RTX (RTX) Senior VP exercises stock awards and sells common shares

Rhea-AI Filing Summary

RTX Corp executive Amy L. Johnson, Senior VP and Controller, reported multiple equity award transactions and share sales. On February 8, 2026, 3,935 restricted stock units vested into common stock and 3,366 shares were acquired from performance share units that vested at a 146% performance level. Shares were also withheld to cover tax obligations.

On February 10, 2026, Johnson exercised stock appreciation rights covering 10,118 shares at $90.73 and 4,200 shares at $72.49, receiving common stock. She then disposed of 6,230 shares at $196.19 and sold 8,088 shares at $195.03. After these transactions, she held 11,022.9646 shares directly and 2,875 shares indirectly through a savings plan trustee.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Johnson Amy L

(Last) (First) (Middle)

1000 WILSON BLVD.

(Street)

ARLINGTON VA 22209

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
RTX Corp [ RTX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior VP and Controller

3. Date of Earliest Transaction (Month/Day/Year)
02/08/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/08/2026		M		3,935	A	$0(1)	10,266.9646	D
Common Stock	02/08/2026		A		3,366(2)	A	$198.66	13,632.9646	D
Common Stock	02/08/2026		F		1,141	D	$198.66	12,491.9646	D
Common Stock	02/08/2026		F		1,469	D	$198.66	11,022.9646	D
Common Stock	02/10/2026		M		10,118(3)	A	$90.73	21,140.9646	D
Common Stock	02/10/2026		M		4,200(3)	A	$72.49	25,340.9646	D
Common Stock	02/10/2026		D		6,230	D	$196.19	19,110.9646	D
Common Stock	02/10/2026		S		8,088	D	$195.03	11,022.9646	D
Common Stock								2,875	I	By Savings Plan Trustee

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	02/08/2026		M			3,935	(4)	(4)	Common Stock	3,935	$0.0000	16,397	D
Stock Appreciation Right	$90.73	02/10/2026		M			10,118	02/04/2023	02/03/2030	Common Stock	10,118	$0.0000	0.0000	D
Stock Appreciation Right	$72.49	02/10/2026		M			4,200	02/08/2024	02/07/2031	Common Stock	4,200	$0.0000	0.0000	D

Explanation of Responses:

1. Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.

2. The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on February 8, 2023, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital, earnings per share growth, and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2025. The performance criteria were satisfied at the 146% level.

3. The Stock Appreciation Rights (SARs) were settled in shares in accordance with the terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARs and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

4. Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on February 8, 2023.

	/s/ Jennifer Yahl, as Attorney-in-fact	02/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What did RTX (RTX) executive Amy L. Johnson report in this Form 4?

Amy L. Johnson reported equity award vesting, option-like exercises, and stock sales. She received RTX common shares from restricted stock units, performance share units, and stock appreciation rights, and disposed of some shares through tax withholding and open market sales.

How many RTX shares vested from Amy L. Johnson’s RSUs and PSUs?

3,935 RTX shares vested from time-based restricted stock units, and 3,366 shares were acquired from performance share units. The PSUs vested based on pre-set performance goals that were satisfied at the 146% level over a three-year period ending December 31, 2025.

What stock appreciation rights did Amy L. Johnson exercise at RTX?

She exercised stock appreciation rights covering 10,118 shares at $90.73 and 4,200 shares at $72.49. These SARs were settled in RTX common stock under award terms, with the exercise treated as an exempt acquisition and a simultaneous sale back for reporting purposes.

What RTX stock sales did Amy L. Johnson report on February 10, 2026?

On February 10, 2026, she disposed of 6,230 RTX common shares at $196.19 and sold 8,088 shares at $195.03. These transactions followed the exercise of stock appreciation rights that delivered RTX common shares to her account.

How many RTX shares does Amy L. Johnson hold after the reported transactions?

After the reported transactions, she directly holds 11,022.9646 RTX common shares. She also has an indirect holding of 2,875 RTX shares through a savings plan trustee, which is reported as indirect beneficial ownership on the Form 4.

How were RTX performance goals described for Amy L. Johnson’s PSUs?

The performance share units vested solely upon achieving goals for return on invested capital, earnings per share growth, and total shareholder return versus the S&P 500 and aerospace and defense peers. These criteria were satisfied at 146% over a three-year period ending December 31, 2025.