root, Inc. [ ROOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Administrative Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	04/07/2026		S		1,706(1)	D	$44.35	71,668	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares were sold pursuant to a 10b5-1 trading plan.

Remarks:

	/s/ Jodi Baker, Attorney-in-fact	04/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)