Welcome to our dedicated page for Ross Stores SEC filings (Ticker: ROST), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SEC filings page for Ross Stores, Inc. (Nasdaq: ROST) provides access to the company’s official regulatory documents, offering detailed insight into its financial condition, governance, and capital structure. Ross Stores is an S&P 500, Fortune 500, and Nasdaq 100 company headquartered in Dublin, California, operating the Ross Dress for Less and dd’s DISCOUNTS off-price retail banners.
Among the most significant filings for Ross Stores are its annual reports on Form 10-K and quarterly reports on Form 10-Q, which include consolidated financial statements, management’s discussion and analysis, risk factors, and information on store counts and geographic reach. These documents elaborate on the company’s off-price apparel and home fashion business, its merchandising approach, and the macroeconomic and competitive risks highlighted in earnings releases.
Investors can also review Ross Stores’ current reports on Form 8-K, which disclose material events. Recent 8-K filings have covered topics such as Board leadership succession, Chief Financial Officer transitions, quarterly financial results, and the entry into a new senior unsecured revolving credit facility providing up to $1.3 billion in borrowing availability. These filings often reference attached press releases that provide additional narrative detail.
For those analyzing capital structure and liquidity, filings describing the company’s credit agreements outline borrowing capacity, interest rate benchmarks, covenant requirements, and events of default. Filings related to executive employment agreements and compensation provide further information on governance, including terms for senior executives, severance provisions, and recoupment mechanisms for performance-based compensation.
On Stock Titan, AI-powered summaries help interpret lengthy Ross Stores filings by highlighting key points such as changes in leadership, updates to credit facilities, and notable risk factor discussions. Real-time updates from EDGAR ensure that new 10-K, 10-Q, 8-K, and other forms appear promptly, while insider-related filings such as Form 4, when available, can be used to monitor transactions by Ross Stores directors and officers.
Ross Stores, Inc. Group President and COO Michael J. Hartshorn reported equity compensation activity in company common stock. He received a grant of 23,163 shares as part of the settlement of a performance share award under the 2017 Equity Incentive Plan, with portions scheduled to vest through 2028. To cover tax obligations, 22,654 shares were withheld at a price of $211.19 per share. After these transactions, he directly holds 137,902 shares of Ross Stores common stock.
Ross Stores (ROST) filing a Form 144 identified Morgan Stanley Smith Barney LLC as the broker-dealer and lists proposed sales of Common Stock tied to equity awards dated 03/20/2026. The filing shows 6,061 Restricted Stock Awards and 15,813 Performance Stock Awards referenced for sale.
The entries are presented as equity awards (labeled Issuer) with the broker and exchange noted; the filing is a notice of proposed affiliate sales rather than an immediate open-market transaction.
ROST reported an insider sale: Michael Balmuth sold 25,615 shares of Common Stock on 03/23/2026 for proceeds of $5,472,859.92. The filing lists the shares as tied to Performance Stock Awards with a related date of 03/20/2026.
Ross Stores, Inc. reported a Form 144 notice for proposed sales of Common Stock through Morgan Stanley Smith Barney LLC. The filing lists 7,000 (aggregate) and shows Performance Stock Units 2,597 and Restricted Stock 4,403 tied to 03/20/2026, with a filing date of 03/24/2026.
ROST planned dispositions of Common Stock were reported on a Form 144 notice filed with broker Morgan Stanley Smith Barney LLC. The filing lists proposed sales tied to Performance Stock Units, including amounts of 1,265, 1,446 and 1,443 shares with grant/vesting dates shown.
The broker address is listed as 1 New York Plaza, 8th Floor, New York, NY 10004 and the form shows a filing date of 03/24/2026.
ROSS STORES, INC. president and chief merchandising officer for Ross Dress for Less, Karen Fleming, received a grant of 7,047 shares of common stock as equity compensation at a price of $0.00 per share. These shares were issued under the 2017 Equity Incentive Plan and are scheduled to vest 100% on March 21, 2031. Following this award, Fleming directly owns a total of 95,469.505 common shares, which includes small amounts previously acquired through the company’s employee stock purchase plan.
ROSS Stores group president and COO Michael J. Hartshorn received 8,456 shares of common stock as a stock award under the 2017 Equity Incentive Plan, with 100% of the shares vesting on March 21, 2031. After this grant, he directly owns 137,393 shares, including small amounts acquired through the employee stock purchase plan in 2025.
Ross Stores, Inc. EVP and Chief Financial Officer William W. Sheehan II received a grant of 5,638 shares of common stock on March 11, 2026. The shares were issued under the company’s 2017 Equity Incentive Plan and will vest 100% on March 22, 2030.
Following this award, Sheehan directly holds 38,265 common shares. Footnotes also note 40 shares previously acquired on December 31, 2025 through the employee stock purchase plan.
Ross Stores, Inc. reported that Group SVP, CAO & Corporate Controller Jeffrey P. Burrill received a grant of 1,880 shares of common stock on March 11, 2026. The award was issued at no cost under the company’s 2017 Equity Incentive Plan.
The granted shares vest 100% on March 22, 2030, meaning Burrill must remain eligible through that date to receive them in full. After this grant, he holds 36,745 shares of Ross Stores common stock directly, which includes 40 shares acquired on December 31, 2025 through the company’s employee stock purchase plan.