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Ridgepost Capital CEO converts grants to 218,102 shares

The RSU grant schedule called for ratable vesting on the first, second and third anniversaries, subject to continuous service through each date.

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Form Type
4

Rhea-AI Filing Summary

Ridgepost Capital, Inc. (RPC) reported that Chairman of the Board and CEO Luke A. Sarsfield III converted 218,102 restricted stock units into 218,102 shares of Class A common stock on October 23, 2026. On that date, 120,605 shares were delivered or withheld for payment of exercise price or tax liability at $8.86 per share. The related RSUs were granted October 23, 2023 and vested ratably on the first, second and third anniversaries, subject to continuous service through each vesting date. No Rule 10b5-1 plan is reported.

Insider Sarsfield Luke A. III
Role See Remarks
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F2 218,102 $0.00 $0.00
Exercise Class A Common Stock F1 218,102 -- --
Exercise Price or Tax Liability Class A Common Stock 120,605 $8.86 $1.07M
Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Class A Common Stock — 403,815 shares (Direct)
Footnotes (2)
  1. F1. 1. Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
  2. F2. On October 23, 2023, the reporting person was granted RSUs, which vest ratably on the first, second and third anniversaries of the grant date, provided that the reporting person remains in continuous service with the Issuer through each such vesting date.
Restricted stock units converted 218,102 units October 23, 2026
Class A common shares acquired 218,102 shares October 23, 2026
Shares delivered or withheld 120,605 shares For payment of exercise price or tax liability on October 23, 2026
Price per share $8.86 per share Shares delivered or withheld on October 23, 2026
Restricted stock units following transaction 0 units Reported following the October 23, 2026 transaction
restricted stock unit financial
"Each restricted stock unit ("RSU") represents a right to receive one share"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
vest ratably financial
"which vest ratably on the first, second and third anniversaries"
continuous service financial
"remains in continuous service with the Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many RPC RSUs did Luke A. Sarsfield III convert?

Luke A. Sarsfield III reported 218,102 RSUs converted into 218,102 shares of Class A common stock on October 23, 2026. Each RSU represents a right to receive one share upon vesting.

How many RPC shares were delivered or withheld, and at what price?

On October 23, 2026, 120,605 shares were delivered or withheld for payment of exercise price or tax liability at $8.86 per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR Accepted by SEC EDGAR Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sarsfield Luke A. III

(Last)(First)(Middle)
C/O RIDGEPOST CAPITAL, INC.
2699 HOWELL STREET, SUITE 1000

(Street)
DALLAS TEXAS 75204

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Ridgepost Capital, Inc. [ RPC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
See Remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/23/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock10/23/2026M218,102A(1)524,420D
Class A Common Stock10/23/2026F120,605D$8.86403,815D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)10/23/2026M218,102 (2) (2)Class A Common Stock218,102$00D
Explanation of Responses:
1. 1. Each restricted stock unit ("RSU") represents a right to receive one share of the Issuer's Class A Common Stock upon vesting.
2. On October 23, 2023, the reporting person was granted RSUs, which vest ratably on the first, second and third anniversaries of the grant date, provided that the reporting person remains in continuous service with the Issuer through each such vesting date.
Remarks:
Chairman of the Board and CEO
/s/ Francisco Villamar as Attorney-in-Fact for Luke A. Sarsfield III10/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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