[SCHEDULE 13G/A] RiverNorth Capital and Income Fund, Inc. SEC Filing

Rhea-AI Filing Summary

Nomura Holdings, Inc. and Nomura Global Financial Products, Inc. filed an amended Schedule 13G reporting their holdings in RiverNorth Capital & Income Fund, Inc. (common stock, CUSIP 76882B108). Both reporting persons state they beneficially own 0 shares representing 0% of the class, and report no sole or shared voting or dispositive power. The filing includes exhibits: a joint filing agreement and a list of subsidiaries, and certifications signed by Samir Patel on behalf of both filers.

Positive

• Clear disclosure of zero ownership eliminates uncertainty about Nomura entities exercising influence over RSF
• Filing includes required exhibits (joint filing agreement and subsidiaries), indicating procedural completeness

Negative

• No material negative developments reported; ownership remains below material thresholds
• Zero ownership means no new institutional support or strategic partnership signaled by these filers

Insights

Securities Analyst

TL;DR: The filing shows Nomura entities hold no beneficial position in RSF and therefore present no immediate ownership influence.

The Schedule 13G/A discloses zero beneficial ownership by both Nomura Holdings, Inc. and Nomura Global Financial Products, Inc. at the reporting date. For investors and market participants, this is a neutral disclosure because it confirms neither entity crosses the 5% ownership threshold that would require more detailed Section 13 filings. The inclusion of Exhibit A (joint filing agreement) and Exhibit B (subsidiaries) documents the filing structure but does not change the ownership fact pattern.

Corporate Governance Expert

TL;DR: Governance impact is negligible: no voting or dispositive power reported, so no change to control or shareholder dynamics.

The certification language affirms the securities were acquired and held in the ordinary course of business and not for control purposes. Signatures from an authorized officer confirm compliance with filing rules. From a governance perspective, the filing neither signals activist intent nor introduces a new significant stakeholder, given the reported 0% ownership.

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No. 1)

RiverNorth Capital & Income Fund, Inc.

(Name of Issuer)

Common Stock, par value $0.0001 per share

(Title of Class of Securities)

76882B108

(CUSIP Number)

06/30/2025

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

SCHEDULE 13G

CUSIP No. 76882B108

1

Names of Reporting Persons

NOMURA HOLDINGS INC

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

JAPAN

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

0.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

0 %

12

Type of Reporting Person (See Instructions)

HC

SCHEDULE 13G

CUSIP No. 76882B108

1

Names of Reporting Persons

NOMURA GLOBAL FINANCIAL PRODUCTS INC

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

DELAWARE

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 0.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 0.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

0.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

0 %

12

Type of Reporting Person (See Instructions)

BD

SCHEDULE 13G

Item 1.
(a)	Name of issuer: RiverNorth Capital & Income Fund, Inc.
(b)	Address of issuer's principal executive offices: 360 South Rosemary Avenue, Suite 1420, West Palm Beach, Florida, 33401
Item 2.
(a)	Name of person filing: Nomura Holdings, Inc. Nomura Global Financial Products, Inc.
(b)	Address or principal business office or, if none, residence: Nomura Holdings, Inc.: 13-1, Nihonbashi 1-chome, Chuo-ku, Tokyo 103-8645, Japan Nomura Global Financial Products, Inc.: Worldwide Plaza 309 West 49th Street New York, NY 10019
(c)	Citizenship: Nomura Holdings, Inc.: Japan Nomura Global Financial Products, Inc.: Delaware
(d)	Title of class of securities: Common Stock, par value $0.0001 per share
(e)	CUSIP No.: 76882B108
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: Items 5-11 of the cover pages are incorporated by reference.
(b)	Percent of class: Items 5-11 of the cover pages are incorporated by reference.
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: Items 5-11 of the cover pages are incorporated by reference.
	(ii) Shared power to vote or to direct the vote: Items 5-11 of the cover pages are incorporated by reference.
	(iii) Sole power to dispose or to direct the disposition of: Items 5-11 of the cover pages are incorporated by reference.
	(iv) Shared power to dispose or to direct the disposition of: Items 5-11 of the cover pages are incorporated by reference.
Item 5.	Ownership of 5 Percent or Less of a Class.
	Ownership of 5 percent or less of a class
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	Not Applicable
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. See Exhibit B
Item 8.	Identification and Classification of Members of the Group.
	Not Applicable
Item 9.	Notice of Dissolution of Group.
	Not Applicable

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

NOMURA HOLDINGS INC

Signature:	/s/ Samir Patel
Name/Title:	Samir Patel, Managing Director
Date:	08/14/2025

NOMURA GLOBAL FINANCIAL PRODUCTS INC

Signature:	/s/ Samir Patel
Name/Title:	Samir Patel, Authorized Officer
Date:	08/14/2025

Exhibit Information

Exhibit A - Joint Filing Agreement Exhibit B - Subsidiaries

FAQ

What does the Schedule 13G/A filed by Nomura mean for RSF investors?

The filing states Nomura Holdings, Inc. and Nomura Global Financial Products, Inc. beneficially own 0 shares (0%) and report no voting or dispositive power, so there is no change in ownership or control disclosed.

Which entities filed this Schedule 13G/A for RiverNorth Capital & Income Fund, Inc. (RSF)?

The filers are Nomura Holdings, Inc. (Japan) and Nomura Global Financial Products, Inc. (Delaware), with signatures by Samir Patel dated 08/14/2025.

Does this filing indicate Nomura holds more than 5% of RSF?

No. The filing explicitly reports an aggregate beneficial ownership of 0.00 shares, representing 0% of the class, so it is well below the 5% reporting threshold.

Are there exhibits attached to the filing and what are they?

Yes. The filing lists Exhibit A as the Joint Filing Agreement and Exhibit B as Subsidiaries.

Who certified the Schedule 13G/A and when?

Signatures on behalf of both reporting persons are by Samir Patel (Managing Director for Nomura Holdings and Authorized Officer for Nomura Global Financial Products) dated 08/14/2025.