Root (ROOT) CAO sells 3,990 shares under Rule 10b5-1 plan

Rhea-AI Filing Summary

Root, Inc. Chief Administrative Officer Jonathan Allison reported an open-market sale of Class A common stock. On March 20, 2026, he sold 3,990 shares at $44.78 per share in a transaction executed under a Rule 10b5-1 trading plan. After this sale, he directly holds 81,999 shares of Root stock, indicating he retains a substantial equity position despite the disposition.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Allison Jonathan

(Last) (First) (Middle)

C/O ROOT, INC.

80 E. RICH STREET, SUITE 500

(Street)

COLUMBUS OHIO 43215

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Root, Inc. [ ROOT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Administrative Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	03/20/2026		S		3,990(1)	D	$44.78	81,999	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares were sold pursuant to a 10b5-1 trading plan.

Remarks:

	/s/ Jodi Baker, Attorney-in-fact	03/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Root (ROOT) report for Jonathan Allison?

Root’s Chief Administrative Officer Jonathan Allison sold 3,990 shares of Class A common stock. The sale occurred on March 20, 2026 at $44.78 per share, and was executed as an open-market transaction under a Rule 10b5-1 trading plan.

How many Root (ROOT) shares did Jonathan Allison sell and at what price?

Jonathan Allison sold 3,990 shares of Root Class A common stock at $44.78 per share. This was an open-market sale reported on Form 4 and carried out pursuant to a pre-established Rule 10b5-1 trading plan.

How many Root (ROOT) shares does Jonathan Allison hold after the reported sale?

Following the March 20, 2026 transaction, Jonathan Allison directly holds 81,999 shares of Root Class A common stock. This figure reflects his remaining position after selling 3,990 shares in the disclosed open-market transaction under a Rule 10b5-1 plan.

Was the Root (ROOT) insider sale by Jonathan Allison under a Rule 10b5-1 plan?

Yes. The Form 4 footnote states the 3,990 shares were sold pursuant to a Rule 10b5-1 trading plan. Such plans pre-schedule trades, making the timing more routine and reducing interpretation of the sale as a discretionary market-timing decision.

What type of security did Jonathan Allison trade in the Root (ROOT) Form 4?

The transaction involved Root’s Class A common stock. Allison executed an open-market sale of 3,990 non-derivative shares at $44.78 each, leaving him with 81,999 directly owned shares after the reported transaction on March 20, 2026.